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Award Abstract # 2022666
NNA Track 2: Collaborative Research: Water Infrastructure in the Arctic: Vulnerabilities at the Intersection of Social, Natural and Physical Systems

NSF Org: RISE
Integrative and Collaborative Education and Research (ICER)
Recipient: UNIVERSITY OF TEXAS AT AUSTIN
Initial Amendment Date: September 3, 2020
Latest Amendment Date: April 27, 2021
Award Number: 2022666
Award Instrument: Standard Grant
Program Manager: Jonathan G Wynn
jwynn@nsf.gov
 (703)292-4725
RISE
 Integrative and Collaborative Education and Research (ICER)
GEO
 Directorate for Geosciences
Start Date: September 1, 2020
End Date: August 31, 2023 (Estimated)
Total Intended Award Amount: $189,857.00
Total Awarded Amount to Date: $198,857.00
Funds Obligated to Date: FY 2020 = $189,857.00
FY 2021 = $9,000.00
History of Investigator:
  • Kasey Faust (Principal Investigator)
    faustk@utexas.edu
Recipient Sponsored Research Office: University of Texas at Austin
110 INNER CAMPUS DR
AUSTIN
TX  US  78712-1139
(512)471-6424
Sponsor Congressional District: 25
Primary Place of Performance: University of Texas at Austin
TX  US  78712-1532
Primary Place of Performance
Congressional District:
25
Unique Entity Identifier (UEI): V6AFQPN18437
Parent UEI:
NSF Program(s): NNA-Navigating the New Arctic
Primary Program Source: 01002021DB NSF RESEARCH & RELATED ACTIVIT
01002122DB NSF RESEARCH & RELATED ACTIVIT
Program Reference Code(s): 072Z, 116E, 9178, 9231, 9251
Program Element Code(s): 104Y00
Award Agency Code: 4900
Fund Agency Code: 4900
Assistance Listing Number(s): 47.050

ABSTRACT

Navigating the New Arctic (NNA) is one of NSF's 10 Big Ideas. NNA projects address convergence scientific challenges in the rapidly changing Arctic. The Arctic research is needed to inform the economy, security and resilience of the Nation, the larger region and the globe. NNA empowers new research partnerships from local to international scales, diversifies the next generation of Arctic researchers, enhances efforts in formal and informal education, and integrates the co-production of knowledge where appropriate. This award fulfills part of that aim by supporting planning activities with clear potential to develop novel, leading edge research ideas and approaches to address NNA goals. It integrates aspects of the natural environment, built environment, and social systems to address important societal challenges at this intersection, builds significant educational opportunities, and engages with local communities.

Even when it exists, formal water infrastructure in rural Alaska often fails to provide an adequate level of service to Alaskan households and communities. Operating water infrastructure in the Arctic is particularly difficult due to the unique coupling between the engineered systems and the unusually extreme challenges from social and natural systems. The small and remote nature of communities present unusual logistical, financial, and workforce challenges, while an extreme and changing climate further complicates the technical work needed to operate and maintain the systems. Accordingly, this project integrates knowledge of the water service challenges, data needs, and workforce issues experienced by Arctic communities and develop approaches to address these challenges and needs with appropriate strategies. Results from the needs assessment are used in teaching modules, and the knowledge generated is being used to develop an educational phone and tablet app that can be used as a tool available for utilities in public outreach. Broadly, this project is reducing uncertainty surrounding the operations of Arctic water infrastructure under conditions of climate change, and in doing so identifies new places where research is urgently needed.

Enabled by semi-structured interviews and focus groups, this planning grant is designed to forefront Alaskan community member and utility operator knowledge. The team is visiting three communities in the Yukon Kuskokwim Delta to gather knowledge from individuals with diverse expertise, including treatment plant operators and the general public. Data are being transcribed and analyzed using emergent qualitative analysis to objectively explore questions discovered through a local needs assessment. Further, through team development using the Delphi method and concept modeling exercises, this grant is creating the research community needed to identify and address systemic problems facing Arctic water infrastructure and the people who use them. Knowledge is being returned to participating communities through professional organizations, anchor institutions, and public outreach.

This award reflects NSF's statutory mission and has been deemed worthy of support through evaluation using the Foundation's intellectual merit and broader impacts review criteria.

PUBLICATIONS PRODUCED AS A RESULT OF THIS RESEARCH

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Brown, Meredith J. and Spearing, Lauryn A. and Roy, Arkajyoti and Kaminsky, Jessica A. and Faust, Kasey M. "Drivers of Declining Water Access in Alaska" ACS ES&T Water , v.2 , 2022 https://doi.org/10.1021/acsestwater.2c00167 Citation Details
Ritsch, Nicola and Tariq, Miriam and LaPatin, Michaela and Armanios, Daniel and Faust, Kasey and Albertson, Leif "Understanding Differences in User Preferences across Water Systems in Rural Alaska" World Environmental and Water Resources Congress 2023 , 2023 https://doi.org/10.1061/9780784484852.049 Citation Details
Spearing, Lauryn A. and Bakchan, Amal and Hamlet, Leigh C. and Stephens, Keri K. and Kaminsky, Jessica A. and Faust, Kasey M. "Comparing Qualitative Analysis Techniques for Construction Engineering and Management Research: The Case of Arctic Water Infrastructure" Journal of Construction Engineering and Management , v.148 , 2022 https://doi.org/10.1061/(ASCE)CO.1943-7862.0002313 Citation Details
Spearing, Lauryn A. and Mehendale, Prachi and Albertson, Leif and Kaminsky, Jessica A. and Faust, Kasey M. "What impacts water services in rural Alaska? Identifying vulnerabilities at the intersection of technical, natural, human, and financial systems" Journal of Cleaner Production , v.379 , 2022 https://doi.org/10.1016/j.jclepro.2022.134596 Citation Details

PROJECT OUTCOMES REPORT

Disclaimer

This Project Outcomes Report for the General Public is displayed verbatim as submitted by the Principal Investigator (PI) for this award. Any opinions, findings, and conclusions or recommendations expressed in this Report are those of the PI and do not necessarily reflect the views of the National Science Foundation; NSF has not approved or endorsed its content.

Even when it exists, formal water infrastructure in rural Alaska often fails to provide an adequate level of service to Alaska households and communities. The small and remote nature of communities present unusual logistical, financial, and workforce challenges, while an extreme and changing climate further complicates the technical work needed to operate and maintain the system. Accordingly, this project sought knowledge of the water service challenges, data needs, mitigation strategies, and workforce issues experienced by Arctic communities. This research was a partnership between Alaskan communities and organizations, and universities from across the US. It was a transdisciplinary effort involving engineers, anthropologists, climate scientists, artists, tribal education specialists, and community infrastructure users and operators. This planning grant was designed to forefront Alaskan community member and utility operator knowledge, and to build the trust and capacity needed to enable full co-design in future research undertakings.

A majority of homes in the United States (US) receive household water services via complete in-home plumbing. However, in Alaska many communities remain unserved. Seeking drivers behind this trend, we identified the spatiotemporal variations and the sociodemographic parameters that are correlated with the rates of in-home plumbing in Alaska communities. We found that complete plumbing is correlated to multiple characteristics, including the percentage of households that receive social security and are valued under $150,000. The many rural Alaskan regions revealed to have homes without access indicates a pressing need to invest in not only new water systems but also maintenance, operations, and capital improvements.


To better explore drivers behind unserved communities, we then built a holistic, empirical systems model of the nature of water sector challenges in Alaska. This systems model targeted knowledge of the overall system operations. We identified challenges within the financial, human, natural, and technical systems involved in the provision of water services in rural Alaska. The systems approach allowed us to map interdependencies between these systems. We assessed cascading impacts caused by the arctic environment and by climate change that increase the number of unserved communities and system failures. Unsurprisingly, climate change exacerbates the challenging Arctic operating context, straining the financial and technical systems within water infrastructure.  Communities are only able to pay for repairs using emergency funds that become available after system failures. Accordingly, service disruptions are linked to a lack of operations and maintenance funding.  Further, we found that certification of operators posed a barrier to receiving infrastructure funding. To support certification of operators, this planning grant created a mathematics education app, which is described next. 


Operator mathematics education was identified as a barrier to certification by many respondents interviewed in this research. Math education is critical for both operator certification and water treatment plant operations. In response to this need, this project developed and released H2O Academy, an open access app focusing on increasing basic math problem solving skills needed for the water operator Level 1 competency exam. H2O Academy teaches the math concepts operators need to understand flow, concentrations, and equivalencies. Next, the app takes the user through a water treatment plant schematic. In each part of the water treatment plant, the app helps users develop comfort solving math questions typical to and contextualized by that stage of water treatment. Users are able to request feedback and hints for each problem as desired. Bounded random number generators were built into the app to enable greater opportunities for practice.  At the end of the game, users can choose to take a test that randomly pulls questions from all the mathematics concepts covered in the app in order to receive a certificate of completion.


To enable future work at the sociotechnical interface, this project produced an analysis that implemented and compared three qualitative data analysis techniques to explore the collected semi-structured interview dataset. This methodological contribution described how different qualitative methods differ in their use of induction, in their prevalence in existing construction engineering and management research, and in their ability to answer different types of research questions.  For example, a deductive content analysis allowed for a full characterization and quantification of the dataset and discussion of the results in relation to a predefined framework.  This is relevant to frameworks based on design and construction standards. A hybrid content analysis exposed emergent, detailed insights that compliment deductive frameworks. A constant comparative analysis revealed emergent trends and uncovered the reasons why these trends occur.  In addition to building knowledge relevant to this project’s research questions, this methodological effort advanced sociotechnical construction and engineering management research by enabling the discipline to better address the industry’s complex challenges.


Finally, this planning grant anonymized and archived data from end-user interviews to catalyze research on topics such as the provision of Arctic water services, arctic engineering, and end user needs.


Last Modified: 11/10/2023
Modified by: Kasey M Faust

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