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Award Abstract # 1337130
Collaborative Research: How to Fall from Trees: Biomechanics and Ecology of Gliding Flight in Arthropods

NSF Org: IOS
Division Of Integrative Organismal Systems
Recipient: UNIVERSITY OF LOUISVILLE
Initial Amendment Date: March 8, 2013
Latest Amendment Date: April 22, 2013
Award Number: 1337130
Award Instrument: Standard Grant
Program Manager: Theodore Morgan
tmorgan@nsf.gov
 (703)292-7868
IOS
 Division Of Integrative Organismal Systems
BIO
 Directorate for Biological Sciences
Start Date: February 15, 2013
End Date: May 31, 2013 (Estimated)
Total Intended Award Amount: $0.00
Total Awarded Amount to Date: $28,526.00
Funds Obligated to Date: FY 2009 = $17,067.00
FY 2011 = $5,729.00

FY 2012 = $5,729.00
History of Investigator:
  • Stephen Yanoviak (Principal Investigator)
    steve.yanoviak@louisville.edu
Recipient Sponsored Research Office: University of Louisville Research Foundation Inc
2301 S 3RD ST
LOUISVILLE
KY  US  40208-1838
(502)852-3788
Sponsor Congressional District: 03
Primary Place of Performance: University of Louisville Research Foundation Inc
KY  US  40208-1838
Primary Place of Performance
Congressional District:
03
Unique Entity Identifier (UEI): E1KJM4T54MK6
Parent UEI:
NSF Program(s): Integrtv Ecological Physiology,
Physiol Mechs & Biomechanics,
EPSCoR Co-Funding
Primary Program Source: 01000910DB NSF RESEARCH & RELATED ACTIVIT
01001112DB NSF RESEARCH & RELATED ACTIVIT

01001213DB NSF RESEARCH & RELATED ACTIVIT
Program Reference Code(s): 9150, 9178, 9179, 9183, 9251, BIOT
Program Element Code(s): 765700, 765800, 915000
Award Agency Code: 4900
Fund Agency Code: 4900
Assistance Listing Number(s): 47.074

ABSTRACT

Many tree-dwelling animals use aerial gliding to escape predators or to locate resources. Wingless arthropods fall from trees with high frequency as "arthropod rain", often landing in the unfamiliar and hostile understory. This work combines phylogenetic, ecological, behavioral and aerodynamic approaches to assess the overall biological significance of wingless flight. Morphological and behavioral characteristics relevant to gliding will be measured for a large number of arthropods, and will be mapped onto evolutionary trees to identify correlates of this behavior. Species composition of ants falling from the tree canopy will be compared with those that fail to glide to trees, and instead land in the understory. The research will be conducted at rainforest sites having high arthropod diversity in Peru and Panama. Finally, experiments focusing on one common species of gliding ant will examine mechanisms of aerodynamic control. This is the first study to associate gliding behavior in arthropods with specific selection pressures, and the first to quantify the larger ecological phenomenon of arthropod fallout in rainforests. It will more generally evaluate the biological relevance of gliding behavior for the earth's most diverse lineage, the insects.

In a broader context, information gathered in this study will be relevant to the emerging technology of self-righting and maneuverable microair vehicles. The research will include the training of a graduate student at the University of Arkansas, Little Rock (UALR) and field assistants at study sites in Peru and Panama. We will additionally work with historically under-represented undergraduates at UALR (an EPSCOR institution). We will also conduct an outreach component in collaboration with the California Academy of Sciences to present our findings to teacher workshops. Our original gliding ant discoveries attracted considerable attention from the popular media and the public at large, and we expect comparable interest in results with other insect gliders.

PUBLICATIONS PRODUCED AS A RESULT OF THIS RESEARCH

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Clay, N. A., M. Bauer, M. Solis, and S. P. Yanoviak. "Arboreal substrates influence foraging in tropical ants" Ecological Entomology , v.35 , 2010 , p.417
Dudley, R. and S. P. Yanoviak "Animal aloft: the origins of aerial behavior and flight" Integrative and Comparative Biology , v.51 , 2011 , p.926
Shik, J. Z., M. Kaspari, and S. P. Yanoviak "Preliminary assessment of metabolic costs of the nematode Myrmeconema neotropicum on its host, the tropical ant Cephalotes atratus" Journal of Parasitology , v.97 , 2011 , p.958
Verble, R. M., A. D. Meyer, M. G. Kleve, and S. P. Yanoviak "Exoskeletal thinning in Cephalotes atratus ants (Hymenoptera: Formicidae) parasitized by Myrmeconema neotropicum (Nematoda: Tetradonematidae)" Journal of Parasitology , v.98 , 2012 , p.226
Yanoviak, S. P., C. Silveri, C. A. Hamm, and M. Solis "Stem characteristics and ant body size in a Costa Rican rain forest" Journal of Tropical Ecology , v.28 , 2012 , p.199
Yanoviak, S. P., M. Kaspari, and R. Dudley "Gliding hexapods and the origins of insect aerial behavior" Biology Letters , v.5 , 2009 , p.510
Yanoviak, S. P., S. M. Berghoff, K. E. Linsenmair, and G. Zotz "Effects of an epiphytic orchid on arboreal ant community structure in Panama" Biotropica , v.43 , 2011 , p.731
Yanoviak, S. P., Y. Munk, and R. Dudley. "Evolution and ecology of directed aerial descent in arboreal ants" Integrative and Comparative Biology , v.51 , 2011 , p.944
Yanoviak, S. P., Y. Munk, M. Kaspari, and R. Dudley "Aerial manoeuverability in wingless gliding ants (Cephalotes atratus)" Proceedings of the Royal Society of London B , v.277 , 2010 , p.2199

PROJECT OUTCOMES REPORT

Disclaimer

This Project Outcomes Report for the General Public is displayed verbatim as submitted by the Principal Investigator (PI) for this award. Any opinions, findings, and conclusions or recommendations expressed in this Report are those of the PI and do not necessarily reflect the views of the National Science Foundation; NSF has not approved or endorsed its content.

Acrophobia (fear of heights) is common in humans because we recognize that falling can be fatal; lacking wings, there is not much we can do to slow, stop, or redirect a fall.  Many wingless animals living high in the forest canopy face a similar problem on a daily basis.  In particular, small arthropods such as worker ants frequently fall from tree crowns when they are blown out by the wind or chased by predators.  Although the impact from a fall is unlikely to injure arthropods due to their tough exoskeletons and small mass, the distance traveled from a tree branch to the ground is relatively large (equivalent to 5 km for a human), and the forest understory is an unfamiliar and hazardous environment for canopy-dwelling insects.  Thus, a fallen ant is very likely to be lost or eaten.  In 2005 we discovered that ants avoid this fate by engaging in a remarkable behavior called directed aerial descent, a form of steep gliding that guides them to tree trunks during a fall, thereby preventing landing in the understory.  This research built upon that discovery by revealing the aerodynamic mechanisms by which wingless insects can engage in such remarkable aerial performance, and the ecological circumstances that are associated with this behavior.  We conducted field experiments in tropical rainforests of Panama, Peru, and Costa Rica, together with detailed laboratory experiments at UC-Berkeley.  We determined that some ants glide backwards and use their hindlegs to steer, just as human skydivers use small hand motions to control their spin and orientation.  We also carried out three-dimensional reconstructions of ant gliding trajectories during falls from large trees in the Amazon, and coupled these studies with drop tests of ants into the vertical jet of a small portable wind tunnel, using high-speed video in both cases to reveal the control mechanisms that let them steer when falling.  Although we initially focused on ants, we soon discovered that many different kinds of wingless larval insects also exhibit these amazing controlled glides.  Our ecological and evolutionary studies showed that gliding behavior is confined to diurnal taxa, is visually based, and has evolved independently numerous times.  Field experiments conducted in Panama and Peru showed that most (70%) of the arthropods falling from the canopy to the understory are indeed ants.  These studies also showed that fallen ants are very likely to become lost in the dark, complex forest understory, or be killed by predators (other ants, lizards, etc.) inhabiting the leaf litter.  These experiments lead to the additional discovery that certain canopy ant species can escape fish predation by swimming across the surface waters of flooded Amazonian forests.  This behavior is currently undergoing further exploration in Yanoviak's lab at the University of Louisville.  In a broader context, our research is also highly relevant to understanding the evolutionary origins of insect flight.  Specifically, we discovered that primitive wingless ancestors of the winged insects (i.e., jumping bristletails) also exhibit directed aerial descent behavior, and their gliding performance exceeds that of ants.  This observation demonstrates that the behavioral mechanisms for flight preceded the evolution of wings in insects, as also appears to be the case for birds, bats, and pterosaurs.  Fully developed wings are clearly not necessary for controlled aerial behaviors, and this result may also be relevant to design of microair vehicles that can both flap and run along the ground (an ongoing research project in collaboration with engineers at UC-Berkeley).  The project supported graduate level training for one PhD student and three MS students at the University of Arkansas- Little Rock and one PhD student at UC-Berkeley.  The resea...

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