Award Abstract # 1204685
Climate, Drought, and Agricultural Adaptations: An Investigation of Vulnerabilities and Responses to Water Stress Among Paddy Farmers in Sri Lanka

NSF Org: EAR
Division Of Earth Sciences
Recipient: VANDERBILT UNIVERSITY
Initial Amendment Date: August 2, 2012
Latest Amendment Date: February 7, 2014
Award Number: 1204685
Award Instrument: Standard Grant
Program Manager: Thomas Torgersen
EAR
 Division Of Earth Sciences
GEO
 Directorate for Geosciences
Start Date: September 1, 2012
End Date: September 30, 2017 (Estimated)
Total Intended Award Amount: $3,722,560.00
Total Awarded Amount to Date: $3,722,560.00
Funds Obligated to Date: FY 2012 = $3,722,560.00
History of Investigator:
  • George Hornberger (Principal Investigator)
    g.hornberger@vanderbilt.edu
  • James Fraser (Co-Principal Investigator)
  • Jonathan Gilligan (Co-Principal Investigator)
  • Amanda Carrico (Co-Principal Investigator)
  • Lanka Thabrew (Former Co-Principal Investigator)
Recipient Sponsored Research Office: Vanderbilt University
110 21ST AVE S
NASHVILLE
TN  US  37203-2416
(615)322-2631
Sponsor Congressional District: 05
Primary Place of Performance: Vanderbilt University
2301 Vanderbilt Place
Nashville
TN  US  37235-0002
Primary Place of Performance
Congressional District:
07
Unique Entity Identifier (UEI): GTNBNWXJ12D5
Parent UEI:
NSF Program(s): CR-Water Sustainability & Clim,
SEES Fellows
Primary Program Source: 01001213DB NSF RESEARCH & RELATED ACTIVIT
Program Reference Code(s): 4444, 8012, 8060, 9150, OTHR
Program Element Code(s): 797700, 805500
Award Agency Code: 4900
Fund Agency Code: 4900
Assistance Listing Number(s): 47.050

ABSTRACT

Water scarcity is a growing concern in the U.S. and throughout the world, affecting an estimated one third of the population on every continent. The problem is particularly urgent in developing countries heavily reliant on agriculture, which can account for as much as 85-90% of fresh water usage. Effective water resource management has significant implications for food security, health, and worldwide political stability. This is increasingly important in the face of a growing population, dramatic shifts in land use, and changing climatic conditions. Historically, the world?s farmers have relied on traditional practices to manage water, but now find themselves challenged by new conditions that require adaptation to these farming practices. Understanding the complex array of factors?psychological, social, environmental, and political?that facilitate and constrain effective adaptation requires an integrated research agenda that transcends traditional disciplinary boundaries. This research draws upon the core disciplines of psychology, sociology, hydrology, and engineering in order to investigate these issues among paddy farmers within the Mahaweli River Watershed, Sri Lanka?a largely agricultural region that is a microcosm of the sort of massive changes occurring throughout the world in environmental, institutional, and social systems. These changes include impacts of drought as well as an ongoing national resettlement plan to populate and develop regions of the watershed. The research team will use a multi-level, multi-method approach that incorporates longitudinal farmer surveys, regional level drought indices (coupled with short- and long-term drought forecast methods), key informant interviews, and archival analysis. The research team will investigate how farmers adapt to changing water availability and how these decisions are affected by psychological, social, institutional, and environmental factors. The team will examine water availability and rice yields in light of farmers? adaptive actions, changing rainfall and temperature patterns, land use changes, and water allocation decisions. These multiple streams of data will be integrated using agent-based modeling to generate a rich set of future scenarios to characterize how changes to social and institutional circumstances and in the natural environment may affect farmers' adaptive actions and their effectiveness in managing vulnerability to water scarcity.

This project will not only advance our theoretical knowledge within and across disciplines; it will provide much needed practical information about sustainable water resource management to farmers and decision makers in a developing country where water scarcities have major implications for food security. A recent report from the U.S. National Intelligence Agency looking forward to the year 2040 concludes: ?Water problems will hinder the ability of key countries to produce food and generate energy, posing a risk to global food markets and hobbling economic growth.? This research is directed towards averting the worst of such consequences by furthering the knowledge of farmers, local community leaders, national governmental leaders, and researchers about strategies to reduce water stresses and facilitate adaptation. Additionally, the team has incorporated a major educational aspect in the project to train the next generation of scholars in a thoroughly interdisciplinary framework. As such, they will be mentored not only in theory and methodology but also in how to communicate research to diverse audiences, including policymakers and some of the world?s most vulnerable populations.

PUBLICATIONS PRODUCED AS A RESULT OF THIS RESEARCH

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(Showing: 1 - 10 of 18)
Burchfield, E. K. & Gilligan, J. "Agricultural adaptation to drought in the Sri Lankan dry zone" Applied Geography , v.77 , 2016 , p.92 10.1016/j.apgeog.2016.10.003
Burchfield, E. K. & Gilligan, J. M. "Dynamics of individual and collective adaptation to water scarcity." Proceedings of the 2016 Winter Simulation Conference (IEEE Press) , 2016 , p.1678 10.1109/WSC.2016.7822216
Burchfield, E., Nay, J. J., and Gilligan, J. "Application of Machine Learning to the Prediction of Vegetation Health" The International Archives of the Photogrammetry, Remote Sensing and Spatial Information Sciences , v.XLI-B2 , 2016 , p.465 10.5194/isprs-archives-XLI-B2-465-2016
Davis, K., J. Gephart, and T. Gunda "Future environmental impacts of Sri Lanka?s policy on self-sufficiency in rice" AMBIO , v.45 , 2016 , p.302 DOI 10.1007/s13280-015-0720-2
Gilligan, Jonathan M. "Expertise Across Disciplines: Establishing Common Ground in Interdisciplinary Disaster Research Teams" Risk Analysis , v.41 , 2019 https://doi.org/10.1111/risa.13407 Citation Details
Gunda, T. G.M. Hornberger, and J.M. Gilligan "Spatiotemporal patterns of meteorological drought in Sri Lanka from 1880-2010" International Journal of Climatology , 2015 DOI:10.1002/joc.4365
Gunda, T., J.T. Bazuin, J. Nay, and K.L. Yeung "Impact of seasonal forecast use on agricultural income in a system with varying crop costs and returns: an empirically-grounded simulation" Environmental Research Letters , v.12 , 2017 , p.034001 10.1088/1748-9326/aa5ef7
Gunda, T., L. Benneyworth, and E. Burchfield. "Exploring water indices and associated parameters: a case study in two South Asian countries" Water Policy , v.17 , 2015 , p.98 doi:10.2166/wp.2014.022
Jacobi, J., Perrone, D., Leslie Lyons Duncan, L., Hornberger, G.M "A Tool for Calculating the Palmer Drought Indices" Water Resources Research , v.49 , 2013 , p.1-4 DOI: 10.1002/wrcr.20342
Jacobi, J., Perrone, D., Leslie Lyons Duncan, L., Hornberger, G.M "A Tool for Calculating the Palmer DroughtIndices" Water Resources Research , v.49 , 2013 , p.1 DOI: 10.1002/wrcr.20342
John J. Nay and Yevgeniy Vorobeychik "Predicting Human Cooperation" PLoS ONE , v.11 , 2016 , p.e0155656 doi:10.1371/journal.pone.0155656
(Showing: 1 - 10 of 18)

PROJECT OUTCOMES REPORT

Disclaimer

This Project Outcomes Report for the General Public is displayed verbatim as submitted by the Principal Investigator (PI) for this award. Any opinions, findings, and conclusions or recommendations expressed in this Report are those of the PI and do not necessarily reflect the views of the National Science Foundation; NSF has not approved or endorsed its content.

Pressure on freshwater resources has grown exponentially over the past century, with water use growing more rapidly than population. Water from streams, lakes, reservoirs, and aquifers is withdrawn in large quantities to meet the needs of agriculture and energy production. To meet food, energy, and water security goals in the future, managers will have to understand complex interactions in a system that involves both nature (for example, variability in weather and land conditions) and humans (for example, individual choices of farmers and decisions made by government agencies). As a small island nation highly dependent on irrigated agriculture and hydropower, Sri Lanka is an ideal location for research to address key questions about agricultural adaptation and provide insights for other places in the world. How do changing rainfall and temperature patterns, land use changes, and water allocation decisions affect water availability and rice yields? How are farmers responding to water scarcity? How do water allocation decisions reflect the priorities of decision makers in balancing water for irrigation and water for electricity generation?

 

The area in Sri Lanka known as the dry zone is the major region for production of food under irrigation. Analyses of rainfall and temperature data from 1880 to the present revealed that the critical planting months of March and September have been getting drier in the past few decades. Rice production was found to be correlated with calculated indices of drought leading to a hypothesis that climate forecasts could prove valuable to farmers and officials who decide on water allocations. Depending on how much water farmers expect to be released to them for irrigation, they can elect to plant rice which, with adequate water, provides a stable source of food and income or they can elect to plant an alternate crop, such as onions, which requires less water but must be sold in a market with highly variable prices. Farmers decisions reflect an assessment of expected climate conditions over an upcoming season and of their ability to deal with the risk of crop failure. Extensive surveys of farmers and interviews with key individuals conducted by the research team showed that decisions made by farmers are conditioned on their belief that they can adapt and on their perceptions of risk associated with different planting decisions. Informed by field research, a computer simulation model was constructed to evaluate the impact of provision of seasonal climate forecasts. Simulations show that a farmer using seasonal forecasts will have increased average agricultural income relative to farmers who do not make use of forecasts but at the expense of lower production of rice which is the staple food crop of the country. 

 

The decisions of individual farmers depend in part on higher level decisions about overall water diversions. In times when water is scarce, there is inadequate supply to fully satisfy both irrigation and hydropower demands. An analysis of ten years of data on river flows, paddy production, and hydropower output indicates that throughout dry spells water managers favor paddy production, even though economically rice is less valuable than power. When water is scarce, decisions are not driven by money; instead, social values influence Sri Lankans to support farmers. Future planning for electricity production must account for such preferences while incorporating an understanding of environmental and social implications of choices. A decision support analysis was conducted that included economic, environmental, technical and social objectives of various agencies. The results of the analysis demonstrate how different aspects are valued differently across agencies. Knowledge about the various valuations should facilitate the process of reaching consensus about the preferred mix of hydropower, thermoelectric power, and power from renewables in the future.

 

Throughout the project the researchers interacted with a Stakeholder Advisory Committee in Sri Lanka to ensure that results of the research were communicated effectively. Computer codes for drought calculation and decision support to inform farmers about using forecasts were developed and disseminated. Data and software programs were made available as publications appeared. A web-based data explorer tool was developed to make results from surveys easily accessible. The project supported training at multiple levels. Five post-doctoral scholars, six PhD students, and three MS students were supported at Vanderbilt University, the University of Colorado, and the University of North Florida.


Last Modified: 10/30/2017
Modified by: George M Hornberger

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