Award Abstract # 1832393
Hazards SEES: Understanding Cross-Scale Interactions of Trade and Food Policy to Improve Resilience to Drought Risk

NSF Org: SES
Division of Social and Economic Sciences
Recipient: TRUSTEES OF CLARK UNIVERSITY
Initial Amendment Date: April 30, 2018
Latest Amendment Date: May 7, 2021
Award Number: 1832393
Award Instrument: Continuing Grant
Program Manager: Robert O'Connor
roconnor@nsf.gov
 (703)292-7263
SES
 Division of Social and Economic Sciences
SBE
 Directorate for Social, Behavioral and Economic Sciences
Start Date: November 17, 2017
End Date: July 31, 2021 (Estimated)
Total Intended Award Amount: $1,563,154.00
Total Awarded Amount to Date: $1,563,154.00
Funds Obligated to Date: FY 2015 = $384,577.00
FY 2016 = $1,178,576.00
History of Investigator:
  • Lyndon Estes (Principal Investigator)
    lestes@clarku.edu
  • Kelly Caylor (Co-Principal Investigator)
  • Kevin Anchukaitis (Co-Principal Investigator)
  • Kathy Baylis (Co-Principal Investigator)
  • Megan Konar (Co-Principal Investigator)
  • Tom Evans (Former Co-Principal Investigator)
Recipient Sponsored Research Office: Clark University
950 MAIN ST
WORCESTER
MA  US  01610-1400
(508)421-3835
Sponsor Congressional District: 02
Primary Place of Performance: Clark University
950 Main Street
Worcester
MA  US  01610-1400
Primary Place of Performance
Congressional District:
02
Unique Entity Identifier (UEI): LD3WUVEUK2N5
Parent UEI:
NSF Program(s): HDBE-Humans, Disasters, and th,
SEES Hazards
Primary Program Source: 01001516DB NSF RESEARCH & RELATED ACTIVIT
01001617DB NSF RESEARCH & RELATED ACTIVIT
Program Reference Code(s): 4444, 8060
Program Element Code(s): 163800, 808700
Award Agency Code: 4900
Fund Agency Code: 4900
Assistance Listing Number(s): 47.075

ABSTRACT

Food security in regions affected by drought is influenced by a complex set of interactions between hydrological, agricultural, and social systems. Previous models examining the impact of drought on food security have not incorporated food trade and food movements at fine spatial scales, yet these components are critical parts of regional food systems. In sub-Saharan Africa droughts and floods account for approximately 80% of fatalities and 70% of the economic losses that are due to natural hazards. Zambia is particularly vulnerable to droughts, having high levels of malnutrition, poverty, income inequality, exposure to HIV/AIDS and malaria, and low levels of educational attainment. Zambia's agricultural production is rain-fed, which further increases vulnerability in the region. With the extreme vulnerability of the region, Zambia serves as an ideal place to study how the interactions between drought risk, crop production, trade, and policy affect food security. By incorporating the effects of trade and policy into predictive hydrological and agricultural models, this project is improving existing early warning systems for famine which rarely assess the capacity for a region to ameliorate drought via food transfers and trade.

This project's goal is to understand the effect of drought hazards in subsistence agriculture using a novel integrative framework that merges data, models, and knowledge of drought risk and crop production; their interactions with the dynamics of trade-based and aid-based responses; and their effect on household food security and consumption. We are addressing three questions: 1) What are the spatio-temporal scales of drought risk across Zambia and how does risk transfer into agricultural impacts? 2) What is the role of trade and domestic food policy on food security at local to national levels? 3) Can drought impacts be more effectively reduced by integrating an understanding of policy and food transfers into an agricultural drought early warning system? To answer these questions, we are collecting biophysical data to characterize historical droughts and their impacts on regional agriculture; examining household and market level data to characterize food security outcomes, market prices, and food sourcing; using complex network analysis to characterize food trade and flows; assessing market integration associated with price fluctuations and infrastructure to determine economic exposure and resilience at the household, community and district levels; examining how policies at the national scale constrain decisions at the local scale; and developing computational models for high resolution predictions and to explore probabilistic solutions for resource allocation and risk management. This project is the first to create an integrated model of food trade, household consumption and crop production at such fine spatial scales built on an empirical foundation in each dimension.

PUBLICATIONS PRODUCED AS A RESULT OF THIS RESEARCH

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(Showing: 1 - 10 of 29)
Blekking, Jordan and Gatti, Nicolas and Waldman, Kurt and Evans, Tom and Baylis, Kathy "The benefits and limitations of agricultural input cooperatives in Zambia" World Development , v.146 , 2021 , p.105616 10.1016/j.worlddev.2021.105616
Blekking, Jordan and Waldman, Kurt and Tuholske, Cascade and Evans, Tom "Formal/informal employment and urban food security in Sub-Saharan Africa" Applied Geography , v.114 , 2020 , p.102131 10.1016/j.apgeog.2019.102131
Blekking, Jordan and Waldman, Kurt B. and Evans, Tom "Hybrid-maize seed certification and smallholder adoption in Zambia" Journal of Environmental Planning and Management , v.0 , 2020 , p.1--19 10.1080/09640568.2020.1764342
Blekking, Jordan and Waldman, Kurt B. and Evans, Tom "Hybrid-maize seed certification and smallholder adoption in Zambia" Journal of Environmental Planning and Management , v.64 , 2021 , p.359--377 10.1080/09640568.2020.1764342
Dang, Qian and Konar, Megan "Trade openness and domestic water use" Water Resour. Res. , v.54 , 2018 , p.4--18 https://doi.org/10.1002/2017WR021102
Davies, Julia and Hannah, Corrie and Guido, Zack and Zimmer, Andrew and McCann, Laura and Battersby, Jane and Evans, Tom "Barriers to urban agriculture in Sub-Saharan Africa" Food Policy , v.103 , 2021 , p.101999 10.1016/j.foodpol.2020.101999
Delaney, A., Evans, TP, McGreevy, J., Blekking, J., Schlachter, T., Korhonen-Kurki, K., Tamas, P., Crane, T., Eakin, H., Forch, W., Jones, L., Nelson., D., Oberlack, C., Purdon, M. and Rist, S "Governance of food systems across scales in time of social-ecological change: A review of indicators" Food Security , v.10 , 2018 , p.287 https://doi.org/10.1007/s12571-018-0770-y
Estes, Lyndon and Chen, Peng and Debats, Stephanie and Evans, Tom and Ferreira, Stefanus and Kuemmerle, Tobias and Ragazzo, Gabrielle and Sheffield, Justin and Wolf, Adam and Wood, Eric and {Others} "A large-area, spatially continuous assessment of land cover map error and its impact on downstream analyses" Glob. Chang. Biol. , v.24 , 2018 , p.322--337 https://doi.org/10.1111/gcb.13904
Giroux, S.A., Kouper, I., Estes, L.D., Schumacher, J., Waldman, K., Greenshields, J.T., Dickinson, S.L., Caylor, K.K., Evans, T.P. "A high-frequency mobile phone data collection approach for research in social-environmental systems: Applications in climate variability and food security in sub-Saharan Africa" Environmental Modelling & Software , v.119 , 2019 , p.57 10.1016/j.envsoft.2019.05.011
Guido, Zack and Lopus, Sara and Waldman, Kurt and Hannah, Corrie and Zimmer, Andrew and Krell, Natasha and Knudson, Chris and Estes, Lyndon and Caylor, Kelly and Evans, Tom "Perceived links between climate change and weather forecast accuracy: new barriers to tools for agricultural decision-making" Climatic Change , v.168 , 2021 , p.9 10.1007/s10584-021-03207-9
He, Xiaogang and Estes, Lyndon and Konar, Megan and Tian, Di and Anghileri, Daniela and Baylis, Kathy and Evans, Tom P and Sheffield, Justin "Integrated approaches to understanding and reducing drought impact on food security across scales" Current Opinion in Environmental Sustainability , v.40 , 2019 , p.43--54 10.1016/j.cosust.2019.09.006
(Showing: 1 - 10 of 29)

PROJECT OUTCOMES REPORT

Disclaimer

This Project Outcomes Report for the General Public is displayed verbatim as submitted by the Principal Investigator (PI) for this award. Any opinions, findings, and conclusions or recommendations expressed in this Report are those of the PI and do not necessarily reflect the views of the National Science Foundation; NSF has not approved or endorsed its content.

Since 1960 crop production has become increasingly exposed to drought shocks, particularly in Zambia and other southern African countries. The majority of droughts are short duration (<1 month) events that occur during the crop growing season and cover small areas (<1000 km2). These shocks, which can occur along with others such as outbreaks of the crop pest fall armyworm, can reduce staple crop yields by over 20%. Such losses have substantial negative impacts on household food security in rural agricultural communities, but their impacts on people's access to food, whether through production or purchase, are modified by interactions with policy measures and trade networks, with varying effects depending on the location, spatial extent, and time period. Several government actions have mitigated drought impacts on food production. A policy encouraging membership in local farmer cooperatives has substantially boosted yields while reducing marketing costs for participating farmers.  A program to electronically distribute input subsidies also improved yields by encouraging the use of fertilizer and improved cultivars, while a process for certifying new maize cultivars speeds the release of seed varieties that are potentially more drought-tolerant.  However, these policies have spatially variable effects that can undermine many rural households' ability to cope with drought, particularly in remote regions. Poorer farmers are often excluded from cooperatives as they cannot afford to join them, while electronic subsidies primarily benefit farmers who live near larger markets that are better connected to transportation networks. In terms of people's ability to purchase food, government-backed grain stockpiles smooth food prices over the course of a single year at a national scale, reducing the cost of food by 7% during the lean season, but do not affect price stability over longer time periods. At the local scale, rural households improve their food security by purchasing food during lean periods when self-produced supplies become depleted, but this option is more available to households living near tarmac roads where food markets are more accessible. Villages further away from road networks compensate for lack of market access by sharing food between households. Patterns of household food sharing can be explained by a gravity model, which is typically used to understand trade between nations, indicating that food exchange networks are similarly structured from local to global scales.

This project developed an extensive, country-scale, longitudinal dataset of household and market characteristics, including high frequency data collected through a unique cell phone survey method. A number of novel methods were also developed to detect and evaluate drought and its biophysical impacts. These included coupling a new high resolution hydrological model with remote sensing, machine learning, and numerical crop models. These methods were used to identify drought events at spatial and temporal scales that are undetectable by conventional monitoring techniques, and to map the impact of drought events on crop yields at field scales and national extents. A gravity model of food flows was used to explain household food sharing, which was combined with a framework for assessing the tradeoffs between efficiency and resilience in food trade networks. Building on these datasets, a high-performance machine learning model for predicting food insecurity with up to 84% accuracy was also developed. This combination of data and methods facilitated new insights into how drought, governance, and trade interact to affect food security across a broad range of scales, from the short term and local to the longer term and national. These insights can be used to improve food security outcomes. 

Yearly summary reports on key findings, such as regional patterns of farmer seed choice, annual changes in food prices, and regional precipitation patterns, were delivered to 40 communities where survey work was conducted. Recipients included community representatives, agricultural extension agents, and district and provincial representatives from the Ministry of Agriculture.


Last Modified: 01/17/2022
Modified by: Lyndon Estes

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