Award Abstract # 2147375
FAI: A novel paradigm for fairness-aware deep learning models on data streams

NSF Org: IIS
Division of Information & Intelligent Systems
Recipient: UNIVERSITY OF TEXAS AT DALLAS
Initial Amendment Date: March 1, 2022
Latest Amendment Date: August 31, 2023
Award Number: 2147375
Award Instrument: Standard Grant
Program Manager: Todd Leen
tleen@nsf.gov
 (703)292-7215
IIS
 Division of Information & Intelligent Systems
CSE
 Directorate for Computer and Information Science and Engineering
Start Date: September 1, 2022
End Date: August 31, 2026 (Estimated)
Total Intended Award Amount: $392,993.00
Total Awarded Amount to Date: $408,993.00
Funds Obligated to Date: FY 2022 = $392,993.00
FY 2023 = $16,000.00
History of Investigator:
  • Feng Chen (Principal Investigator)
    feng.chen@utdallas.edu
  • Latifur Khan (Co-Principal Investigator)
  • Xintao Wu (Co-Principal Investigator)
  • Christan Grant (Co-Principal Investigator)
Recipient Sponsored Research Office: University of Texas at Dallas
800 WEST CAMPBELL RD.
RICHARDSON
TX  US  75080-3021
(972)883-2313
Sponsor Congressional District: 24
Primary Place of Performance: University of Texas at Dallas
800 W. Campbell Rd., AD15
Richardson
TX  US  75080-3021
Primary Place of Performance
Congressional District:
24
Unique Entity Identifier (UEI): EJCVPNN1WFS5
Parent UEI:
NSF Program(s): Fairness in Artificial Intelli,
IIS Special Projects
Primary Program Source: 01002223DB NSF RESEARCH & RELATED ACTIVIT
01002324DB NSF RESEARCH & RELATED ACTIVIT
Program Reference Code(s): 075Z, 7923, 9251
Program Element Code(s): 114Y00, 748400
Award Agency Code: 4900
Fund Agency Code: 4900
Assistance Listing Number(s): 47.070

ABSTRACT

Massive amounts of information are transferred constantly between different domains in the form of data streams. Social networks, blogs, online businesses, and sensors all generate immense data streams. Such data streams are received in patterns that change over time. While this data can be assigned to specific categories, objects and events, their distribution is not constant. These categories are subject to distribution shifts. These distribution shifts are often due to the changes in the underlying environmental, geographical, economic, and cultural contexts. For example, the risks levels in loan applications have been subject to distribution shifts during the COVID-19 pandemic. This is because loan risks are based on factors associated to the applicants, such as employment status and income. Such factors are usually relatively stable, but have changed rapidly due to the economic impact of the pandemic. As a result, existing loan recommendation systems need to be adapted to limited examples. This project will develop open software to help users evaluate online fairness-in algorithms, mitigate potential biases, and examine utility-fairness trade-offs. It will implement two real-world applications: online crime event recognition from video data and online purchase behavior prediction from click-stream data. To amplify the impact of this project in research and education, this project will leverage STEM programs for students with diverse backgrounds, gender and race/ethnicity. This project includes activities including seminars, workshops, short courses, and research projects for students.

This project aims to develop a new and innovative paradigm for designing, implementing, and evaluating online fairness-aware Deep Learning (DL) models. Such models would be used for classification tasks in noisy and non-stationary data streams. This project will focus on five areas. First, the project will explore how to ensure a variety of fairness principles are incorporated in a DL model in online and non-stationary settings. The project will also look at how to identify a neural network architecture that will reflect the causal structure and be adaptive to distribution shifts. The project also looks at how the DL model will learn global initialization of primal parameters (associated with model accuracy) and dual parameters (associated with model fairness). Finally, the project looks at how to make online learning algorithms robust to uncertainties in model estimation of fairness and how to, ultimately, interpret the fairness of an online DL model. By bridging the areas of neural architecture search, online meta-learning, and fairness-aware deep learning techniques, this project advances state-of-the-art research in Fairness in AI. This project will offer the following innovations: (1) disentangle underlying sensitive and non-sensitive causal variables from raw features via causal representation learning; (2) identify adaptive architectures for data streams via differential architecture search; (3) learn effective initializations for both primal and dual model parameters in an online-within-online manner; (4) develop robust versions of the algorithms to deal with uncertainties in model fairness and tasks, and (5) identify the training examples and latent causal variables responsible for model adaption using local and global interpretations.

This award reflects NSF's statutory mission and has been deemed worthy of support through evaluation using the Foundation's intellectual merit and broader impacts review criteria.

PUBLICATIONS PRODUCED AS A RESULT OF THIS RESEARCH

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(Showing: 1 - 10 of 13)
Carey, Alycia N. and Du, Wei and Wu, Xintao "Robust Personalized Federated Learning under Demographic Fairness Heterogeneity" 2022 IEEE International Conference on Big Data (Big Data) , 2022 https://doi.org/10.1109/bigdata55660.2022.10020554 Citation Details
Du, Wei and Wu, Xintao and Tong, Hanghang "Fair Regression under Sample Selection Bias" 2022 IEEE International Conference on Big Data (Big Data) , 2022 https://doi.org/10.1109/bigdata55660.2022.10021107 Citation Details
Halim, Safaf and Zhao, Chen and Wu, Xintao and Khan, Latifur and Grant, Christan and Chen, Feng "Fairness-Aware Active Online Learning with Changing Environment" , 2025 Citation Details
Huang, Wen and Wu, Xintao "Robustly Improving Bandit Algorithms with Confounded and Selection Biased Offline Data: A Causal Approach" Proceedings of the AAAI Conference on Artificial Intelligence , v.38 , 2024 https://doi.org/10.1609/aaai.v38i18.30027 Citation Details
Jiang, Kai and Zhao, Chen and Shao, Minglai and Chen, Feng "FEED: Fairness-Enhanced Meta-Learning for Domain Generalization." , 2024 Citation Details
Komanduri, A and Wu, X and Wu, Y and Chen, F "From Identifiable Causal Representations to Controllable Counterfactual Generation: A Survey on Causal Generative Modeling" Transactions on machine learning research , 2024 Citation Details
Komanduri, Aneesh and Wu, Yongkai and Chen, Feng and Wu, Xintao "Learning Causally Disentangled Representations via the Principle of Independent Causal Mechanisms" , 2024 https://doi.org/10.24963/ijcai.2024/476 Citation Details
Komanduri, Aneesh and Wu, Yongkai and Huang, Wen and Chen, Feng and Wu, Xintao "SCM-VAE: Learning Identifiable Causal Representations via Structural Knowledge" 2022 IEEE International Conference on Big Data (Big Data) , 2022 https://doi.org/10.1109/bigdata55660.2022.10021114 Citation Details
Van, Minh-Hao and Du, Wei and Wu, Xintao and Chen, Feng and Lu, Aidong "Defending Evasion Attacks via Adversarially Adaptive Training" Proceedings of the IEEE International Conference on Big Data (IEEE BigData) , 2022 https://doi.org/10.1109/BigData55660.2022.10020474 Citation Details
Zhao, Chen and Jiang, Kai and Wu, Xintao and Wang, Haoliang and Khan, Latifur and Grant, Christan_Earl and Chen, Feng "Algorithmic Fairness Generalization under Covariate and Dependence Shifts Simultaneously" , 2024 Citation Details
Zhao, Chen and Mi, Feng and Wu, Xintao and Jiang, Kai and Khan, Latifur and Chen, Feng "Adaptive Fairness-Aware Online Meta-Learning for Changing Environments" KDD '22: Proceedings of the 28th ACM SIGKDD Conference on Knowledge Discovery and Data Mining , 2022 https://doi.org/10.1145/3534678.3539420 Citation Details
(Showing: 1 - 10 of 13)

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