Award Abstract # 2039172
RAPID: SaTC: Information Privacy Tensions and Decisions in Families during COVID-19.

NSF Org: SES
Division of Social and Economic Sciences
Recipient: VIRGINIA POLYTECHNIC INSTITUTE & STATE UNIVERSITY
Initial Amendment Date: July 9, 2020
Latest Amendment Date: July 9, 2020
Award Number: 2039172
Award Instrument: Standard Grant
Program Manager: Sara Kiesler
skiesler@nsf.gov
 (703)292-8643
SES
 Division of Social and Economic Sciences
SBE
 Directorate for Social, Behavioral and Economic Sciences
Start Date: August 1, 2020
End Date: July 31, 2022 (Estimated)
Total Intended Award Amount: $199,849.00
Total Awarded Amount to Date: $199,849.00
Funds Obligated to Date: FY 2020 = $199,849.00
History of Investigator:
  • France Belanger (Principal Investigator)
    belanger@vt.edu
  • Robert Crossler (Co-Principal Investigator)
Recipient Sponsored Research Office: Virginia Polytechnic Institute and State University
300 TURNER ST NW
BLACKSBURG
VA  US  24060-3359
(540)231-5281
Sponsor Congressional District: 09
Primary Place of Performance: Virginia Polytechnic Institute and State University
VA  US  24061-0101
Primary Place of Performance
Congressional District:
09
Unique Entity Identifier (UEI): QDE5UHE5XD16
Parent UEI: X6KEFGLHSJX7
NSF Program(s): Secure &Trustworthy Cyberspace
Primary Program Source: 01002021DB NSF RESEARCH & RELATED ACTIVIT
Program Reference Code(s): 025Z, 065Z, 096Z, 7434, 7914, 9102
Program Element Code(s): 806000
Award Agency Code: 4900
Fund Agency Code: 4900
Assistance Listing Number(s): 47.075

ABSTRACT

COVID-19 has thrown the world into a global health crisis and the largest economic downturn since the great depression. A key factor that allows economies to open is a contact tracing program consisting of apps on smartphones that know who people have been in contact with and can quickly notify those who have been near someone with a positive COVID-19 result. For contact tracing to work, a significant portion of the community must use the apps, raising privacy concerns. Tensions can arise in families as each member must decide whether to allow contact tracing on their smartphone. Any individual decision can affect the entire household. For example, if families go to dinner together and one member has contact tracing turned on, the entire family is functionally traced, leading to family disagreements about the acceptance of contact tracing. The objective of this research is to understand how these within-family tensions on privacy affect contact tracing choices and suggest solutions.

This research seeks to develop a family-level privacy process model that explains the series of activities and events that lead to a familial decision about privacy settings and use of contact tracing. The research uses a longitudinal qualitative and quantitative survey of parent-teen dyads at two points in time in different regions with both mandatory and volitional use of contact tracing. The research examines how decisions regarding usage of contact tracing technologies are negotiated within households and how to foster contact tracing acceptance within families. By identifying the processes and barriers to contact tracing acceptance, this research facilitates the domino effect of family-level adoption. Because each family?s identity extends beyond their household, this cascading effect can increase adoption to the household?s broader social networks. By understanding and reducing barriers to adoption within a family, we will be able to help obtain the critical mass of users necessary for successfully keeping COVID-19 infections at a manageable level.

This award reflects NSF's statutory mission and has been deemed worthy of support through evaluation using the Foundation's intellectual merit and broader impacts review criteria.

PUBLICATIONS PRODUCED AS A RESULT OF THIS RESEARCH

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Allen, Katherine R. and Goldberg, Abbie E. "Apart, but still together: Separated parents living in limbo during COVID19" Journal of Marital and Family Therapy , v.48 , 2022 https://doi.org/10.1111/jmft.12556 Citation Details
Allen, K. R. and Jessica, R. and Finch, T. and Crossler, R. E. and Bélanger, F. "Family tensions around contact tracing technology during COVID-19" National Council on Family Relations Annual Conference , 2021 Citation Details
Bélanger, F. and Crossler, R. E. and Allen, K. R. and Resor, J. M. and Kissel, H. and Finch, T. "Family Tensions and Information Privacy: A Barrier to Diffusion of Proximity Tracing Applications?" Proceedings of the Annual Hawaii International Conference on System Sciences , 2022 https://doi.org/10.24251/HICSS.2022.066 Citation Details
Goldberg, A. E. and Allen, K. R. and Smith, J. Z. "Divorced and separated parents during the COVID-19 pandemic" Family process , v.60 , 2021 https://doi.org/10.1111.famp.12693 Citation Details

PROJECT OUTCOMES REPORT

Disclaimer

This Project Outcomes Report for the General Public is displayed verbatim as submitted by the Principal Investigator (PI) for this award. Any opinions, findings, and conclusions or recommendations expressed in this Report are those of the PI and do not necessarily reflect the views of the National Science Foundation; NSF has not approved or endorsed its content.

Summary

During the COVID-19 pandemic, contact tracing apps on smartphones that can quickly notify an individual that they have been near someone with a positive COVID-19 result were touted as a key solution to allow economies to re-open. For contact tracing to work, a significant portion of the community must use the apps, which requires sharing of some information. This research sought to understand how families navigated use of contact tracing apps and sharing of information since individual decisions can affect the entire household, and potentially create tensions in the family. The research used qualitative and quantitative surveys of parents and teens at two timepoints (October 2020; February 2021) in different regions with both mandatory and optional use of contact tracing. By understanding barriers to contact tracing acceptance in families, we can help design future community health technology tools and programs.

Intellectual Merit

The research team involved faculty from human development and family science and information systems, and researchers from psychology and statistics. Team members learned from each other and integrated their respective disciplinary knowledge into transdisciplinary work in ways that would not have been possible without this project.  For example, the concept of “privacy” is used in many fields but not consistently. In family science, the family, as a social institution, has been assumed to occupy only the private realm, where what goes on in families is not well known. Thus, privacy reflects the “private” emotional and physical bonds of family members “behind closed doors.” Bringing a critical, intersectional perspective to the established notion that a family’s emotional environment is private, it is now clear that what happens in families is shaped by, and also shapes, the public realm. In information systems, privacy is mostly studied as an individual concept where individual perceptions affect decisions to share information or not. Yet, our research shows that family members embedded in their social unit (i.e., their family) make privacy decisions that affect each other, with implications for society at large. This substantially enhances our understanding of multilevel privacy.

To the information systems discipline we brought the concepts of family tensions to better understand technological decisions in families. We also considered the ecological perspective on families, where the individual, family, community, and society are nested systems that interrelate and mutually influence one another. This helped understand how family tensions affected contact tracing attitudes and behaviors, and consider how decisions were linked to how family members differ by age, gender, generation, social class, and the like. To the family science discipline, we brought the concepts of information privacy, technology adoption, the calculus of behavior, and multilevel theorizing, allowing us to better understand the introduction of new technologies in family units. For example, we identified significant effects of social class and gender on the understanding and attitudes towards contact tracing by comparing gender of parent/teen dyads.

Broader Impacts

This research has significant impacts for the future of technologies that can be used to handle health or other global or community crises, especially the concept of community technologies. This concept is important to avoid issues that contact tracing programs faced (i.e., lack of adoption) and at the same time inform how to not only develop but also disseminate future such technologies. We believe it is possible to build upon the strengths of parent-child and other family relationships to increase facilitation and acceptance of community technologies to thwart future global health crises. This is of interest to public administration and the medical field. For example, our work was cited in several medical news media when initially started. Finally, a major impact for society is our findings surrounding digital divide and digital inclusion issues. It is clear from our findings that there are some social class divisions surrounding the understanding of contact tracing (and information privacy), as well as gender and generational differences in attitudes and behaviors towards contact tracing. This again speaks to the future release of other community technologies. Furthermore, we found that people who viewed the benefits of using contact tracing apps as outweighing their privacy concerns were more apt to use the contact tracing apps, consistent with the privacy calculus. Not only that, but these people were also more likely to follow COVID-19 health recommendations. Interestingly, a person’s political leanings did not have a significant influence on whether they followed these recommendations. This finding adds to the discourse on what is necessary to encourage people to engage in positive health behaviors in the midst of a pandemic.


Last Modified: 09/05/2022
Modified by: France Belanger

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