
NSF Org: |
EAR Division Of Earth Sciences |
Recipient: |
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Initial Amendment Date: | August 2, 2012 |
Latest Amendment Date: | February 7, 2014 |
Award Number: | 1204685 |
Award Instrument: | Standard Grant |
Program Manager: |
Thomas Torgersen
EAR Division Of Earth Sciences GEO Directorate for Geosciences |
Start Date: | September 1, 2012 |
End Date: | September 30, 2017 (Estimated) |
Total Intended Award Amount: | $3,722,560.00 |
Total Awarded Amount to Date: | $3,722,560.00 |
Funds Obligated to Date: |
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History of Investigator: |
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Recipient Sponsored Research Office: |
110 21ST AVE S NASHVILLE TN US 37203-2416 (615)322-2631 |
Sponsor Congressional District: |
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Primary Place of Performance: |
2301 Vanderbilt Place Nashville TN US 37235-0002 |
Primary Place of
Performance Congressional District: |
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Unique Entity Identifier (UEI): |
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Parent UEI: |
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NSF Program(s): |
CR-Water Sustainability & Clim, SEES Fellows |
Primary Program Source: |
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Program Reference Code(s): |
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Program Element Code(s): |
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Award Agency Code: | 4900 |
Fund Agency Code: | 4900 |
Assistance Listing Number(s): | 47.050 |
ABSTRACT
Water scarcity is a growing concern in the U.S. and throughout the world, affecting an estimated one third of the population on every continent. The problem is particularly urgent in developing countries heavily reliant on agriculture, which can account for as much as 85-90% of fresh water usage. Effective water resource management has significant implications for food security, health, and worldwide political stability. This is increasingly important in the face of a growing population, dramatic shifts in land use, and changing climatic conditions. Historically, the world?s farmers have relied on traditional practices to manage water, but now find themselves challenged by new conditions that require adaptation to these farming practices. Understanding the complex array of factors?psychological, social, environmental, and political?that facilitate and constrain effective adaptation requires an integrated research agenda that transcends traditional disciplinary boundaries. This research draws upon the core disciplines of psychology, sociology, hydrology, and engineering in order to investigate these issues among paddy farmers within the Mahaweli River Watershed, Sri Lanka?a largely agricultural region that is a microcosm of the sort of massive changes occurring throughout the world in environmental, institutional, and social systems. These changes include impacts of drought as well as an ongoing national resettlement plan to populate and develop regions of the watershed. The research team will use a multi-level, multi-method approach that incorporates longitudinal farmer surveys, regional level drought indices (coupled with short- and long-term drought forecast methods), key informant interviews, and archival analysis. The research team will investigate how farmers adapt to changing water availability and how these decisions are affected by psychological, social, institutional, and environmental factors. The team will examine water availability and rice yields in light of farmers? adaptive actions, changing rainfall and temperature patterns, land use changes, and water allocation decisions. These multiple streams of data will be integrated using agent-based modeling to generate a rich set of future scenarios to characterize how changes to social and institutional circumstances and in the natural environment may affect farmers' adaptive actions and their effectiveness in managing vulnerability to water scarcity.
This project will not only advance our theoretical knowledge within and across disciplines; it will provide much needed practical information about sustainable water resource management to farmers and decision makers in a developing country where water scarcities have major implications for food security. A recent report from the U.S. National Intelligence Agency looking forward to the year 2040 concludes: ?Water problems will hinder the ability of key countries to produce food and generate energy, posing a risk to global food markets and hobbling economic growth.? This research is directed towards averting the worst of such consequences by furthering the knowledge of farmers, local community leaders, national governmental leaders, and researchers about strategies to reduce water stresses and facilitate adaptation. Additionally, the team has incorporated a major educational aspect in the project to train the next generation of scholars in a thoroughly interdisciplinary framework. As such, they will be mentored not only in theory and methodology but also in how to communicate research to diverse audiences, including policymakers and some of the world?s most vulnerable populations.
PUBLICATIONS PRODUCED AS A RESULT OF THIS RESEARCH
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PROJECT OUTCOMES REPORT
Disclaimer
This Project Outcomes Report for the General Public is displayed verbatim as submitted by the Principal Investigator (PI) for this award. Any opinions, findings, and conclusions or recommendations expressed in this Report are those of the PI and do not necessarily reflect the views of the National Science Foundation; NSF has not approved or endorsed its content.
Pressure on freshwater resources has grown exponentially over the past century, with water use growing more rapidly than population. Water from streams, lakes, reservoirs, and aquifers is withdrawn in large quantities to meet the needs of agriculture and energy production. To meet food, energy, and water security goals in the future, managers will have to understand complex interactions in a system that involves both nature (for example, variability in weather and land conditions) and humans (for example, individual choices of farmers and decisions made by government agencies). As a small island nation highly dependent on irrigated agriculture and hydropower, Sri Lanka is an ideal location for research to address key questions about agricultural adaptation and provide insights for other places in the world. How do changing rainfall and temperature patterns, land use changes, and water allocation decisions affect water availability and rice yields? How are farmers responding to water scarcity? How do water allocation decisions reflect the priorities of decision makers in balancing water for irrigation and water for electricity generation?
The area in Sri Lanka known as the dry zone is the major region for production of food under irrigation. Analyses of rainfall and temperature data from 1880 to the present revealed that the critical planting months of March and September have been getting drier in the past few decades. Rice production was found to be correlated with calculated indices of drought leading to a hypothesis that climate forecasts could prove valuable to farmers and officials who decide on water allocations. Depending on how much water farmers expect to be released to them for irrigation, they can elect to plant rice which, with adequate water, provides a stable source of food and income or they can elect to plant an alternate crop, such as onions, which requires less water but must be sold in a market with highly variable prices. Farmers decisions reflect an assessment of expected climate conditions over an upcoming season and of their ability to deal with the risk of crop failure. Extensive surveys of farmers and interviews with key individuals conducted by the research team showed that decisions made by farmers are conditioned on their belief that they can adapt and on their perceptions of risk associated with different planting decisions. Informed by field research, a computer simulation model was constructed to evaluate the impact of provision of seasonal climate forecasts. Simulations show that a farmer using seasonal forecasts will have increased average agricultural income relative to farmers who do not make use of forecasts but at the expense of lower production of rice which is the staple food crop of the country.
The decisions of individual farmers depend in part on higher level decisions about overall water diversions. In times when water is scarce, there is inadequate supply to fully satisfy both irrigation and hydropower demands. An analysis of ten years of data on river flows, paddy production, and hydropower output indicates that throughout dry spells water managers favor paddy production, even though economically rice is less valuable than power. When water is scarce, decisions are not driven by money; instead, social values influence Sri Lankans to support farmers. Future planning for electricity production must account for such preferences while incorporating an understanding of environmental and social implications of choices. A decision support analysis was conducted that included economic, environmental, technical and social objectives of various agencies. The results of the analysis demonstrate how different aspects are valued differently across agencies. Knowledge about the various valuations should facilitate the process of reaching consensus about the preferred mix of hydropower, thermoelectric power, and power from renewables in the future.
Throughout the project the researchers interacted with a Stakeholder Advisory Committee in Sri Lanka to ensure that results of the research were communicated effectively. Computer codes for drought calculation and decision support to inform farmers about using forecasts were developed and disseminated. Data and software programs were made available as publications appeared. A web-based data explorer tool was developed to make results from surveys easily accessible. The project supported training at multiple levels. Five post-doctoral scholars, six PhD students, and three MS students were supported at Vanderbilt University, the University of Colorado, and the University of North Florida.
Last Modified: 10/30/2017
Modified by: George M Hornberger
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