Award Abstract # 1824829
CNH-S: NNA: Modeling Risk from Black Carbon in a Coupled Natural-Human System at the Arctic Ice Edge

NSF Org: RISE
Integrative and Collaborative Education and Research (ICER)
Recipient: BROWN UNIVERSITY
Initial Amendment Date: August 29, 2018
Latest Amendment Date: September 16, 2021
Award Number: 1824829
Award Instrument: Standard Grant
Program Manager: Manda S. Adams
amadams@nsf.gov
 (703)292-4708
RISE
 Integrative and Collaborative Education and Research (ICER)
GEO
 Directorate for Geosciences
Start Date: September 1, 2018
End Date: December 31, 2022 (Estimated)
Total Intended Award Amount: $624,170.00
Total Awarded Amount to Date: $624,170.00
Funds Obligated to Date: FY 2018 = $624,170.00
History of Investigator:
  • Amanda Lynch (Principal Investigator)
    Amanda_Lynch@brown.edu
  • Siri Veland (Former Principal Investigator)
  • Amanda Lynch (Former Co-Principal Investigator)
Recipient Sponsored Research Office: Brown University
1 PROSPECT ST
PROVIDENCE
RI  US  02912-9100
(401)863-2777
Sponsor Congressional District: 01
Primary Place of Performance: Brown University
Office of Sponsored Projects
Providence
RI  US  02912-9093
Primary Place of Performance
Congressional District:
01
Unique Entity Identifier (UEI): E3FDXZ6TBHW3
Parent UEI: E3FDXZ6TBHW3
NSF Program(s): DYN COUPLED NATURAL-HUMAN,
ASSP-Arctic Social Science
Primary Program Source: 01001819DB NSF RESEARCH & RELATED ACTIVIT
0100XXXXDB NSF RESEARCH & RELATED ACTIVIT
Program Reference Code(s): 072Z, 1079, 1691, 5221, 9278
Program Element Code(s): 169100, 522100
Award Agency Code: 4900
Fund Agency Code: 4900
Assistance Listing Number(s): 47.050

ABSTRACT

Warming in the Arctic has occurred at more than twice the global average, with negative impacts on ecosystems, wildfires, infrastructure and Indigenous livelihoods. At the same time, this "Arctic amplification" may yield potentially positive impacts on some Arctic industries, such as shipping. Estimates of sea ice extent project an ice-free Arctic over the next century, but more near-term projections are uncertain, notably increasing the risk (and required return) of investments in shipping infrastructure. Despite this uncertainty and the attendant risks, early investments and policy planning are underway for a not-so-distant future in which a transpolar shipping route might be competitive with the Suez Canal. This transformation would have far-reaching effects on shipping costs, global and national competitiveness, the finances of multiple countries, and the deployment of commercial and military assets. Early adopters in Arctic shipping could conceivably bring this future closer: soot (black carbon) deposited on the ice from local ship traffic has been identified as a contributor to Arctic amplification, since the soot deposited on ice absorbs heat from the sun, accelerating ice melt. This feedback might accelerate the opening of sea lanes, but also increase the year-to-year shipping season variance, increasing uncertainty. As such, if financial analysts assume sea ice retreats in a predictably linear fashion, they likely underestimate the cost of variation in shipping season length, which may in turn affect investment behavior and risk-taking.

This project asks how risk assessments of Arctic shipping under environmental and geopolitical change can incorporate the risk of amplification from black carbon deposition. To answer this question, the project seeks to understand the reciprocal relationships among ocean-atmosphere-ice dynamics, shipping accessibility, risk-finance-traffic dynamics, and black carbon emissions. Given that uncertainties in sea ice projections are to some extent irreducible, this necessitates a systems approach that can characterize uncertainties. Innovative model simulations of the dynamics of coupling between atmospheric processes, sea ice, and ocean heat transfer will constrain the role of local and global sources of black carbon. Grounded insights on risk management and perception will produce refined estimates of shipping volumes and associated black carbon emissions. The scientific output that will be produced will be disseminated to practitioners and policy-makers in the US and abroad. The project will additionally, train a new generation of interdisciplinary researchers and professionals by running a winter session class for students from the educational institutions involved in the project to help prepare a new generation for a rapidly-changing Arctic and world.

This award reflects NSF's statutory mission and has been deemed worthy of support through evaluation using the Foundation's intellectual merit and broader impacts review criteria.

PUBLICATIONS PRODUCED AS A RESULT OF THIS RESEARCH

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Bennett, Mia M. and Stephenson, Scott R. and Yang, Kang and Bravo, Michael T. and De Jonghe, Bert "The opening of the Transpolar Sea Route: Logistical, geopolitical, environmental, and socioeconomic impacts" Marine Policy , 2020 10.1016/j.marpol.2020.104178 Citation Details
Chen, Zihan and Lynch, Amanda H. "Arctic Maritime Cyclone Distribution and Trends in the ERA5 Reanalysis" Journal of Applied Meteorology and Climatology , v.61 , 2022 https://doi.org/10.1175/JAMC-D-21-0016.1 Citation Details
Goldstein, Michael A. and Lynch, Amanda H. and Li, Xueke and Norchi, Charles H. "Sanctions or sea ice: Costs of closing the Northern Sea Route" Finance Research Letters , v.50 , 2022 https://doi.org/10.1016/j.frl.2022.103257 Citation Details
Goldstein, Michael A. and Lynch, Amanda H. and Norchi, Charles H. "Conflicts impact raises costs for Arctic shipping and the climate" Nature , v.606 , 2022 https://doi.org/10.1038/d41586-022-01538-w Citation Details
Goldstein, Michael_A and Lynch, Amanda_H and Yan, Ruitian and Veland, Siri and Talleri, William "Economic Viability and Emissions of Multimodal Transportation Infrastructure in a Changing Arctic" Weather, Climate, and Society , v.14 , 2022 https://doi.org/10.1175/WCAS-D-21-0151.1 Citation Details
Li, Xueke and Lynch, Amanda H. "New insights into projected Arctic sea road: operational risks, economic values, and policy implications" Climatic Change , v.176 , 2023 https://doi.org/10.1007/s10584-023-03505-4 Citation Details
Li, Xueke and Lynch, Amanda H. and Bailey, David A. and Stephenson, Scott R. and Veland, Siri "The impact of black carbon emissions from projected Arctic shipping on regional ice transport" Climate Dynamics , 2021 https://doi.org/10.1007/s00382-021-05814-9 Citation Details
Li, Xueke and Stephenson, Scott R. and Lynch, Amanda H. and Goldstein, Michael A. and Bailey, David A. and Veland, Siri "Arctic shipping guidance from the CMIP6 ensemble on operational and infrastructural timescales" Climatic Change , v.167 , 2021 https://doi.org/10.1007/s10584-021-03172-3 Citation Details

PROJECT OUTCOMES REPORT

Disclaimer

This Project Outcomes Report for the General Public is displayed verbatim as submitted by the Principal Investigator (PI) for this award. Any opinions, findings, and conclusions or recommendations expressed in this Report are those of the PI and do not necessarily reflect the views of the National Science Foundation; NSF has not approved or endorsed its content.

The Arctic Ocean presents tremendous challenges due to its remoteness and harsh climate, but has nevertheless prompted human aspirations spanning centuries. The abundant living and mineral resources, the potential for new scientific discoveries and new territories, the opportunities to flourish in long established peripheral homelands ? these diverse purposes have supported an Arctic that is far from empty. The ability to control the use of the Arctic Ocean has become increasingly valuable over time, supporting colonial and strategic developments along with commercial ones.

Now, Arctic sea ice is in rapid retreat, to levels not observed since at least 1850. An ice-free summer is on the horizon. More than any other Arctic trend, this massive transition has raised expectations for both new opportunities and new challenges, in hydrocarbon exploitation, international shipping, infrastructure development, fisheries, tourism, and Indigenous self-determination.

This project sought to understand the risks and costs associated with Arctic operations, particularly associated with feedbacks and unintended consequences. Specifically, we found that the emissions of black carbon associated with proposed increased Arctic shipping did not feedback to cause increased ice retreat. The signal was dwarfed in fact by black carbon emanating from sources at lower latitudes, such as manufacturing in China and Russia. That said, there was a small feedback specifically associated with Arctic shipping that led to changes in particular regions (the Greenland Sea and the Labrador Sea) caused by a shift in atmospheric circulation.

We systematically explored the potentials for opening of trans-Arctic sea routes across a range of emissions futures and multi-model ensembles. We found a new Transpolar Sea Route in the western Arctic for open water vessels starting in 2045 in addition to the central Arctic corridor over the North Pole. The emergence of this new western route could be decisive for operational and strategic outcomes. Specifically, the route redistributes transits away from the Russian-administered Northern Sea Route (NSR), lowering the navigational and financial risks and the regulatory friction. That said, in estimating the costs associated with uncertainties in these scenarios, we found that the costs of uncertainty in interannual variability are larger than the costs of uncertainty in climate scenario, even out to the 2060s. This cost is typically hidden due the practice of using multi-model ensemble averages to estimate future risks.

Because Russia is the most extensive Arctic nation and mantains jurisdiction over the most active shipping route in the Arctic, the NSR, we also investigated the impact of the invasion of Ukraine by Russia. Internationally imposed sanctions on Russia prohibit payments for NSR access, have led to refusals to insure vessels and cargo, and have deterred usage due to legal uncertainties. Furthermore, Russia has limited NSR access for strategic reasons. Costs are high: using 16 climate model realizations and prudent assumptions regarding global trade, we estimate the cumulative cost of closing the NSR for the season could range from just under US$900 million to as much as US$3.3 billion.

 


Last Modified: 06/19/2023
Modified by: Amanda Lynch

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