
NSF Org: |
SES Division of Social and Economic Sciences |
Recipient: |
|
Initial Amendment Date: | April 30, 2018 |
Latest Amendment Date: | May 7, 2021 |
Award Number: | 1832393 |
Award Instrument: | Continuing Grant |
Program Manager: |
Robert O'Connor
roconnor@nsf.gov (703)292-7263 SES Division of Social and Economic Sciences SBE Directorate for Social, Behavioral and Economic Sciences |
Start Date: | November 17, 2017 |
End Date: | July 31, 2021 (Estimated) |
Total Intended Award Amount: | $1,563,154.00 |
Total Awarded Amount to Date: | $1,563,154.00 |
Funds Obligated to Date: |
FY 2016 = $1,178,576.00 |
History of Investigator: |
|
Recipient Sponsored Research Office: |
950 MAIN ST WORCESTER MA US 01610-1400 (508)421-3835 |
Sponsor Congressional District: |
|
Primary Place of Performance: |
950 Main Street Worcester MA US 01610-1400 |
Primary Place of
Performance Congressional District: |
|
Unique Entity Identifier (UEI): |
|
Parent UEI: |
|
NSF Program(s): |
HDBE-Humans, Disasters, and th, SEES Hazards |
Primary Program Source: |
01001617DB NSF RESEARCH & RELATED ACTIVIT |
Program Reference Code(s): |
|
Program Element Code(s): |
|
Award Agency Code: | 4900 |
Fund Agency Code: | 4900 |
Assistance Listing Number(s): | 47.075 |
ABSTRACT
Food security in regions affected by drought is influenced by a complex set of interactions between hydrological, agricultural, and social systems. Previous models examining the impact of drought on food security have not incorporated food trade and food movements at fine spatial scales, yet these components are critical parts of regional food systems. In sub-Saharan Africa droughts and floods account for approximately 80% of fatalities and 70% of the economic losses that are due to natural hazards. Zambia is particularly vulnerable to droughts, having high levels of malnutrition, poverty, income inequality, exposure to HIV/AIDS and malaria, and low levels of educational attainment. Zambia's agricultural production is rain-fed, which further increases vulnerability in the region. With the extreme vulnerability of the region, Zambia serves as an ideal place to study how the interactions between drought risk, crop production, trade, and policy affect food security. By incorporating the effects of trade and policy into predictive hydrological and agricultural models, this project is improving existing early warning systems for famine which rarely assess the capacity for a region to ameliorate drought via food transfers and trade.
This project's goal is to understand the effect of drought hazards in subsistence agriculture using a novel integrative framework that merges data, models, and knowledge of drought risk and crop production; their interactions with the dynamics of trade-based and aid-based responses; and their effect on household food security and consumption. We are addressing three questions: 1) What are the spatio-temporal scales of drought risk across Zambia and how does risk transfer into agricultural impacts? 2) What is the role of trade and domestic food policy on food security at local to national levels? 3) Can drought impacts be more effectively reduced by integrating an understanding of policy and food transfers into an agricultural drought early warning system? To answer these questions, we are collecting biophysical data to characterize historical droughts and their impacts on regional agriculture; examining household and market level data to characterize food security outcomes, market prices, and food sourcing; using complex network analysis to characterize food trade and flows; assessing market integration associated with price fluctuations and infrastructure to determine economic exposure and resilience at the household, community and district levels; examining how policies at the national scale constrain decisions at the local scale; and developing computational models for high resolution predictions and to explore probabilistic solutions for resource allocation and risk management. This project is the first to create an integrated model of food trade, household consumption and crop production at such fine spatial scales built on an empirical foundation in each dimension.
PUBLICATIONS PRODUCED AS A RESULT OF THIS RESEARCH
Note:
When clicking on a Digital Object Identifier (DOI) number, you will be taken to an external
site maintained by the publisher. Some full text articles may not yet be available without a
charge during the embargo (administrative interval).
Some links on this page may take you to non-federal websites. Their policies may differ from
this site.
PROJECT OUTCOMES REPORT
Disclaimer
This Project Outcomes Report for the General Public is displayed verbatim as submitted by the Principal Investigator (PI) for this award. Any opinions, findings, and conclusions or recommendations expressed in this Report are those of the PI and do not necessarily reflect the views of the National Science Foundation; NSF has not approved or endorsed its content.
Since 1960 crop production has become increasingly exposed to drought shocks, particularly in Zambia and other southern African countries. The majority of droughts are short duration (<1 month) events that occur during the crop growing season and cover small areas (<1000 km2). These shocks, which can occur along with others such as outbreaks of the crop pest fall armyworm, can reduce staple crop yields by over 20%. Such losses have substantial negative impacts on household food security in rural agricultural communities, but their impacts on people's access to food, whether through production or purchase, are modified by interactions with policy measures and trade networks, with varying effects depending on the location, spatial extent, and time period. Several government actions have mitigated drought impacts on food production. A policy encouraging membership in local farmer cooperatives has substantially boosted yields while reducing marketing costs for participating farmers. A program to electronically distribute input subsidies also improved yields by encouraging the use of fertilizer and improved cultivars, while a process for certifying new maize cultivars speeds the release of seed varieties that are potentially more drought-tolerant. However, these policies have spatially variable effects that can undermine many rural households' ability to cope with drought, particularly in remote regions. Poorer farmers are often excluded from cooperatives as they cannot afford to join them, while electronic subsidies primarily benefit farmers who live near larger markets that are better connected to transportation networks. In terms of people's ability to purchase food, government-backed grain stockpiles smooth food prices over the course of a single year at a national scale, reducing the cost of food by 7% during the lean season, but do not affect price stability over longer time periods. At the local scale, rural households improve their food security by purchasing food during lean periods when self-produced supplies become depleted, but this option is more available to households living near tarmac roads where food markets are more accessible. Villages further away from road networks compensate for lack of market access by sharing food between households. Patterns of household food sharing can be explained by a gravity model, which is typically used to understand trade between nations, indicating that food exchange networks are similarly structured from local to global scales.
This project developed an extensive, country-scale, longitudinal dataset of household and market characteristics, including high frequency data collected through a unique cell phone survey method. A number of novel methods were also developed to detect and evaluate drought and its biophysical impacts. These included coupling a new high resolution hydrological model with remote sensing, machine learning, and numerical crop models. These methods were used to identify drought events at spatial and temporal scales that are undetectable by conventional monitoring techniques, and to map the impact of drought events on crop yields at field scales and national extents. A gravity model of food flows was used to explain household food sharing, which was combined with a framework for assessing the tradeoffs between efficiency and resilience in food trade networks. Building on these datasets, a high-performance machine learning model for predicting food insecurity with up to 84% accuracy was also developed. This combination of data and methods facilitated new insights into how drought, governance, and trade interact to affect food security across a broad range of scales, from the short term and local to the longer term and national. These insights can be used to improve food security outcomes.
Yearly summary reports on key findings, such as regional patterns of farmer seed choice, annual changes in food prices, and regional precipitation patterns, were delivered to 40 communities where survey work was conducted. Recipients included community representatives, agricultural extension agents, and district and provincial representatives from the Ministry of Agriculture.
Last Modified: 01/17/2022
Modified by: Lyndon Estes
Please report errors in award information by writing to: awardsearch@nsf.gov.