Award Abstract # 2008724
CIF: Small: Exploiting Interference via Data-Dependent Precoding

NSF Org: CCF
Division of Computing and Communication Foundations
Recipient: UNIVERSITY OF CALIFORNIA IRVINE
Initial Amendment Date: June 22, 2020
Latest Amendment Date: June 22, 2020
Award Number: 2008724
Award Instrument: Standard Grant
Program Manager: Phillip Regalia
pregalia@nsf.gov
 (703)292-2981
CCF
 Division of Computing and Communication Foundations
CSE
 Directorate for Computer and Information Science and Engineering
Start Date: October 1, 2020
End Date: September 30, 2024 (Estimated)
Total Intended Award Amount: $499,996.00
Total Awarded Amount to Date: $499,996.00
Funds Obligated to Date: FY 2020 = $499,996.00
History of Investigator:
  • Arnold Swindlehurst (Principal Investigator)
    swindle@uci.edu
Recipient Sponsored Research Office: University of California-Irvine
160 ALDRICH HALL
IRVINE
CA  US  92697-0001
(949)824-7295
Sponsor Congressional District: 47
Primary Place of Performance: University of California-Irvine
EECS, EH 4221, UC Irvine
Irvine
CA  US  92697-2625
Primary Place of Performance
Congressional District:
47
Unique Entity Identifier (UEI): MJC5FCYQTPE6
Parent UEI: MJC5FCYQTPE6
NSF Program(s): Comm & Information Foundations
Primary Program Source: 01002021DB NSF RESEARCH & RELATED ACTIVIT
Program Reference Code(s): 7923, 7937
Program Element Code(s): 779700
Award Agency Code: 4900
Fund Agency Code: 4900
Assistance Listing Number(s): 47.070

ABSTRACT

In wireless communications, managing interference is a key problem that has been studied for many years. When a cell tower or a WiFi access point sends signals simultaneously to several users, it has to ensure that these signals do not get so mixed up with each other that they can't be separated by the individual receivers. The most common approach is to encode the signals in a way that attempts to completely eliminate this multi-user interference, usually by assigning each signal to an "orthogonal" channel, e.g., sending the signals at different times, on different frequency bands, or using different transmission beams. The goal of this project is to exploit the observation that not all interference is "bad." When the signals are confined to a limited alphabet, it is unnecessary that the signal be received in exactly the form it was transmitted; it is only necessary that the receiver properly decode which symbol from the alphabet of signals was transmitted. While multi-user interference inevitably distorts the waveform, the transmitter can encode the waveform in such a way that the interference does not prevent (and in fact can enhance) the ability of the receivers to correctly decode their respective symbols. The key advantage of this approach is that it enables the transmitter to use much less power to get the same performance, since the interference essentially serves the purpose of adding extra power to the desired signals for each receiver. The significant energy savings that can result from this approach could have a revolutionary effect on the performance of wireless systems, and enable a much wider deployment of wireless network infrastructure and IoT devices at a fraction of the currently required energy consumption.

Multi-antenna implementations have become standard in today?s WiFi and cellular communication networks, and are one of the key technologies for achieving the large throughputs and high reliability required by next-generation systems. This proposal is focused on a new symbol-level precoding paradigm that has recently emerged in which not only the channel state information is exploited, but also knowledge of the symbols to be transmitted. This approach provides a powerful extra dimension for optimization that can yield dramatic improvements in performance. While most precoding methods try to eliminate interference, symbol-level precoding (SLP) exploits useful or "constructive" interference and repurposes it as energy for the desired signals. This increases the robustness of the signal detection and enables wireless systems to operate with significantly less power, and thus makes constructive interference SLP a promising candidate for low-cost and high-reliability applications. This project seeks to study methods for reducing the complexity of SLP, operation of the algorithms in scenarios with constrained radio-frequency front ends (e.g., low-resolution quantization, per-antenna power constraints), physical layer security, user selection in large networks, theoretical analyses of performance, network settings other than broadcast, etc.

This award reflects NSF's statutory mission and has been deemed worthy of support through evaluation using the Foundation's intellectual merit and broader impacts review criteria.

PUBLICATIONS PRODUCED AS A RESULT OF THIS RESEARCH

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(Showing: 1 - 10 of 16)
Li, Ang and Masouros, Christos and Swindlehurst, A. Lee and Yu, Wei "1-Bit Massive MIMO Transmission: Embracing Interference with Symbol-Level Precoding" IEEE Communications Magazine , v.59 , 2021 https://doi.org/10.1109/MCOM.001.2000601 Citation Details
Li, Ang and Masouros, Christos and Vucetic, Branka and Li, Yonghui and Swindlehurst, A. Lee "Interference Exploitation Precoding for Multi-Level Modulations: Closed-Form Solutions" IEEE Transactions on Communications , v.69 , 2021 https://doi.org/10.1109/TCOMM.2020.3031616 Citation Details
Li, Ang and Shen, Chao and Liao, Xuewen and Masouros, Christos and Swindlehurst, A. Lee "Block-Level Interference Exploitation Precoding without Symbol-by-Symbol Optimization" Proc. 2023 IEEE Wireless Communications and Networking Conference (WCNC) , 2023 https://doi.org/10.1109/WCNC55385.2023.10118875 Citation Details
Li, Ang and Shen, Chao and Liao, Xuewen and Masouros, Christos and Swindlehurst, A. Lee "Practical Interference Exploitation Precoding Without Symbol-by-Symbol Optimization: A Block-Level Approach" IEEE Transactions on Wireless Communications , v.22 , 2023 https://doi.org/10.1109/TWC.2022.3222780 Citation Details
Liu, Lu and Masouros, Christos and Swindlehurst, A Lee "Robust Symbol Level Precoding for Overlay Cognitive Radio Networks" IEEE Transactions on Wireless Communications , v.23 , 2024 https://doi.org/10.1109/TWC.2023.3289190 Citation Details
Liu, Lu and Swindlehurst, A. Lee "Overlay Cognitive Radio Using Symbol Level Precoding With Quantized CSI" Proc. ICASSP 2023 - 2023 IEEE International Conference on Acoustics, Speech and Signal Processing (ICASSP) , 2023 https://doi.org/10.1109/ICASSP49357.2023.10095726 Citation Details
Liu, Rang and Li, Ming and Liu, Qian and Lee Swindlehurst, A. "Joint Transmit Waveform and Receive Filter Design for Dual-Functional Radar-Communication Systems" Proc. International Conference on Communications , 2022 https://doi.org/10.1109/ICC45855.2022.9838990 Citation Details
Liu, Rang and Li, Ming and Liu, Qian and Swindlehurst, A. Lee "Dual-Functional Radar-Communication Waveform Design: A Symbol-Level Precoding Approach" IEEE Journal of Selected Topics in Signal Processing , v.15 , 2021 https://doi.org/10.1109/JSTSP.2021.3111438 Citation Details
Liu, Rang and Li, Ming and Liu, Qian and Swindlehurst, A. Lee "Joint Symbol-Level Precoding and Reflecting Designs for IRS-Enhanced MU-MISO Systems" IEEE Transactions on Wireless Communications , v.20 , 2021 https://doi.org/10.1109/TWC.2020.3028371 Citation Details
Liu, Rang and Li, Ming and Liu, Qian and Swindlehurst, A. Lee "Joint Waveform and Filter Designs for STAP-SLP-Based MIMO-DFRC Systems" IEEE Journal on Selected Areas in Communications , v.40 , 2022 https://doi.org/10.1109/JSAC.2022.3155501 Citation Details
Liu, Rang and Li, Ming and Liu, Qian and Swindlehurst, A. Lee and Wu, Qingqing "Intelligent Reflecting Surface Based Passive Information Transmission: A Symbol-Level Precoding Approach" IEEE Transactions on Vehicular Technology , v.70 , 2021 https://doi.org/10.1109/TVT.2021.3081773 Citation Details
(Showing: 1 - 10 of 16)

PROJECT OUTCOMES REPORT

Disclaimer

This Project Outcomes Report for the General Public is displayed verbatim as submitted by the Principal Investigator (PI) for this award. Any opinions, findings, and conclusions or recommendations expressed in this Report are those of the PI and do not necessarily reflect the views of the National Science Foundation; NSF has not approved or endorsed its content.

Intellectual Merit

Precoding refers to the processing a signal undergoes prior to wireless transmission to counteract the effects of multipath propagation and interference. Conventional precoding methods are designed to completely remove interference at the intended receivers, while counteracting the effects of the propagation channel. However, due to the randomness of the transmitted data and the correlations that exist between the propagation channels for different receivers, at any given time some of the interference can actually be beneficial, and add constructively to the decoding of the transmitted data. Since the transmitter is aware of the propagation channels of the receivers and also the data that is being sent to them, it can predict when such constructive interference will occur. “Symbol-level” or “interference exploitation” precoding refers to methods that take advantage of this constructive interference rather than eliminating it. Since the potential constructive interference changes every time the transmit data changes, a non-linear optimization must be implemented at the same rate the data is being transmitted, which requires a higher complexity than conventional methods that employ linear processing. While this increases the precoder complexity, it can dramatically improve the reliability of the wireless link and reduce the amount of transmit power required to achieve a certain level of performance. For this reason, interference exploitation precoding is well-suited for relatively low-rate communication scenarios that demand high reliability, such as sensors or internet-of-things devices.

This project has focused on several new aspects related to symbol-level precoding. In one of these, it was shown how such precoding methods can enable a secondary network to co-exist with a conventional legacy network on the same spectrum. If the primary legacy network is willing to share its data and propagation channel information with the secondary network, the secondary network can exploit symbol-level precoding to not only co-exist side-by-side with the primary network, but also improve the robustness and resiliency of the primary network at the same time. This win-win cooperation motivates the primary network to share its resources with the secondary network, thus helping to alleviate spectrum congestion, which is a significant problem for wireless systems today. The project demonstrated that the benefits of this spectrum sharing via symbol-level precoding is effective even when the propagation channel information that is shared by the primary network is imperfect due to quantization.

Another new aspect studied under this grant is the impact of external interference on both symbol-level and conventional block-level precoding. In particular, the effect of “circular” versus “non-circular” interference was studied, where “circularity” refers to whether or not some correlation exists between the in-phase and quadrature components of a given signal. Conventional methods have typically only studied the case of circular interference, where no such correlation exists. We showed that this is a reasonable assumption for standard block-level precoding methods, since circular interference is in fact the worst-case scenario for such methods, so focusing on this case provides robustness in cases where the circularity of the interference is unknown. However, the opposite is true for symbol-level precoding. We demonstrated that in fact fully non-circular or 100% correlation is the worst-case scenario for symbol-level precoding, and that the precise phase of this correlation has a significant effect on symbol-level precoding performance. Consequently, we derived a modified symbol-level precoding design targeted for the worst-case non-circularity in order to achieve the most robust performance. It was demonstrated that even with highly non-circular interference, the symbol-level precoding approach still maintains a significant advantage over conventional block-level precoding in terms of reliability and reduced transmit power.

Broader Impacts

Two Ph.D. students funded by the grant have graduated and joined the U.S. high-tech workforce in the area of wireless communications and localization. As mentioned above, symbol-level precoding has considerable potential to address the problem of spectrum congestion that is a critical issue that limits the growth of wireless technologies. Another application studied under this grant is the use of symbol-level precoding for systems that integrate both wireless communications and sensing (e.g., localization or radar). Integrated sensing and communication (ISAC) systems will be key drivers in emerging 6G wireless systems. They find applications in vehicular systems, health and well-being monitoring, localization, internet-of-things sensing, smart homes, security, gesture recognition, and other short range and high-resolution sensing tasks. Moreover, there is an urgent need for ISAC technologies in sub-6GHz frequencies such as the 3.5 GHz band, where radars and many commercial communication systems have to share and operate in a congested spectrum. ISAC is also a significant driver of RF convergence where the same transceiver and antenna structures are used for a variety of sensing and communication tasks. Radio systems will be able to perform multiple functions simultaneously with the same device and operate in a shared spectrum. The science developed under this project will thus address a broad collection of use cases across multiple domains.


Last Modified: 01/06/2025
Modified by: Arnold L Swindlehurst

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