Award Abstract # 1720600
Lightning and Thunderstorm Studies

NSF Org: AGS
Division of Atmospheric and Geospace Sciences
Recipient: NEW MEXICO INSTITUTE OF MINING AND TECHNOLOGY
Initial Amendment Date: August 1, 2017
Latest Amendment Date: June 2, 2021
Award Number: 1720600
Award Instrument: Continuing Grant
Program Manager: Chungu Lu
AGS
 Division of Atmospheric and Geospace Sciences
GEO
 Directorate for Geosciences
Start Date: August 1, 2017
End Date: November 30, 2022 (Estimated)
Total Intended Award Amount: $953,856.00
Total Awarded Amount to Date: $1,129,309.00
Funds Obligated to Date: FY 2017 = $312,130.00
FY 2018 = $326,218.00

FY 2019 = $315,508.00

FY 2021 = $175,453.00
History of Investigator:
  • Paul Krehbiel (Principal Investigator)
    krehbiel@ibis.nmt.edu
  • William Rison (Co-Principal Investigator)
  • Ronald Thomas (Co-Principal Investigator)
Recipient Sponsored Research Office: New Mexico Institute of Mining and Technology
801 LEROY PL
SOCORRO
NM  US  87801-4681
(575)835-5496
Sponsor Congressional District: 02
Primary Place of Performance: New Mexico Institute of Mining and Technology
NM  US  87801-4681
Primary Place of Performance
Congressional District:
02
Unique Entity Identifier (UEI): HZJ2JZUALWN4
Parent UEI:
NSF Program(s): Physical & Dynamic Meteorology
Primary Program Source: 01001718DB NSF RESEARCH & RELATED ACTIVIT
01001819DB NSF RESEARCH & RELATED ACTIVIT

01001920DB NSF RESEARCH & RELATED ACTIVIT

01002122DB NSF RESEARCH & RELATED ACTIVIT
Program Reference Code(s): 097Z, 102Z, 9150
Program Element Code(s): 152500
Award Agency Code: 4900
Fund Agency Code: 4900
Assistance Listing Number(s): 47.050

ABSTRACT

This is a continuation of ongoing research aimed at improving our understanding of lightning discharges and discharge processes, as well as the electrical structure of thunderstorms. The studies will be conducted utilizing the flash-continuous broadband VHF interferometer developed under our current NSF grant, along with 3-D Lightning Mapping Array (LMA) observations and fast and slow electric field change measurements. The observations are able to characterize lightning inside storms with unprecedented detail, both spatially and temporally. A particular initial focus of the studies will be obtaining ground-truth observations for validating optical observations of lightning from space, to be obtained by the Geosynchronous Lightning Mapper (GLM) on board the recently launched GOES-R satellite.

Intellectual Merit:
The studies will follow up on results obtained in the current grant that showed how high-power narrow bipolar events (NBEs) are produced - namely by a newly-recognized phenomenon called fast positive breakdown. Further investigation showed that the fast breakdown occurs with a wide range of strengths, hinting that potentially all lightning discharges are initiated by the fast positive process. The research will be aimed at substantiating and extending these results from additional observations of NBEs and flash initiation in Florida storms, currently being obtained in abundance at Kennedy Space Center. A particular focus in this regard will be determining how the negative breakdown of intracloud (IC) and negative cloud-to-ground (-CG) flashes develops subsequent to initiation.

Another focus will be to home in on the source and cause of highly energetic terrestrial gamma ray flashes (TGFs). TGFs are increasingly being shown to occur during the initial stages on IC and -CG flashes. This has been further demonstrated by ongoing LMA and electric field change observations at the University of Utah's cosmic ray-detecting Telescope Array (TA), which has detected several possible downward TGFs. Additional studies, in this case utilizing the broadband interferometer, are to be obtained at the newly-established High Altitude Water Cherenkov (HAWC) gamma ray observatory, situated at 4 km altitude in southeastern Mexico. Different discharge processes and lightning types, such as precursor, screening, anomalous polarity, and lull discharges will be conducted.

Broader Impacts:
The GLM validation studies will valuably assist in understanding and interpreting the upcoming GLM observations, which will quickly become a major part of nowcasting in National Weather Service operations. The voluminous, state-of-the-art INTF and LMA data obtained from the KSC study will be archived at KSC and made available online for analysis by investigators and students at other institutions. As part of the GLM validation study, the Washington DC and Wallops VA LMA networks will be joined together and expanded northward to provide detailed lightning coverage over a large extent of the east coast region. Ongoing analysis of the Sakurajima volcano will be providing insights into the electrification processes of volcanic eruptions. Finally, development and dissemination of lightning mapping and related technology to other research communities and operational users will be continued.

PUBLICATIONS PRODUCED AS A RESULT OF THIS RESEARCH

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(Showing: 1 - 10 of 29)
Fan, Xiangpeng and Zhang, Yijun and Krehbiel, Paul R. and Zhang, Yang and Zheng, Dong and Yao, Wen and Xu, Liangtao and Liu, Hengyi and Lyu, Weitao "Application of Ensemble Empirical Mode Decomposition in Low-Frequency Lightning Electric Field Signal Analysis and Lightning Location" IEEE Transactions on Geoscience and Remote Sensing , 2020 10.1109/TGRS.2020.2991724 Citation Details
Abbasi, R. U. and Abu-Zayyad, T. and Allen, M. and Barcikowski, E. and Belz, J. W. and Bergman, D. R. and Blake, S. A. and Byrne, M. and Cady, R. and Cheon, B.G. and Chiba, J. and Chikawa, M. and Fujii, T. and Fukushima, M. and Furlich, G. and Goto, T. an "Gamma Ray Showers Observed at Ground Level in Coincidence With Downward Lightning Leaders" Journal of Geophysical Research: Atmospheres , v.123 , 2018 https://doi.org/10.1029/2017JD027931 Citation Details
Attanasio, Alex and da Silva, Caitano and Krehbiel, Paul "Electrostatic Conditions That Produce Fast Breakdown in Thunderstorms" Journal of Geophysical Research: Atmospheres , v.126 , 2021 https://doi.org/10.1029/2021JD034829 Citation Details
Attanasio, Alex and Krehbiel, Paul R. and da Silva, Caitano L. "Griffiths and Phelps Lightning Initiation Model, Revisited" Journal of Geophysical Research: Atmospheres , v.124 , 2019 https://doi.org/10.1029/2019JD030399 Citation Details
Behnke, S. A. and Edens, H. E. and Thomas, R. J. and Smith, C. M. and McNutt, S. R. and Van Eaton, A. R. and Cimarelli, C. and Cigala, V. "Investigating the Origin of Continual Radio Frequency Impulses During Explosive Volcanic Eruptions" Journal of Geophysical Research: Atmospheres , v.123 , 2018 10.1002/2017JD027990 Citation Details
Belz, J. W. and Krehbiel, P. R. and Remington, J. and Stanley, M. A. and Abbasi, R. U. and LeVon, R. and Rison, W. and Rodeheffer, D. and AbuZayyad, T. and Allen, M. and Barcikowski, E. and Bergman, D. R. and Blake, S. A. and Byrne, M. and Cady, R. and C "Observations of the Origin of Downward Terrestrial GammaRay Flashes" Journal of Geophysical Research: Atmospheres , v.125 , 2020 https://doi.org/10.1029/2019JD031940 Citation Details
Coquillat, Sylvain and Defer, Eric and de Guibert, Pierre and Lambert, Dominique and Pinty, Jean-Pierre and Pont, Véronique and Prieur, Serge and Thomas, Ronald J. and Krehbiel, Paul R. and Rison, William "SAETTA: high-resolution 3-D mapping of the total lightning activity in the Mediterranean Basin over Corsica, with a focus on a mesoscale convective system event" Atmospheric Measurement Techniques , v.12 , 2019 https://doi.org/10.5194/amt-12-5765-2019 Citation Details
da Silva, C. L. and Sonnenfeld, R. G. and Edens, H. E. and Krehbiel, P. R. and Quick, M. G. and Koshak, W. J. "The Plasma Nature of Lightning Channels and the Resulting Nonlinear Resistance" Journal of Geophysical Research: Atmospheres , v.124 , 2019 10.1029/2019JD030693 Citation Details
Fan, Xiangpeng and Krehbiel, Paul R. and Tilles, Julia N. and Stanley, Mark A. and Senay, Seda and Edens, Harald E. and Rison, William and Zhang, Yijun "Radio Interferometer Observations and Analysis of an Energetic In-Cloud Pulse Based on Ensemble Empirical Mode Decomposition" IEEE Transactions on Geoscience and Remote Sensing , 2021 https://doi.org/10.1109/TGRS.2021.3078738 Citation Details
Fan, Xiangpeng and Yao, Wen and Zhang, Yang and Xu, Liangtao and Zhang, Yijun and Krehbiel, Paul R. and Zheng, Dong and Liu, Hengyi and Lyu, Weitao and Chen, Shaodong and Xie, Zhengshuai "Parametric Reconstruction Method for the Long Time-Series Return-Stroke Current of Triggered Lightning Based on the Particle Swarm Optimization Algorithm" IEEE Access , v.8 , 2020 https://doi.org/10.1109/ACCESS.2020.3004202 Citation Details
Hare, Brian M. and Edens, Harald and Krehbiel, Paul and Rison, William and Scholten, O. and Buitink, S. and Corstanje, A. and Falcke, H. and Hörandel, J. R. and Huege, Tim and Krampah, G. K. and Mitra, P. and Mulrey, K. and Nelles, Anna and Pandya, Hersha "Timing Calibration and Windowing Technique Comparison for Lightning Mapping Arrays" Earth and Space Science , v.8 , 2021 https://doi.org/10.1029/2020EA001523 Citation Details
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PROJECT OUTCOMES REPORT

Disclaimer

This Project Outcomes Report for the General Public is displayed verbatim as submitted by the Principal Investigator (PI) for this award. Any opinions, findings, and conclusions or recommendations expressed in this Report are those of the PI and do not necessarily reflect the views of the National Science Foundation; NSF has not approved or endorsed its content.

The grant began on August 1, 2017, partway through ongoing NSF-supported studies of lightning discharge processes at Kennedy Space Center (KSC) in Florida, and at the large-area (700 square-km) cosmic-ray detecting Telescope Array (TASD) in west-central Utah.  The KSC studies built upon results obtained at Langmuir Laboratory in central New Mexico during our preceding NSF grant, in which we utilized 3D lightning mapping array (LMA) and broadband VHF interferometer (INTF) observations to determine how high-power lightning events called narrow bipolar events (NBEs) are produced, namely by a newly-recognized process called fast positive breakdown (FPB).  FPB was shown to have a wide range of VHF source powers and to be the initiating event of both intracloud (IC) and cloud-to-ground (CG) flashes.

The KSC studies were conducted during a two-year period between the summers of 2016-2018 to obtain additional observations of high-power NBEs, which are much more prevalent in Florida than New Mexico. The observations quickly showed that NBEs can also be produced in a manner similar to FPB, but with negative instead of positive polarity, termed fast negative breakdown (FNB).  In both cases, the breakdown was determined to be produced by a system of high-speed (typically one-tenth the speed of light or faster), non-conducting streamers, either of positive- or oppositely-directed negative polarity, despite the substantially different physics of the two polarities of streamers. Taken together with the Langmuir results, the observations have been answering the long-standing question of how lightning is initiated inside storms, in the absence of physical conductors. 

Another important outcome of the KSC studies was obtaining the first detailed observations of a lightning-caused energetic in-cloud pulse, or EIP.  EIPs rarely occur in storms but have been of substantial interest because of their exceptionally high peak currents (246 kiloamperes in this case), and their close connection with upward terrestrial gamma-ray flashes (TGFs) being detected by satellites.  Collaborative analyses of LMA, INTF, and fast electromagnetic sferic observations showed the EIP was produced by repeated relativistic discharging of a localized region of upper positive storm charge during a highly energetic intracloud flash -- one of the first direct indications of relativistic runaway electron avalanching in storms.

An important additional goal and outcome of the grant was determining how lightning produces TGFs. Initial studies at the TASD in collaboration with John Belz at the University of Utah showed that energetic negative CG flashes are capable of producing downward TGFs. The TGFs occur in the first few milliseconds of downward negative breakdown of the CG flashes, similar to satellite-detected TGFs being produced during the initial upward negative development of intracloud flashes.  Detailed analysis of LMA and broadband INTF/fast electric field change observations of four additional TGF-producing flashes obtained during the grant showed not only how the TGFs were produced, namely during energetic initial breakdown pulses (IBPs) in the first few milliseconds of the downward negative breakdown of the CG flashes, but also how the IBPs themselves are produced, which for decades had not been understood.

In particular (and surprisingly), IBPs were shown to be produced by the same type of streamer-based FNB that had just been discovered in our KSC studies.  Similar IBPs occur during the upward negative breakdown of intracloud flashes, which have also been associated with the occurrence of satellite-detected TGFs, but the correspondence was shown in significantly greater (sub-microsecond) detail by the close downward and multi-station TASD observations.  In particular, the TGFs were often initiated at the time of highly impulsive, microsecond-duration sub-pulses, which are a characteristic feature of what are termed 'classic' IBPs. In turn, this led to the sub-pulses being explained as caused by transient conducting events or 'corona flashes', whose highly impulsive occurrence launches huge numbers of relativistic electrons. That the relativistic electrons would be accelerated to gamma-level energies was determined from numerical simulations of streamer development also conducted during the grant, which showed that tens of megavolts of potential difference develops ahead of the propagating streamers, substantially increasing the electron energies.  

Whereas the initial TGFs of the Utah studies had fluences several orders of magnitude below the inferred fluences of satellite events, in the beginning of the fifth year of the Covid-extended grant (September 2021), observations were obtained of a downward TGF that was comparable in strength to satellite-detected TGFs. The TGF saturated the recording buffers of 16-18 kilometer-spaced TASD stations, while being produced in the exact same manner as lower fluence events.  Subsequent GEANT4 analyses determined the truncated fluence to exceed 10^16 primary electrons, 2--3 orders of magnitude stronger than previously-detected downward TGFs.

In addition to advancing our understanding of lightning discharge processes, the studies produced two Ph.D. dissertations, one each with collaborators at the Universities of Utah and New Hampshire, and one M.Sc. thesis at New Mexico Tech. The TASD studies also broadened the relationship between the lightning and high energy particle physics communities.


Last Modified: 08/29/2023
Modified by: Paul R Krehbiel

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