Award Abstract # 1801251
WSC-Category 2 Collaborative: Impacts of Agricultural Decision Making and Adaptive Management on Food Security

NSF Org: SES
Division of Social and Economic Sciences
Recipient: UNIVERSITY OF CALIFORNIA, SANTA BARBARA
Initial Amendment Date: February 27, 2018
Latest Amendment Date: February 27, 2018
Award Number: 1801251
Award Instrument: Standard Grant
Program Manager: Robert O'Connor
roconnor@nsf.gov
 (703)292-7263
SES
 Division of Social and Economic Sciences
SBE
 Directorate for Social, Behavioral and Economic Sciences
Start Date: February 1, 2017
End Date: February 29, 2020 (Estimated)
Total Intended Award Amount: $526,070.00
Total Awarded Amount to Date: $628,779.00
Funds Obligated to Date: FY 2014 = $526,067.00
FY 2015 = $102,710.00
History of Investigator:
  • Kelly Caylor (Principal Investigator)
    caylor@ucsb.edu
Recipient Sponsored Research Office: University of California-Santa Barbara
3227 CHEADLE HALL
SANTA BARBARA
CA  US  93106-0001
(805)893-4188
Sponsor Congressional District: 24
Primary Place of Performance: University of California-Santa Barbara
CA  US  93106-2050
Primary Place of Performance
Congressional District:
24
Unique Entity Identifier (UEI): G9QBQDH39DF4
Parent UEI:
NSF Program(s): International Research Collab,
CR-Water Sustainability & Clim,
Sustainable Energy Pathways
Primary Program Source: 01001415DB NSF RESEARCH & RELATED ACTIVIT
01001516DB NSF RESEARCH & RELATED ACTIVIT
Program Reference Code(s): 004Z, 5991, 7402, 9179
Program Element Code(s): 729800, 797700, 802600
Award Agency Code: 4900
Fund Agency Code: 4900
Assistance Listing Number(s): 47.075

ABSTRACT

Despite significant attention from governments, donor agencies, and NGOs, food security remains an unresolved challenge in the context of global human welfare. Both technical and conceptual limits have prevented the collection and analysis of rich empirical datasets with high temporal frequency over large spatial extents necessary to investigate how changes to seasonal precipitation patterns are affecting food security. This research project will transform both methodological and conceptual frameworks for assessing the sustainability of dryland agricultural systems. The research will bring new understanding of how dryland farmers adapt to within-season variability in climate and how those adaptations affect their current and future resilience to climate variability and climate change. Project findings will improve forecast models used to monitor and predict the sustainability of water-dependent agricultural systems. By marrying the simple idea of cell phone adoption with state-of-art research in data science, crop prediction, and environmental/social monitoring, the project will advance and accelerate scientific understanding of an important global sustainability problem.

This project will focus on characterizing the nature and impact of intra-seasonal smallholder decision making on adaptation to climate variability in semi-arid agricultural systems. Specifically, the research addresses three critical research questions: (1) How do intra-seasonal dynamics of both the environment and social systems shape farmer adaptive capacity? (2) To what extent does intra-seasonal decision making enable farmers to adapt to climate uncertainty? and (3) How can intra-seasonal data improve the ability to model, predict, and improve adaptation to climate variability in ways that enhance food security? The research team will integrate physical models of hydrological and agricultural dynamics with real-time environmental data and weekly farmer decision making in individual fields. These real-time data are obtained from previously-developed novel cellular-based environmental sensing pods coupled to real-time reports of farmer decision making submitted via cell phones. The team will use a combination of environmental and social data to develop a suite of modeling tools for understanding how climate variability impacts the sustainability of agricultural systems in the study regions. The research team also will develop modeling tools for improved forecasts of food security capable of producing new understandings of the intra-seasonal dynamics of both social and environmental processes. Although the test bed for this research is the Southern Province of Zambia and portions of the Rift Valley and Central Provinces of Kenya centered around the Laikipia District, the results may well be broadly applicable to other semi-arid and arid regions of the world.

This award reflects NSF's statutory mission and has been deemed worthy of support through evaluation using the Foundation's intellectual merit and broader impacts review criteria.

PUBLICATIONS PRODUCED AS A RESULT OF THIS RESEARCH

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(Showing: 1 - 10 of 82)
Lopus, Sara and McCord, Paul and Gower, Drew and Evans, Tom "Drivers of farmer satisfaction with small-scale irrigation systems" Appl. Geogr. , v.89 , 2017 , p.77--86
Lopus, S., McCord, P., Gower, D., Evans, T., "Drivers of farmer satisfaction with small-scale irrigation systems." Applied Geography , 2017
Marcantonio, D and Attari, S and Evans, T P "Farmer Perceptions of Conflict Related to Water in Zambia." Sustainability Science , v.19 , 2018
Marcantonio, R., Attari, S. and Evans, T. "Farmer perceptions of conflict related to water in Zambia." Sustainability , 2018
Marcantonio, Richard A and Attari, Shahzeen Z and Evans, Tom P "Farmer Perceptions of Conflict Related to Water in Zambia" Sustain. Sci. Pract. Policy , v.10 , 2018 , p.313
Baldwin, Elizabeth and McCord, Paul and Dell'Angelo, Jampel and Evans, Tom "Collective action in a polycentric water governance system" Env Pol Gov , v.28 , 2018 , p.212--222
Baldwin, E., McCord, P, DellAngelo, J., Evans, T. "Collective action in a polycentric water governance system." Environmental Policy and Governance. , 2018
Baldwin, E., Washington-Ottombre, W., Dell'Angelo, J., Cole, D. and Evans, TP. "Polycentric Water Governance in Response to Failures of Centralized Irrigation Policy in Kenya." Governance , 2015
Blekking, Jordan and Tuholske, Cascade and Evans, Tom "Adaptive Governance and Market Heterogeneity: An Institutional Analysis of an Urban Food System in {Sub-Saharan} Africa" Sustain. Sci. Pract. Policy , v.9 , 2017 , p.2191
Blekking, Jordan and Tuholske, Cascade and Evans, Tom "daptive Governance and Market Heterogeneity: An Institutional Analysis of an Urban Food System in {Sub-Saharan} Africa." Sustainability , v.9 , 2017 , p.2191
Blekking, Jordan and Waldman, Kurt and Tuholske, Cascade and Evans, Tom "Formal/informal employment and urban food security in {Sub-Saharan} Africa." Applied Geography , v.114 , 2019 , p.102131
(Showing: 1 - 10 of 82)

PROJECT OUTCOMES REPORT

Disclaimer

This Project Outcomes Report for the General Public is displayed verbatim as submitted by the Principal Investigator (PI) for this award. Any opinions, findings, and conclusions or recommendations expressed in this Report are those of the PI and do not necessarily reflect the views of the National Science Foundation; NSF has not approved or endorsed its content.

Many farmers are adapting strategies to cope with climate variability by adopting drought tolerant seed varieties. But some farmers lack access to these drought tolerant seed varieties, lack a knowledge network that introduces them to these options, or otherwise continue with a 'business-as-usual' strategy that exposes them to the risk of crop failure in drought years. While most small-scale farmers believe that various dimensions of climate variability pose a significant threat to their livelihood, these beliefs do not necessarily translate into effective farming strategies. One-third of the farmers formed rainfall expectation based on the prior agricultural season, but this research project found that no such correlation exists in observational data nor is correlation of seasonal rainfall supported by climate science fundamentals. Farmers have a type of cognitive bias, where farmers perceive rains to be arriving later although the environmental data do not wholly support this. Farmers decision-making about rainy season onset influence the ability of farmers to plant maize on the right date to maximize potential yield. But, a majority of farmers believe their ability to predict future climate conditions is deteriorating as a result of changes in the climate. The frequency of drought and mid-season dry periods is increasing, and it will be necessary for farmers to adopt strategies to mitigate the effects of this climate variability in order to avoid local and regional food shortages in the future.

This project developed a network of farmers enrolled in an SMS (text message) reporting system and this network of farmers was coupled with a meteorological/climate instrumentation system composed of 60 devices transmitting data via cell-phone towers. This was a first-of-its-kind technical system to rapidly monitor farm decision-making and environmental conditions in near real-time. This enabled two key outcomes. First, it was possible to link farming decisions around planting and harvest to rainfall patterns at a scale that is not possible using in-person monitoring methods. Second, this system made it possible to rapidly detect locations affected by drought and food shortages.

Annual reports on the status of climate conditions and farmer strategies were delivered to community leaders and agricultural extension officers. This project also convened meetings with individual farmers to discuss the diversity of farm strategies adopted by farmers within and across different areas. Reports explained key concepts related to how rainfall patterns were changing and whether farmers were adopting strategies to mitigate the effects of those changes. Our reports also demonstrated how food storage fluctuated during the annual cycle and the critical strategies households use to cope with food shortages.

 


Last Modified: 06/24/2020
Modified by: Kelly Caylor

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