Award Abstract # 1825046
CNH-L: Land-Climate-Water Feedbacks and Farmer Decision-Making in an Agricultural System

NSF Org: BCS
Division of Behavioral and Cognitive Sciences
Recipient: UNIVERSITY OF MONTANA
Initial Amendment Date: August 24, 2018
Latest Amendment Date: November 21, 2022
Award Number: 1825046
Award Instrument: Standard Grant
Program Manager: Jeffrey Mantz
jmantz@nsf.gov
 (703)292-7783
BCS
 Division of Behavioral and Cognitive Sciences
SBE
 Directorate for Social, Behavioral and Economic Sciences
Start Date: September 1, 2018
End Date: August 31, 2024 (Estimated)
Total Intended Award Amount: $1,449,984.00
Total Awarded Amount to Date: $1,449,984.00
Funds Obligated to Date: FY 2018 = $1,449,984.00
History of Investigator:
  • Katrina Mullan (Principal Investigator)
    katrina.mullan@umontana.edu
  • Jill Caviglia-Harris (Co-Principal Investigator)
  • Trent Biggs (Co-Principal Investigator)
  • Andrew Bell (Co-Principal Investigator)
  • Fernando De Sales (Co-Principal Investigator)
Recipient Sponsored Research Office: University of Montana
32 CAMPUS DR
MISSOULA
MT  US  59812-0003
(406)243-6670
Sponsor Congressional District: 01
Primary Place of Performance: University of Montana
Department of Economics, 32 Camp
Missoula
MT  US  59801-4494
Primary Place of Performance
Congressional District:
01
Unique Entity Identifier (UEI): DAY7Z8ZD48Q3
Parent UEI:
NSF Program(s): DYN COUPLED NATURAL-HUMAN
Primary Program Source: 01001819DB NSF RESEARCH & RELATED ACTIVIT
Program Reference Code(s): 1325, 1691, 9150, 9278
Program Element Code(s): 169100
Award Agency Code: 4900
Fund Agency Code: 4900
Assistance Listing Number(s): 47.075

ABSTRACT

This project examines how clearing forests for agriculture impacts regional water cycles and how these changes, in turn, affect agricultural production. The research will expand the emerging field of socio-hydrology (the study of the feedbacks between human decisions and water systems) by focusing on how land-use choices made by farmers influence water availability and thus alter the productivity of agricultural land. Understanding the relationships between land-use change, water, and agriculture is crucial to balancing tradeoffs between the environmental costs associated with converting forests and other natural habitats to crop fields and pasture, and the need to increase food production to meet growing demands as global populations and incomes rise. This project will contribute to the health and welfare of the United States and elsewhere by informing choices about how to increase agricultural output while limiting impacts on water, atmosphere and biodiversity. It will enhance research and education infrastructure by expanding a scientifically relevant and publicly-available dataset linking a survey of farm households to data and models of land and water use. Lastly, it will develop capacity in interdisciplinary research through the training of students and postdoctoral researchers.

Land-use decisions of individual farmers can aggregate up to landscape-level changes that influence the regional hydroclimate in ways that alter the availability of water for agricultural production, including both soil moisture or 'green' water and surface/ground or 'blue' water. How farmers adjust their investment and land-use decisions in response to water scarcity has implications for agricultural productivity and ultimately the supply of agricultural commodities. This project will advance basic scientific knowledge of the dynamic feedbacks among agricultural production choices, regional environmental variability, and vulnerability to water stress. It will address questions of how environmental variability and land-use changes affect the regional hydroclimate and property-level green and blue water; the extent to which individual farmers are vulnerable to variation in green and blue water and how they adapt; and how inter-related farmer production decisions aggregate to determine water, land-use, production and welfare outcomes under different policy scenarios. Data from a unique long-term household panel survey (1996-2018) will be combined with data and models of land cover, climate and hydrology to understand the effects of the regional hydroclimate on property-level water availability and the effects of water availability on agricultural production decisions. Analysis of the property-level empirical relationships will inform an agent-based model (ABM) that will be linked with a regional climate model to assess the aggregate consequences of these feedbacks for land-use, agricultural output and welfare.

This award reflects NSF's statutory mission and has been deemed worthy of support through evaluation using the Foundation's intellectual merit and broader impacts review criteria.

PUBLICATIONS PRODUCED AS A RESULT OF THIS RESEARCH

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(Showing: 1 - 10 of 17)
Biggs, Trent W. and Santiago, Thais Muniz and Sills, Erin and Caviglia-Harris, Jill "The Brazilian Forest Code and riparian preservation areas: spatiotemporal analysis and implications for hydrological ecosystem services" Regional Environmental Change , v.19 , 2019 10.1007/s10113-019-01549-w Citation Details
Caballero, Cassia Brocca and Biggs, Trent Wade and Vergopolan, Noemi and West, Thales A.P. and Ruhoff, Anderson "Transformation of Brazil's biomes: The dynamics and fate of agriculture and pasture expansion into native vegetation" Science of The Total Environment , v.896 , 2023 https://doi.org/10.1016/j.scitotenv.2023.166323 Citation Details
Caballero, Cassia Brocca and Ruhoff, Anderson and Biggs, Trent "Land use and land cover changes and their impacts on surface-atmosphere interactions in Brazil: A systematic review" Science of The Total Environment , v.808 , 2022 https://doi.org/10.1016/j.scitotenv.2021.152134 Citation Details
Caviglia-Harris, Jill and Biggs, Trent and Ferreira, Elvino and Harris, Daniel W. and Mullan, Katrina and Sills, Erin O. "The color of water: The contributions of green and blue water to agricultural productivity in the Western Brazilian Amazon" World Development , v.146 , 2021 https://doi.org/10.1016/j.worlddev.2021.105607 Citation Details
De Sales, Fernando and Santiago, Thais and Biggs, Trent Wade and Mullan, Katrina and Sills, Erin O. and Monteverde, Corrie "Impacts of Protected Area Deforestation on DrySeason Regional Climate in the Brazilian Amazon" Journal of Geophysical Research: Atmospheres , v.125 , 2020 https://doi.org/10.1029/2020JD033048 Citation Details
De Sales, Fernando and Werner, Zackary and de Souza Ribeiro, João Gilberto "Quantifying Fire-Induced Surface Climate Changes in the Savanna and Rainforest Biomes of Brazil" Fire , v.6 , 2023 https://doi.org/10.3390/fire6080311 Citation Details
Honey, Mallorie and Biggs, Trent and Sousa, Daniel and Abe, Camila and Mullan, Katrina "Woody vegetation cover on cleared areas in the Amazon Basin: temporal mixture mapping suggests a revised conceptual model of deforestation" Regional Environmental Change , v.24 , 2024 https://doi.org/10.1007/s10113-024-02337-x Citation Details
Monteverde, Corrie and De Sales, Fernando and Jones, Charles "Evaluation of the CMIP6 Performance in Simulating Precipitation in the Amazon River Basin" Climate , v.10 , 2022 https://doi.org/10.3390/cli10080122 Citation Details
Monteverde, Corrie and Quandt, Amy and Gilberto_de_Souza_Ribeiro, João and De_Sales, Fernando "Changing climates, changing lives: Voices of a Brazilian Amazon farming community in a time of climate crisis" PLOS Climate , v.3 , 2024 https://doi.org/10.1371/journal.pclm.0000522 Citation Details
Moreira, Rodrigo Martins and dos_Santos, Bruno César and Biggs, Trent and de_Sales, Fernando and Sieber, Stefan "Identifying clusters of precipitation for the Brazilian Legal Amazon based on magnitude of trends and its correlation with sea surface temperature" Scientific Reports , v.14 , 2024 https://doi.org/10.1038/s41598-024-63583-x Citation Details
Mullan, Katrina and Caviglia-Harris, Jill L. and Sills, Erin O. "Sustainability of agricultural production following deforestation in the tropics: Evidence on the value of newly-deforested, long-deforested and forested land in the Brazilian Amazon" Land Use Policy , v.108 , 2021 https://doi.org/10.1016/j.landusepol.2021.105660 Citation Details
(Showing: 1 - 10 of 17)

PROJECT OUTCOMES REPORT

Disclaimer

This Project Outcomes Report for the General Public is displayed verbatim as submitted by the Principal Investigator (PI) for this award. Any opinions, findings, and conclusions or recommendations expressed in this Report are those of the PI and do not necessarily reflect the views of the National Science Foundation; NSF has not approved or endorsed its content.

Tropical deforestation has global impacts, contributing to climate change and biodiversity loss. However, efforts to address deforestation rely on local land-use decisions, which are shaped by the regional socio-economic, environmental, and policy context. The project goals were to understand how deforestation in the Brazilian Amazon influences the regional climate; the consequences of climate variability for agricultural production and household livelihoods; and how individual and policy responses to economic and environmental change create feedbacks to land-use and water scarcity. We created a unique database integrating socio-economic and geophysical variables at the property scale for 1,300 properties in the state of Rondonia, and at the municipality scale for the Brazilian Legal Amazon. The data come from diverse sources, including a panel survey of farm households; field measurements of discharge for a range of stream sizes; calibrated satellite data on land cover and vegetation condition, burned area, rainfall, temperature, and surface water; existing geospatial databases on soil texture, fertility and hydrogeology; agricultural census data on milk yield; and qualitative interviews with farmers and government officials. We developed models to simulate the impacts of deforestation on regional climate, and the impacts of policy and geophysical characteristics on farm-level management decisions.

We find significant effects of potential deforestation on regional climate conditions. Clearing current protected areas in Rondonia would decrease dry season rainfall up to 30% in some agricultural regions of the state, while deforestation of unprotected areas throughout the Brazilian Amazon would reduce rainfall in Rondonia by around 20%. These changes, combined with projected increases in temperatures, would create considerable risks for agriculture. We use integrated policy-climate modeling to project outcomes under alternative scenarios for Federal forest legislation and environmental spending. We observe 3.5 times more deforestation under a scenario with low enforcement of conservation policies than a scenario with high enforcement, with effects concentrated on the active deforestation frontier and along roads. This results in warmer and drier meteorological conditions in the areas deforested under the low-enforcement scenario. In addition to their direct climate effects, forests also enhance resilience to global climate conditions by providing a greater share of atmospheric moisture in Rondonia during periods of continental drought. 

Individual farmers are affected by changes in the regional climate. For example, the exceptional drought experienced in our study site in 2024 reduced surface water flows in small streams by 20-100%, with the largest impacts on the smallest streams. Farmers perceive water stress in relation to both the absolute amount of water available and the amount relative to what is typical on their property, particularly when the length or intensity of the dry season changes. Based on year-to-year weather variation, we find that increases in temperature and decreases in rainfall reduce milk yields at the municipal scale, consistent with previous literature in other climatic regions. This implies that improvements in productivity will be necessary to sustain dairy production in the future. Farmers adapt to chronic seasonal water stress by constructing water infrastructure such as wells, dams and ponds; adjusting cattle numbers; and intensifying production, e.g. with supplemental feeding. Irrigation of pasture remains uncommon. Farmers adapt to variability of dry-season rainfall by diversifying production. Farm productivity and land management choices are also influenced by environmental and socio-economic factors other than climate. Remote-sensing estimates of vegetation condition suggest that pasture productivity varies strongly by rock type and soil type, which in turn affects fertilizer use and land-use trajectories. Regional infrastructure and access to information can accelerate the pace of intensification. For example, we find that connection to the electrical grid enabled farmers to increase their incomes by investing in technologies such as refrigeration, and social media and agricultural extension visits significantly boosted the adoption of more intensive pasture management practices. 

This project had significant broader impacts on students and international collaboration. It provided interdisciplinary and international research opportunities for 12 undergraduate students, 18 graduate students and two postdoctoral researchers based in the US. Five of the seven PhD students and postdocs funded through the project were female, and four of these were Latina, supporting retention of under-represented early-career researchers in STEM. We developed deep, sustained relationships between faculty in the US and Rondonia, Brazil through co-authoring papers, co-teaching classes, co-advising graduate students and extended visits to one another's institutions. We expanded capacity for quantitative research in the Brazilian Amazon with participation of over 100 Brazilian students in field-based data collection and training workshops that enhanced their theoretical and practical knowledge of statistical methods and replication practices, expanded their professional networks, and supported their career development with opportunities to publish replication reports. Project team members exchanged knowledge, shared data, and co-developed models of farmer responses to land-use policies with local government agencies in Rondonia, and disseminated findings to international academic audiences with presentations at professional meetings and publications in peer-reviewed journals.

 


Last Modified: 12/20/2024
Modified by: Katrina Mullan

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