Award Abstract # 1841420
Doctoral Dissertation Improvement Award: Factors Influencing the Development of Monumental Architecture

NSF Org: BCS
Division of Behavioral and Cognitive Sciences
Recipient: UNIVERSITY OF OREGON
Initial Amendment Date: October 29, 2018
Latest Amendment Date: October 29, 2018
Award Number: 1841420
Award Instrument: Standard Grant
Program Manager: John Yellen
jyellen@nsf.gov
 (703)292-8759
BCS
 Division of Behavioral and Cognitive Sciences
SBE
 Directorate for Social, Behavioral and Economic Sciences
Start Date: December 1, 2018
End Date: May 31, 2020 (Estimated)
Total Intended Award Amount: $24,923.00
Total Awarded Amount to Date: $24,923.00
Funds Obligated to Date: FY 2019 = $24,923.00
History of Investigator:
  • Scott Fitzpatrick (Principal Investigator)
    smfitzpa@uoregon.edu
  • Terry Hunt (Co-Principal Investigator)
  • Robert DiNapoli (Co-Principal Investigator)
Recipient Sponsored Research Office: University of Oregon Eugene
1776 E 13TH AVE
EUGENE
OR  US  97403-1905
(541)346-5131
Sponsor Congressional District: 04
Primary Place of Performance: University of Oregon
Department of Anthropology, 308
Eugene
OR  US  97403-1218
Primary Place of Performance
Congressional District:
04
Unique Entity Identifier (UEI): Z3FGN9MF92U2
Parent UEI: Z3FGN9MF92U2
NSF Program(s): Archaeology DDRI
Primary Program Source: 01001920DB NSF RESEARCH & RELATED ACTIVIT
Program Reference Code(s): 1391, 9178, 9179
Program Element Code(s): 760600
Award Agency Code: 4900
Fund Agency Code: 4900
Assistance Listing Number(s): 47.075

ABSTRACT

The construction of large and elaborate monumental architecture, such as mounds, pyramids, tombs, and statues, were important factors in the emergence of socially complex societies, as they are seen as archaeological evidence for the rise of organized religion, social stratification, competition between social groups, and large-scale cooperation within them. How these processes relate to environmental and ecological factors, however, is poorly understood and this limits understanding of societal evolution. This project seeks to shed insight into the socio-ecological factors underlying the emergence of monument construction.These processes will be investigated through archaeological and environmental investigations on the island of Rapa Nui (Easter Island), famous for its elaborate religious monumental architecture. The famous monuments of Rapa Nui are at great risk of being destroyed by erosion, storm surges, and development. This research will result in the creation of high-resolution 3D models to be used as digital documentation and preservation tools to help conserve Rapa Nui's monument sites. This is an urgent need and a goal that will be achieved through an on-going collaborative partnership with Rapanui archaeologists and stakeholders. This project also involves several education, training, and outreach initiatives, including training of American and Rapanui students in archaeological survey and geospatial field techniques, training and dissertation completion for Co-PI DiNapoli, and dissemination of results in both academic and public media. These initiatives will directly contribute to enhancing collaborative relationships, training for underrepresented groups, and public engagement in archaeological science.

This project will test predictions of an evolutionary ecology model known as costly-signaling theory for the origins of monument construction using Rapa Nui as a case study. Given Rapa Nui's small size, isolation, and plethora of religious monuments, it offers an ideal model system to investigate the evolutionary ecology of monument construction. The central hypothesis is that, in addition to their well-known religious roles, monuments functioned within Rapa Nui society as conspicuous displays (i.e., costly signals) of communities' competitive ability to control and defend their limited critical resources, which resulted in limited violent conflict or interaction between groups. This hypothesis will be tested through archaeological and environmental investigations of: 1) the energetic costs of building monuments; 2) their visibility on the landscape; 3) relationships between the costs of building monuments, their visibility, and contested subsistence resources; and 4) the degree of interaction between prehistoric communities. These objectives will be approached through a series of geospatial field techniques, quantitative analyses, and geochemical sampling. All data and analyses will be made fully open-access, which is crucial for reproducible research in archaeological science. This project has the potential to advance anthropological theory and a broader understanding of societal change by illuminating the social and ecological influences behind why cooperation, competition, and religiosity were so frequently manifested as monumental architecture in the human past.

This award reflects NSF's statutory mission and has been deemed worthy of support through evaluation using the Foundation's intellectual merit and broader impacts review criteria.

PUBLICATIONS PRODUCED AS A RESULT OF THIS RESEARCH

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DiNapoli, Robert J. and Lipo, Carl P. and de Smet, Timothy S. and Hunt, Terry L. "Thermal Imaging Shows Submarine Groundwater Discharge Plumes Associated with Ancient Settlements on Rapa Nui (Easter Island, Chile)" Remote Sensing , v.13 , 2021 https://doi.org/10.3390/rs13132531 Citation Details
DiNapoli, Robert J. and Lipo, Carl P. and Hunt, Terry L. "Triumph of the Commons: Sustainable Community Practices on Rapa Nui (Easter Island)" Sustainability , v.13 , 2021 https://doi.org/10.3390/su132112118 Citation Details
DiNapoli, Robert J. and Lipo, Carl P. and Hunt, T.L. "Revisiting warfare, monument destruction, and the Huri Moai phase in Rapa Nui (Easter Island) culture history" Journal of Pacific archaeology , v.12 , 2020 https://doi.org/ Citation Details
DiNapoli, Robert J. and Rieth, Timothy M. and Lipo, Carl P. and Hunt, Terry L. "A model-based approach to the tempo of collapse: The case of Rapa Nui (Easter Island)" Journal of Archaeological Science , v.116 , 2020 10.1016/j.jas.2020.105094 Citation Details
Lipo, Carl P. and DiNapoli, Robert J. and Madsen, Mark E. and Hunt, Terry L. "Population structure drives cultural diversity in finite populations: A hypothesis for localized community patterns on Rapa Nui (Easter Island, Chile)" PLOS ONE , v.16 , 2021 https://doi.org/10.1371/journal.pone.0250690 Citation Details

PROJECT OUTCOMES REPORT

Disclaimer

This Project Outcomes Report for the General Public is displayed verbatim as submitted by the Principal Investigator (PI) for this award. Any opinions, findings, and conclusions or recommendations expressed in this Report are those of the PI and do not necessarily reflect the views of the National Science Foundation; NSF has not approved or endorsed its content.

The construction of large and elaborate monumental architecture, such as mounds, pyramids, tombs, and statues, were important factors in the emergence of socially complex societies, as they are seen as archaeological evidence for the rise of organized religion, social stratification, competition between social groups, and large-scale cooperation. How these processes relate to environmental and ecological factors, however, is poorly understood. This represents a significant limitation in our understanding of the human past and its various trajectories. This project was designed to further our understanding of the socio-ecological factors underlying the emergence of monument construction through archaeological and environmental investigations on the island of Rapa Nui (Easter Island), famous for its elaborate religious monumental architecture. Given Rapa Nui’s small size, isolation, and plethora of religious monuments, it offers an ideal model system to investigate the evolutionary ecology of monument construction.

This project investigated these issues by testing predictions of an evolutionary ecology model known as costly-signaling theory for the origins of monument construction using Rapa Nui as a case study. The central hypothesis was that, in addition to their well-known religious roles, monuments functioned within Rapa Nui society as conspicuous displays (i.e., costly signals) of communities’ competitive ability to control and defend their limited critical resources, which resulted in limited violent conflict or interaction between groups. This hypothesis was tested through archaeological, historical, and environmental investigations of: 1) the energetic costs of building monuments; 2) their visibility on the landscape; 3) relationships between the costs of building monuments, their visibility, and contested subsistence resources; and 4) the form and degree of interaction between prehistoric communities.

These objectives were achieved through field research and laboratory analyses on Rapa Nui and at the University of Oregon between May 2019 and May 2020. Using drone-based remote sensing and photogrammetry, we documented and create high-resolution 3D models for nearly 100 monument sites on Rapa Nui. Because data on Rapa Nui’s agricultural and marine resources are relatively well-known, we focused our environmental analyses on the island’s freshwater sources, which prior to this had been poorly understood. We documented coastal freshwater locations using a combination of thermal remote-sensing, electromagnetic induction, and geochemical measurements. 3D models of monuments were used to calculate energetic labor investment in building these features, which suggests a high degree of variability of investment in the island’s monuments. Most monuments are relatively small (e.g., ≤ 300 m3 of construction stone) with a smaller portion representing a substantial investment of time and energy (>1000 m3 of construction stone). We then used sophisticated spatial modeling and multiple-hypothesis testing to explore the relationship between the location/size of monument sites, their visibility on the landscape, and contested subsistence resources. The results of this modeling provide compelling support for the costly signaling hypothesis by demonstrating a strong relationship between investment in monuments, locations with abundant and high-quality freshwater sources, and highly visible locations. These results suggest that the religious and ritual activities centered around the construction, maintenance, and use of monuments involved signaling access and control of critical resources, as well as broadcasting an honest signal of the group’s collective action potential to defend their territory from other communities. We also demonstrate that the period of greatest investment in monuments coincides with a prolonged drought period that stressed the island’s freshwater sources, which we argue likely increased signaling competition. We hypothesize that this costly signaling dynamic ultimately led to Rapa Nui’s unique settlement pattern and relatively low degrees of inter-group violence.

The results of this project advance anthropological theory and a broader understanding of societal change by illuminating the social and ecological influences behind why cooperation, competition, and religiosity were so frequently manifested as monumental architecture in the human past. Rapa Nui can provide a model case study for the evolution of religious signaling in the human past, which is currently an important topic in several fields outside of archaeology. Our model-based methodological approach can also serve as a template for similar theoretically-focused studies of monumental architecture elsewhere in world history. The results have broader impacts in terms of heritage management and archaeological conservation. The famous monuments of Rapa Nui, a UNESCO World Heritage Site, are at great risk of being destroyed by erosion, storm surges, and development. This photogrammetry products from this project are being used as digital documentation and preservation tools to help conserve Rapa Nui’s monument sites through an on-going collaborative partnership with Rapanui archaeologists and stakeholders. This project also led to several education, training, and outreach initiatives, including training of students in archaeological survey and geospatial field techniques, training and dissertation completion for Co-PI DiNapoli, and dissemination of results in both academic venues and public media. These initiatives directly contributed to enhancing collaborative relationships, training for underrepresented groups, and public engagement in archaeological science.

 


Last Modified: 09/28/2020
Modified by: Robert J Dinapoli

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