Award Abstract # 2030241
Belmont Forum Collaborative Research: OCEAN Sustainability Pathways for Achieving Conflict Transformation

NSF Org: RISE
Integrative and Collaborative Education and Research (ICER)
Recipient: RECTOR & VISITORS OF THE UNIVERSITY OF VIRGINIA
Initial Amendment Date: March 29, 2021
Latest Amendment Date: April 26, 2023
Award Number: 2030241
Award Instrument: Continuing Grant
Program Manager: Maria Uhle
muhle@nsf.gov
 (703)292-2250
RISE
 Integrative and Collaborative Education and Research (ICER)
GEO
 Directorate for Geosciences
Start Date: May 1, 2021
End Date: December 31, 2024 (Estimated)
Total Intended Award Amount: $394,303.00
Total Awarded Amount to Date: $394,303.00
Funds Obligated to Date: FY 2021 = $136,076.00
FY 2022 = $129,576.00

FY 2023 = $128,651.00
History of Investigator:
  • Ernest Dukes (Principal Investigator)
    ed7k@virginia.edu
Recipient Sponsored Research Office: University of Virginia Main Campus
1001 EMMET ST N
CHARLOTTESVILLE
VA  US  22903-4833
(434)924-4270
Sponsor Congressional District: 05
Primary Place of Performance: University of Virginia Main Campus
P.O. Box 400195
Charlottesville
VA  US  22904-4195
Primary Place of Performance
Congressional District:
05
Unique Entity Identifier (UEI): JJG6HU8PA4S5
Parent UEI:
NSF Program(s): Intl Global Change Res & Coord
Primary Program Source: 01002122DB NSF RESEARCH & RELATED ACTIVIT
01002223DB NSF RESEARCH & RELATED ACTIVIT

01002324DB NSF RESEARCH & RELATED ACTIVIT
Program Reference Code(s): 7313, EGCH, 1679
Program Element Code(s): 731300
Award Agency Code: 4900
Fund Agency Code: 4900
Assistance Listing Number(s): 47.050

ABSTRACT

This award provides support to U.S. researchers participating in a project competitively selected by a 55-country initiative on global change research through the Belmont Forum. The Belmont Forum is a consortium of research funding organizations focused on support for transdisciplinary approaches to global environmental change challenges and opportunities. It aims to accelerate delivery of the international research most urgently needed to remove critical barriers to sustainability by aligning and mobilizing international resources. Each partner country provides funding for their researchers within a consortium to alleviate the need for funds to cross international borders. This approach facilitates effective leveraging of national resources to support excellent research on topics of global relevance best tackled through a multinational approach, recognizing that global challenges need global solutions.

Working together in this Collaborative Research Action, the partner agencies have provided support to foster global transdisciplinary research teams to address critical issues in ocean sustainability including, conservation and sustainable use of the oceans, seas and marine resources for sustainable development. This complex challenge required that the projects utilized integrated, transdisciplinary and cross-sectoral approaches and bring together natural and social sciences as well as policymakers, resource managers, industries, citizens and other societal partners. This award provides support for the U.S. researchers to cooperate in consortia that consist of partners from at least three of the participating countries to increase our knowledge of the complex linkages and pathways needed to accelerate sustainable use of oceans and minimize the effects from global change.

The project aims to investigate how existing conflict resolution practices impact ocean sustainability by examining how formal interventions (law) and informal practices (negotiation) can be harnessed toward conflict resolution. These studies are based on the idea that ocean sustainability prospects depend on building tailor-made capabilities to analyze, productively manage, and transform ocean conflicts. Since ocean conflict resolution is an under-developed field of scholarship and practice, the team aims to use comparative analysis to study conflicts that traverse the Global North and South, in South Africa, India, Brazil, Norway/Barents Sea, Baltic Sea and United States. The project is projected to help develop insight into diverse ocean conflicts through real-world collaboration of context-specific research teams that include stakeholder partners, social and natural scientists, and conflict resolution experts. The new knowledge gained will be used to develop and test ocean conflict resolution tools and practices. The Oceans PACT project will generate significant scientific and socio-political benefits in the case studies that result from this proposal, ideally forming conflict resolution practices that foster global ocean sustainability.

This award reflects NSF's statutory mission and has been deemed worthy of support through evaluation using the Foundation's intellectual merit and broader impacts review criteria.

PROJECT OUTCOMES REPORT

Disclaimer

This Project Outcomes Report for the General Public is displayed verbatim as submitted by the Principal Investigator (PI) for this award. Any opinions, findings, and conclusions or recommendations expressed in this Report are those of the PI and do not necessarily reflect the views of the National Science Foundation; NSF has not approved or endorsed its content.

This grant funded the University of Virginia's participation in the OCEANS PACT (OCEAN Sustainability Pathways for Achieving Conflict Transformation) Consortium that examinined a wide-range of ocean conflicts traversing the Global North and South, by analyzing how existing conflict resolution practices help or hinder ocean sustainability and developing new approaches to potentially transform conflicts in South Africa, Norway/Barents Sea, the Baltic Sea, India, Brazil, and the United States.

OCEANS PACT was guided by the following research objectives:

1) To develop a conceptual framework to understand and transform natural resource-based conflicts in diverse marine environments – from the Global North to Global South.

2) To refine and apply the conceptual framework to gain contextually thick, but multi-scaled empirical insights, on the way that different forms of power, normativity, and plural legal understandings are shaping marine conflicts in diverse settings.

3) To identify, evaluate and elaborate niches, strategies, new governance forms, legal mechanisms, environmental norms, pathways etc. that hold the potential for transformative change away from destructive conflictual relations and towards more equitable social relations and sustainable practices.

4) From the experience of case-study comparative analysis, develop and communicate analytical and transformational practice-based insights that have wider utility to transform a diverse range of marine conflicts; laying the foundation for marine conflict transformation capability building.

Thanks to the knowledge, experience, and generosity of the project partners, along with the leadership and facilitation of Michael Gilek of Södertörn University Sweden, this three year project greatly increased our understanding of oceans conflict and the potential for oceans conflict transformation.

While the following in no way encapsulates all of these learnings, I will focus on the two primary deliverables for the University of Virginia's role in the research project. These are the development of a massive open online course (MOOC) for oceans conflict transformation, and an editorial concerning the need for a new conception of oceans conflict transformation.

1) The online oceans conflict transformation course:

The goal of the MOOC is to:

1) develop the capacity of researcher-facilitators to assess, convene, and facilitate successful community-based conflict transformation processes concerning ocean and coastal spaces with contested histories and meanings;

2) provide materials and resources to train community members and/or public officials who may lead and/or participate in collaborative processes; and

3) share global case studies with many different types of oceans conflict and showing an array of real-life conflict transformation lessons.

The first lesson of this course gives an introduction to the goals of the course and why oceans matter. We go deeper into understanding the nature and variety of oceans conflicts with the second lesson, which is in two parts, with the second part exploring why conflicttransformation is needed and its possibilities. The third lesson introduces the six keyelements of what we term equitable collaboration and how they provide a foundation forconflict transformation. The fourth lesson introduces three types of conflict transformation processes and when each process might be the most useful.

The fifth lesson focuses on how a conflict transformation process can unfold over time; it is in three parts with one part for each of 3 phases: the first phase, taking place before any deliberations, what we call "conceiving the process"; the second, what you do when you bring people together, "conducting an equitable collaboration process"; and the third phase, "completing an equitable collaboration process" - what is it that you do as you finalize agreements, evaluate the process, and monitor effectiveness of any of those agreements. We use the case of a coastal community addressing a heavily contaminated estuary to illustrate those three phases as well as the six elements of equitable collaboration.

In the sixth and final lesson, we dive deeper into the lessons about conflict transformation through case studies from our colleagues across the globe.

2) Oceans conflict transformation editorial:

In the editorial we call for a broader conception of conflict transformation for ocean sustainability that accounts for the interconnected, cumulative and emergent properties of disputes involving the ocean as well as coastal communities at sea. A transformative approach engages with and addresses the drivers and root causes of ocean conflict and unleashes the productive potential of conflict. This broader conception of conflict transformation addresses the structural and systemic causes of conflict. This involves:

1) transformation of the narrative that sees the ocean in extractive / colonial terms as a resource to be exploited;

2) transformation of governance systems, with sufficient intra- and inter-national scientific and regulatory authority and legitimacy; and

3) persistent use of conflict transformation processes that address the many harms and traumas associated with oceans concerns. This approach re-imagines and reconfigures human-ocean interactions.

Finally, we have been able to incorporate lessons from this project into the development of a conflict transformation process for the Virginia Ocean Plan, led by Virginia's Coastal Zone Management program, anticipated completion in 2026.


Last Modified: 03/26/2025
Modified by: Ernest Franklin Dukes

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