Award Abstract # 1929874
Circuits and Systems Design for UAV Swarm Enabled Communications

NSF Org: ECCS
Division of Electrical, Communications and Cyber Systems
Recipient: UNIVERSITY OF CALIFORNIA, LOS ANGELES
Initial Amendment Date: August 19, 2019
Latest Amendment Date: June 24, 2021
Award Number: 1929874
Award Instrument: Standard Grant
Program Manager: Jenshan Lin
jenlin@nsf.gov
 (703)292-7360
ECCS
 Division of Electrical, Communications and Cyber Systems
ENG
 Directorate for Engineering
Start Date: September 1, 2019
End Date: August 31, 2024 (Estimated)
Total Intended Award Amount: $450,000.00
Total Awarded Amount to Date: $481,175.00
Funds Obligated to Date: FY 2019 = $450,000.00
FY 2020 = $16,000.00

FY 2021 = $15,175.00
History of Investigator:
  • Danijela Cabric (Principal Investigator)
    danijela@ee.ucla.edu
  • Yuanxun Wang (Co-Principal Investigator)
Recipient Sponsored Research Office: University of California-Los Angeles
10889 WILSHIRE BLVD STE 700
LOS ANGELES
CA  US  90024-4200
(310)794-0102
Sponsor Congressional District: 36
Primary Place of Performance: University of California-Los Angeles
CA  US  90095-1406
Primary Place of Performance
Congressional District:
36
Unique Entity Identifier (UEI): RN64EPNH8JC6
Parent UEI:
NSF Program(s): CCSS-Comms Circuits & Sens Sys
Primary Program Source: 01001920DB NSF RESEARCH & RELATED ACTIVIT
01002021DB NSF RESEARCH & RELATED ACTIVIT

01002122DB NSF RESEARCH & RELATED ACTIVIT
Program Reference Code(s): 105E, 153E, 9102, 9251
Program Element Code(s): 756400
Award Agency Code: 4900
Fund Agency Code: 4900
Assistance Listing Number(s): 47.041

ABSTRACT

Unmanned aerial vehicles (UAVs) have been recently proposed as a solution for mobile wireless infrastructure. Majority of research on UAV-based communications considers either a single UAV or multiple UAVs as independent entities. This project aims to explore the benefits of utilizing multiple coordinated UAVs, also known as the UAV Swarm, within the emerging fog radio access networks (Fog-RAN). By leveraging the mobility of UAVs with on-board radios and processor, and the distributed processing within the swarm, the proposed system aims to enable various on-demand applications of internet-of-things (IoT) and multiple-input multiple-output (MIMO) wireless access with improved energy efficiency and spectral efficiency. Due to its ease of deployment, the UAV swarm assisted Fog-RAN can serve underprivileged communities and accommodate fluctuations in capacity demands during emergency or other event-driven applications.

This project addresses a set of unique challenges in circuits and systems arising in UAV swarm communications: i) swarm array synchronization and backhaul, ii) distributed processing on the edge devices, and iii) UAV swarm placement for optimized link budget and distributed MIMO channel capacity. Two different swarm systems will be explored: 1) weakly coordinated swarm with light swarm synchronization and simple coordination protocol, and 2) strongly coordinated swarm that requires tight synchronization and distributed array processing. For weakly coordinated swarm, low-complexity synchronization and coordination algorithms, low-power RF circuits and baseband processing, with only a single antenna in each radio, will be designed. For strongly coordinated swarm, a hybrid RF and base-band processing for frequency, phase, and time synchronization, and novel array signal processing for distributed MIMO combining within UAV swarm, will be designed to enable coherent transmission. The framework for UAV swarm placement to achieve optimal capacity and range will be developed and analyzed for robustness against channel, location, and actuation uncertainties. A proof-of-concept prototype using off-the-shelf UAVs and a radio testbed with customized RF components will be built and tested in the air.

This award reflects NSF's statutory mission and has been deemed worthy of support through evaluation using the Foundation's intellectual merit and broader impacts review criteria.

PUBLICATIONS PRODUCED AS A RESULT OF THIS RESEARCH

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Hanna, Samer and Cabric, Danijela "Distributed Transmit Beamforming: Design and Demonstration From the Lab to UAVs" IEEE Transactions on Wireless Communications , v.22 , 2023 https://doi.org/10.1109/TWC.2022.3198102 Citation Details
Hanna, Samer and Krijestorac, Enes and Cabric, Danijela "Destination-Feedback Free Distributed Transmit Beamforming Using Guided Directionality" IEEE Transactions on Mobile Computing , 2022 https://doi.org/10.1109/TMC.2022.3188602 Citation Details
Hanna, Samer and Krijestorac, Enes and Cabric, Danijela "UAV Swarm Position Optimization for High Capacity MIMO Backhaul" IEEE Journal on Selected Areas in Communications , 2021 https://doi.org/10.1109/JSAC.2021.3088677 Citation Details
Krijestorac, Enes and Hanna, Samer and Cabric, Danijela "Spatial Signal Strength Prediction using 3D Maps and Deep Learning" ICC 2021 - IEEE International Conference on Communications , 2021 https://doi.org/10.1109/ICC42927.2021.9500970 Citation Details
Krijestorac, Enes and Hanna, Samer and Cabric, Danijela "UAV Access Point Placement for Connectivity to a User with Unknown Location Using Deep RL" 2019 IEEE Globecom Workshops (GC Wkshps) , 2019 10.1109/GCWkshps45667.2019.9024644 Citation Details
Pogue, Alexandra and Hanna, Samer and Nichols, Andy and Chen, Xin and Cabric, Danijela and Mehta, Ankur "Path Planning Under MIMO Network Constraints for Throughput Enhancement in Multi-robot Data Aggregation Tasks" 2020 IEEE/RSJ International Conference on Intelligent Robots and Systems (IROS) , 2020 https://doi.org/10.1109/IROS45743.2020.9341096 Citation Details
Samer Hanna, Danijela Cabric "Distributed Transmit Beamforming: Analyzing the Maximum Communi- cation Range" Proceedings of the IEEE Sensor Array and Multichannel Signal Processing Workshop , 2022 Citation Details
Wang, Yen-Chin and Cabric, Danijela "Distributed UAV Swarm Placement Optimization for Compressive Sensing based Target Localization" 2023 International Conference on Computing, Networking and Communications (ICNC) , 2023 https://doi.org/10.1109/ICNC57223.2023.10074263 Citation Details

PROJECT OUTCOMES REPORT

Disclaimer

This Project Outcomes Report for the General Public is displayed verbatim as submitted by the Principal Investigator (PI) for this award. Any opinions, findings, and conclusions or recommendations expressed in this Report are those of the PI and do not necessarily reflect the views of the National Science Foundation; NSF has not approved or endorsed its content.

Unmanned aerial vehicles (UAVs) were recently proposed as on-demand mobile wireless infrastructure. While most research focused on single UAVs or multiple independent UAVs, this project explored the benefits of coordinated UAV swarms within Fog radio access networks (Fog-RAN). The research leveraged UAVs with on-board radios and processors to enable IoT data aggregation, MIMO wireless access, and device-to-device communications through novel algorithms and hardware solutions.

The project addressed three primary challenges: swarm array synchronization and backhaul, distributed processing on edge devices, and UAV swarm placement for channel optimization and target localization. Two swarm systems were explored: weakly coordinated swarms with light synchronization and strongly coordinated swarms requiring tight synchronization and distributed array processing.

Research activities included studying closed loop adaptive distributed beamforming in weakly coordinated swarms, developing destination-less beamforming protocols in strongly coordinated swarms, creating deep learning approaches for signal strength prediction, and investigating cooperative UAV-based localization using distributed MIMO radar systems. The project focused on optimizing UAV placement to maximize wireless link capacity in urban environments where line-of-sight connections were not guaranteed.

The team developed and analyzed a destination-led distributed beamforming protocol for maximum communication range. Results showed that at large distances, synchronization and channel estimation errors dominated performance limitations. Increasing the number of beamforming radios provided little improvement, while extending preamble duration or increasing destination power had more significant impact on range extension.

Experimental verification used USRP B205-mini software-defined radios mounted on DJI Phantom 3 drones. Despite the small channel coherence time of 84ms due to UAV motion, the beamforming setup achieved 80% of ideal beamforming gains. Guided distributed beamforming demonstrated a 9dB SNR improvement along the beamforming direction.

For target localization, two algorithms were developed to optimize UAV placement: a heuristic search algorithm and a gradient descent-based approach. Both algorithms significantly improved localization accuracy compared to random placement by minimizing the mutual coherence of the dictionary matrix. The results showed that performance could be further improved by increasing the number of UAVs.

Key outcomes included distributed beamforming algorithms for long-range communications with predictable SNR probability, confirmation that synchronization and channel estimation errors were dominant limiting factors at large distances, experimental verification achieving 80% of ideal beamforming gains despite challenging conditions, successful implementation of guided distributed beamforming, development of optimization algorithms that significantly improved localization accuracy, and demonstration that deep learning approaches outperformed state-of-the-art methods for signal strength prediction.

The project successfully addressed UAV swarm communication challenges through novel algorithms and hardware solutions. The research showed that coordinated UAV swarms could significantly enhance wireless communication and sensing capabilities in challenging environments. The developed techniques for beamforming, synchronization, localization and optimal placement established a foundation for future applications in emergency response, IoT data aggregation, and wireless access in underserved areas.

 


Last Modified: 03/15/2025
Modified by: Danijela Cabric

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