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Award Abstract # 2130062
RAPID: Collaborative Research: Non-state Service Provision in the Context of Multiple Extreme Events

NSF Org: SES
Division of Social and Economic Sciences
Recipient: WEST VIRGINIA UNIVERSITY RESEARCH CORPORATION
Initial Amendment Date: May 7, 2021
Latest Amendment Date: May 7, 2021
Award Number: 2130062
Award Instrument: Standard Grant
Program Manager: James I. Walsh
jwalsh@nsf.gov
 (703)292-4689
SES
 Division of Social and Economic Sciences
SBE
 Directorate for Social, Behavioral and Economic Sciences
Start Date: May 1, 2021
End Date: April 30, 2023 (Estimated)
Total Intended Award Amount: $44,661.00
Total Awarded Amount to Date: $44,661.00
Funds Obligated to Date: FY 2021 = $44,661.00
History of Investigator:
  • Herschel Thomas (Principal Investigator)
    herschel.thomas@austin.utexas.edu
Recipient Sponsored Research Office: West Virginia University Research Corporation
886 CHESTNUT RIDGE ROAD
MORGANTOWN
WV  US  26505-2742
(304)293-3998
Sponsor Congressional District: 02
Primary Place of Performance: West Virginia University
1515 University Avenue
Morgantown
WV  US  26505-0001
Primary Place of Performance
Congressional District:
02
Unique Entity Identifier (UEI): M7PNRH24BBM8
Parent UEI:
NSF Program(s): Security & Preparedness
Primary Program Source: 01002122DB NSF RESEARCH & RELATED ACTIVIT
Program Reference Code(s): 096Z, 7914, 9150, 9179
Program Element Code(s): 118Y00
Award Agency Code: 4900
Fund Agency Code: 4900
Assistance Listing Number(s): 47.075

ABSTRACT

This research concerns government and non-state actors' capacity to respond to simultaneous crises involving major disasters. In response to major disaster, the disaster state often delegates authority and encourages non-state service provision. Often, response capacity depends on service provision by self-directed groups and businesses that are not electorally accountable. Little is known about how the reliance of governments on non-state actors shapes the ability of the disaster state to respond to compounding crises. Using the state of Texas response to both COVID 19 and Winter Storm Uri as the compounding crises of interests, the PIs consider 1) the role of non-state actors in supplementing state capacity; 2) the implications of reliance on non-state actors for resource allocation and service provision across differing communities; and 3) the implications of this reliance for democratic accountability. Methodologically, the PIs use a longitudinal three wave survey of local health agencies, emergency management departments, and non-profits operating in Texas. The PIs focus on the moments of crisis to allow for test of hypotheses about the role of non-state actors and democratic accountability. The gathering of baseline data in relatively close proximity to the dual events is an essential component of this project.

This research will provide a baseline for the study of the disaster state. The PIs use a theoretical framework of state capacity to examine the disaster state and to integrate scholarship on American governance with literature on non-state service provision in the field of comparative politics. The PIs contribute to literature on state strength, distribution of non-state services and democratic accountability. The PIs conduct three state-wide survey waves in Texas in the aftermath of COVID 19 and Winter Storm Uri. In addition, the PIs conduct semi-structured interviews with representatives of government agencies and with representatives of non-state actors. Surveys will be implemented using the Qualtrics platform. Respondents for the initial survey will be recruited from Texas?s 161 local health departments, public health districts, and local health units. With this survey data, the PIs test three research hypotheses related to state capacity, public/private interaction, and compounding crises. The PIs will generate basic scientific advances that may be applied by scholars seeking to understand and prepare for future multiple hazard situations. This research includes graduate student training and findings from the study will be shared with public officials and practitioners through a research and practice integration workshop.

This award reflects NSF's statutory mission and has been deemed worthy of support through evaluation using the Foundation's intellectual merit and broader impacts review criteria.

PROJECT OUTCOMES REPORT

Disclaimer

This Project Outcomes Report for the General Public is displayed verbatim as submitted by the Principal Investigator (PI) for this award. Any opinions, findings, and conclusions or recommendations expressed in this Report are those of the PI and do not necessarily reflect the views of the National Science Foundation; NSF has not approved or endorsed its content.

The security, safety, and public health threat posed by multiple simultaneous disasters has emerged as a major challenge for American institutions in recent years. The growing frequency and severity of disasters, a consequence in part of rapidly occurring climate change, ensures that concurrent disasters will pose an ongoing challenge to governments at the local, state, and national level.

 

In this project, we studied the role of non-state service providers -including non-profit organizations, religious groups, and businesses- in responding to concurrent and overlapping disasters. We considered an array of hypotheses about how non-state entities supplement state capacity during and after disasters, how these entities target their services, how they evaluate their efforts, how they coordinate with government, and how their responses to an emergent disaster might be shaped by fiscal and resource constraints stemming from another ongoing crisis. We focused our research efforts on case studies of the simultaneous COVID/Winter Storm crises in Texas, the confluence of the Delta wave of COVID and Hurricane Ida in Louisiana, and the sequence of persistent drought and severe storms in California. Examining these cases allowed us to gain traction on key issues in security and public health through an analysis of concurrent crises across jurisdictions and governing environments with differing degrees of state capacity and non-state entity resources.

 

In the process of this research, we completed surveys of 65 emergency management and 32 public health offices in Texas as well as surveys of 527 non-profit organizations in Texas, Louisiana, and California. We also conducted on-the-ground or virtual interviews with 65 non-profits and government agencies within these three disaster-impacted areas. This research was facilitated by graduate students who received mentorship in research methods and analysis.

 

Our analysis of these surveys and interviews makes clear the complex nature of the threat that concurrent crises represent to the American disaster state. We found highly divergent impacts from earlier or ongoing disasters, with some non-profit groups reporting that an ongoing crisis (such as the COVID-19 pandemic) had stretched their resources beyond the breaking point. Other groups, meanwhile, reported that the earlier or ongoing crisis had led them to adapt in ways that made them more prepared for a simultaneous emergent threat. In the realm of accountability to the communities that non-profit groups serve, we found that closer ties to government led organizations to engage in higher levels of evaluation of their services. For example, those that received government funding were more likely to report outcomes publicly, audit programs and services, and solicit feedback from the communities they serve. Importantly, we also found that non-profit groups tended to target their services during disasters on the basis of convenience, proximity, and pre-existing ties rather than direct services based upon standardized criteria related to need.

 

 


Last Modified: 10/04/2023
Modified by: Herschel F Thomas

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