Award Abstract # 2053429
Collaborative Research: Understanding Urban Resilience to Pluvial Floods Using Reduced-Order Modeling

NSF Org: CMMI
Division of Civil, Mechanical, and Manufacturing Innovation
Recipient: REGENTS OF THE UNIVERSITY OF MICHIGAN
Initial Amendment Date: December 22, 2021
Latest Amendment Date: December 22, 2021
Award Number: 2053429
Award Instrument: Standard Grant
Program Manager: Harrison Kim
harkim@nsf.gov
 (703)292-7328
CMMI
 Division of Civil, Mechanical, and Manufacturing Innovation
ENG
 Directorate for Engineering
Start Date: February 1, 2022
End Date: January 31, 2025 (Estimated)
Total Intended Award Amount: $282,720.00
Total Awarded Amount to Date: $282,720.00
Funds Obligated to Date: FY 2022 = $282,720.00
History of Investigator:
  • Valeriy Ivanov (Principal Investigator)
    ivanov@umich.edu
Recipient Sponsored Research Office: Regents of the University of Michigan - Ann Arbor
1109 GEDDES AVE STE 3300
ANN ARBOR
MI  US  48109-1015
(734)763-6438
Sponsor Congressional District: 06
Primary Place of Performance: University of Michigan, CEE
1351 Beal Ave., EWRE
Ann Arbor
MI  US  48109-2125
Primary Place of Performance
Congressional District:
06
Unique Entity Identifier (UEI): GNJ7BBP73WE9
Parent UEI:
NSF Program(s): Hydrologic Sciences,
DRRG-Disaster Resilience Res G
Primary Program Source: 01002223DB NSF RESEARCH & RELATED ACTIVIT
Program Reference Code(s): 041E, 1579, 1638
Program Element Code(s): 157900, 198Y00
Award Agency Code: 4900
Fund Agency Code: 4900
Assistance Listing Number(s): 47.041, 47.050

ABSTRACT

Flooding is exacerbated in urban landscapes, where intense rainfall combines with high levels of impervious land cover to produce flooding in areas not immediately adjacent to rivers and their traditionally defined floodplains. Recent events across the nation have demonstrated that this type of flooding (termed ?pluvial?) adversely affects urban resilience and is a major contributor to overall flood damage and fatalities. Despite the increasing recognition of its importance, pluvial flooding remains poorly understood because of the failure of conventional rainfall predictions and inundation assessment methods to assess the likelihood and severity of its occurrence, and the extreme computational cost of more sophisticated models that could otherwise help address this knowledge gap. By focusing on extreme summer precipitation and flooding in densely populated urban areas, this Disaster Resilience Research Grants (DRRG) project will address the precursors to and the occurrence of flooding hazard phenomena, as well as the uncertainty associated with its prediction. By enabling quantification of the likelihood of a flood hazard outside of riverine floodplains, this research will inform disaster management planning at scales of engineering practice.

This project hypothesizes that (i) modern techniques in probabilistic analysis can simplify the representation of extreme rainfall processes that produce pluvial floods; that (ii) both surface drainage network and flow hydrodynamic features within an urban landscape determine the formation of floods outside of riverine areas; and that (iii) flood ?surrogate? modeling combined with high-fidelity, first-principles modeling is indispensable for computational discovery in flood science and the development of practical tools to enhance the resilience of urban environments to pluvial flooding. The specific objectives of this research are (1) to demonstrate the potential for flood prediction using state-of-the-science rainfall and land surface data and hybrid modeling approaches; (2) to address the project hypotheses through a combination of state-of-the-science data, modeling, and uncertainty quantification methods; and (3) to distribute developed tools through open-source software packages. Project activities will focus on a case study urban watershed in a suburban area of Detroit identified by regional stakeholders as one key area to understand the formation and management of stormwater.

This proposal is co-funded by NSF-NIST Disaster Resilience Research Grants and NSF's Hydrologic Sciences Program.

This award reflects NSF's statutory mission and has been deemed worthy of support through evaluation using the Foundation's intellectual merit and broader impacts review criteria.

PUBLICATIONS PRODUCED AS A RESULT OF THIS RESEARCH

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Xu, Donghui and Bisht, Gautam and Engwirda, Darren and Feng, Dongyu and Tan, Zeli and Ivanov, Valeriy_Y "Uncertainties in Simulating Flooding During Hurricane Harvey Using 2D Shallow Water Equations" Water Resources Research , v.61 , 2025 https://doi.org/10.1029/2024WR038032 Citation Details
Xu, Donghui and Bisht, Gautam and Tan, Zeli and Sinha, Eva and Di_Vittorio, Alan V and Zhou, Tian and Ivanov, Valeriy Y and Leung, L Ruby "Climate change will reduce North American inland wetland areas and disrupt their seasonal regimes" Nature Communications , v.15 , 2024 https://doi.org/10.1038/s41467-024-45286-z Citation Details
Tran, Vinh Ngoc and Ivanov, Valeriy Y and Huang, Weichen and Murphy, Kevin and Daneshvar, Fariborz and Bednar, Jeff H and Alexander, G Aaron and Kim, Jongho and Wright, Daniel B "Connectivity in urbanscapes can cause unintended flood impacts from stormwater systems" Nature Cities , v.1 , 2024 https://doi.org/10.1038/s44284-024-00116-7 Citation Details
Tran, Vinh Ngoc and Ivanov, Valeriy Y. and Xu, Donghui and Kim, Jongho "Closing in on Hydrologic Predictive Accuracy: Combining the Strengths of HighFidelity and PhysicsAgnostic Models" Geophysical Research Letters , v.50 , 2023 https://doi.org/10.1029/2023GL104464 Citation Details
Tran, Vinh Ngoc and Ivanov, Valeriy Y. and Kim, Jongho "Data reformation A novel data processing technique enhancing machine learning applicability for predicting streamflow extremes" Advances in Water Resources , v.182 , 2023 https://doi.org/10.1016/j.advwatres.2023.104569 Citation Details
Minallah, Samar and Steiner, Allison_L and Ivanov, Valeriy_Y and Wood, Andrew_W "Controls of Variability in the Laurentian Great Lakes Terrestrial Water Budget" Water Resources Research , v.59 , 2023 https://doi.org/10.1029/2022WR033759 Citation Details
Tran, Vinh_Ngoc and Zhou, Wenbo and Kim, Taeho and Mazepa, Valeriy and Valdayskikh, Victor and Ivanov, Valeriy_Y "Daily station-level records of air temperature, snow depth, and ground temperature in the Northern Hemisphere" Scientific Data , v.11 , 2024 https://doi.org/10.1038/s41597-024-03483-x Citation Details
Ivanov, Valeriy Y and Tran, Vinh Ngoc and Huang, Weichen and Murphy, Kevin and Daneshvar, Fariborz and Bednar, Jeff H and Alexander, G Aaron and Kim, Jongho and Wright, Daniel B "Urban flooding is intensified by outdated design guidelines and a lack of a systems approach" Nature Cities , v.1 , 2024 https://doi.org/10.1038/s44284-024-00128-3 Citation Details
Nelson-Mercer, Benjamin and Kim, Taeho and Tran, Vinh_Ngoc and Ivanov, Valeriy "Pluvial flood impacts and policyholder responses throughout the United States" npj Natural Hazards , v.2 , 2025 https://doi.org/10.1038/s44304-025-00058-7 Citation Details
Ngoc Tran, Vinh and Ivanov, Valeriy Y. and Tien Nguyen, Giang and Ngoc Anh, Tran and Huy Nguyen, Phuong and Kim, Dae-Hong and Kim, Jongho "A deep learning modeling framework with uncertainty quantification for inflow-outflow predictions for cascade reservoirs" Journal of Hydrology , v.629 , 2024 https://doi.org/10.1016/j.jhydrol.2024.130608 Citation Details

PROJECT OUTCOMES REPORT

Disclaimer

This Project Outcomes Report for the General Public is displayed verbatim as submitted by the Principal Investigator (PI) for this award. Any opinions, findings, and conclusions or recommendations expressed in this Report are those of the PI and do not necessarily reflect the views of the National Science Foundation; NSF has not approved or endorsed its content.

Flooding caused by heavy rain is one of the most frequent and damaging natural hazards facing U.S. cities today. Unlike fluvial floods that result from rivers overflowing into floodplains, pluvial floods occur when stormwater systems are overwhelmed by intense rainfall. These events can inundate streets, basements, and critical facilities, often in places far from rivers. As climate change intensifies extreme rainfall and as urban areas expand, pluvial floods are expected to become even more costly and disruptive. This NSF-funded project aims to better understand how pluvial floods form, how urban drainage infrastructure influences their severity, and how modern modeling techniques, including machine learning, can make flood prediction more accurate, computationally efficient, and more useful for decision makers. The research team worked in two highly flood-prone regions, specifically, Houston, Texas and the Red Run watershed near Detroit, Michigan, while also developing tools applicable across the entire United States.

In terms of intellectual merit, the project advanced flood science in several key ways:

  1. Understanding rainfall and uncertainty
    The team showed that observed rainfall data from weather radar can be used to generate various scenarios preserving essential storm features to simulate a wide range of realistic rainfall scenarios and capture the uncertainty associated with storm forecasts.
  2. Revealing hidden flood pathways
    Using high-resolution LiDAR maps, building footprints, transportation networks, and storm sewer data, the project team built detailed computer models of study urban watersheds. They found that drainage infrastructure such as pipes, culverts, and outfalls does not always reduce flooding. In some cases, the system can actually worsen floods by moving water into areas where sewer backflow occurs. This mechanism, termed a fluvio-pluvial flood, highlights the importance of treating stormwater systems as interconnected networks rather than isolated components.
  3. Developing advanced modeling frameworks
    The project combined three approaches: (a) high-fidelity process-based models that capture physical details of water flow; (b) reduced-order models that run quickly by mimicking complex simulations of high-fidelity models; and (c) machine learning models that improve accuracy by correcting biases of flood predictions. This overall hybrid framework enabled both precision and speed, making real-time or large-scale flood forecasting possible.
  4. Real-time forecasting and monitoring design
    The team ran hundreds of simulated storms for Detroit’s 2014 flood, generating ensembles that made it possible to design optimized networks of water-level sensor locations. Additionally, machine learning models were trained to provide near-instant estimates of flood inundation extent, paving the way for real-time forecasting tools.

Collectively, these outcomes advanced fundamental understanding of rainfall-runoff processes leading to urban pluvial floods and their interactions with infrastructure, they also improved flood predictive modeling, while creating novel computational tools for the scientific and engineering community.

The broader impacts findings have broad significance for society, policy, and education:

  1. Revealing hidden risks in insurance and planning
    By analyzing decades of U.S. flood insurance claims, the team found that 87% of claims outside the official 100-year floodplains were caused by pluvial floods. This highlights a major blind spot in current risk management practices and shows that millions of properties face greater risk than is reflected in existing maps or policies.
  2. Informing infrastructure and policy
    The research revealed that outdated stormwater design guidelines and lack of a systems-level perspective are contributing to worsening flood impacts. Publications in Nature Cities and other high-impact outlets shared these insights with engineers, policymakers, and the public. The work underscores the need for integrated stormwater management strategies.
  3. Education and workforce development
    The project trained three doctoral students, a postdoctoral scientist, and an undergraduate researcher in advanced hydrologic modeling, geospatial analysis, and machine learning. These individuals presented results at national conferences, published papers in leading journals, and gained professional development experiences in teaching, mentoring, and outreach. The project therefore contributed to the next generation of scientists and engineers trained to address pressing challenges of urban flood resilience.
  4. Public outreach and communication3
    The team engaged in a broad dissemination, including interviews with major news outlets, invited lectures internationally, and public-facing articles such as those in The Conversation and the University of Michigan News. These efforts translated complex science into accessible language for the public, raising awareness of the risks and possible solutions to urban flooding.

Last Modified: 08/25/2025
Modified by: Valeriy Y Ivanov

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