Award Abstract # 1809691
Collaborative Research: Intersubband transitions and devices in non-polar strain-compensated InGaN/AlGaN

NSF Org: ECCS
Division of Electrical, Communications and Cyber Systems
Recipient: UNIVERSITY OF CALIFORNIA, SANTA BARBARA
Initial Amendment Date: August 7, 2018
Latest Amendment Date: August 7, 2018
Award Number: 1809691
Award Instrument: Standard Grant
Program Manager: Dominique Dagenais
ddagenai@nsf.gov
 (703)292-2980
ECCS
 Division of Electrical, Communications and Cyber Systems
ENG
 Directorate for Engineering
Start Date: August 15, 2018
End Date: July 31, 2021 (Estimated)
Total Intended Award Amount: $225,000.00
Total Awarded Amount to Date: $225,000.00
Funds Obligated to Date: FY 2018 = $225,000.00
History of Investigator:
  • James Speck (Principal Investigator)
    speck@mrl.ucsb.edu
Recipient Sponsored Research Office: University of California-Santa Barbara
3227 CHEADLE HALL
SANTA BARBARA
CA  US  93106-0001
(805)893-4188
Sponsor Congressional District: 24
Primary Place of Performance: University of California- Santa Barbara
1355 Engineering II
Santa Barbara
CA  US  93106-5050
Primary Place of Performance
Congressional District:
24
Unique Entity Identifier (UEI): G9QBQDH39DF4
Parent UEI:
NSF Program(s): EPMD-ElectrnPhoton&MagnDevices
Primary Program Source: 01001819DB NSF RESEARCH & RELATED ACTIVIT
Program Reference Code(s): 091E
Program Element Code(s): 151700
Award Agency Code: 4900
Fund Agency Code: 4900
Assistance Listing Number(s): 47.041

ABSTRACT

The scientific objective of this proposal is to develop and test artificial semiconductor nonlinear optical materials and semiconductor quantum cascade lasers based on indium-aluminum-gallium-nitride materials. The indium-aluminum-gallium-nitride materials system has fundamental advantages over the materials that were previously used for making quantum cascade lasers and artificial semiconductor nonlinear optical materials. In particular, indium-aluminum-gallium-nitride semiconductor lasers operating in the terahertz spectral range (frequencies in the range of 1-10 THz) are expected to be able to operate at room temperature, unlike semiconductor lasers previously demonstrated in other materials systems. Room-temperature terahertz semiconductor lasers will have a major transformative impact on the instrumentation operating in this frequency range. Indium-aluminum-gallium-nitride materials are also expected to enable the creation of a novel kind of nonlinear metamaterials for operation at the wavelengths used by fiber-optics telecommunication equipment with sub-1-picosecond response time. Two graduate students will be trained during the course of the program. The two principal investigators will also continue their annual participation in the National Science Foundation research experience for undergraduate program and in various K-12 outreach activities at their institutions.

Technical Description.
The objective of this proposal is to develop intersubband optoelectronic devices based on strain-compensated InGaN/AlGaN/GaN heterostructures grown on non-polar m-plane GaN substrates for operation in the short-wavelength infrared (wavelengths in the range 1.4-3 microns) and terahertz (wavelengths in the range 30-300 microns) regions of the electromagnetic spectrum. Current intersubband devices rely on materials with relatively low conduction band offsets (<1 eV) and low longitudinal optical phonon energies (~30-40 meV) that, respectively, prevent intersubband devices from operating in the short-wavelength infrared and limit the operation of terahertz quantum cascade lasers to cryogenic temperatures. GaN/AlGaN heterostructures grown on c-plane substrates have been previously investigated to overcome the abovementioned problems. GaN-based materials system offers conduction band offsets over 2 eV and have optical phonon energies of ~90 meV. However, strain-dependent piezo-electric fields make it virtually impossible to produce desired intersubband bandstructure in practical devices grown on c-plane substrates. Additionally, relatively small heterostructure thickness, limited by strain, and poor optical field confinement in the heterostructure prevented efficient light-matter interaction in devices reported previously. The proposed AlInGaN heterostructures on m-plane GaN substrates are free from strain-induced fields making reliable intersubband bandstructure design possible. Strain-compensation will be used to overcome critical thickness constrains in materials growth. The heterostructures will be further processed into double-metal plasmonic cavities using photoelectrochemical etching for substrate removal to enable efficient light-matter integration. Two types of intersubband devices will be investigated: double-metal waveguide THz QCLs and intersubband nonlinear metasurfaces for operation in the telecommunication spectral range. The former devices represent a viable path towards developing the first room-temperature electrically pumped semiconductor lasers in the THz spectral range, while the latter devices offer a path for developing intersubband metasurfaces with a giant nonlinear response for short-wavelength infrared.

This award reflects NSF's statutory mission and has been deemed worthy of support through evaluation using the Foundation's intellectual merit and broader impacts review criteria.

PUBLICATIONS PRODUCED AS A RESULT OF THIS RESEARCH

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Monavarian, Morteza and Xu, Jiaming and Fireman, Micha N. and Nookala, Nishant and Wu, Feng and Bonef, Bastien and Qwah, Kai S. and Young, Erin C. and Belkin, Mikhail A. and Speck, James S. "Structural and optical properties of nonpolar m- and a- plane GaN/AlGaN heterostructures for narrow-linewidth mid-infrared intersubband transitions" Applied Physics Letters , v.116 , 2020 10.1063/1.5143785 Citation Details
Monavarian, Morteza and Xu, Jiaming and Khoury, Michel and Wu, Feng and De Mierry, Philippe and Vennegues, Philippe and Belkin, Mikhail A. and Speck, James S. "Defect Tolerance of Intersubband Transitions in Nonpolar GaN/(Al,Ga)" Physical Review Applied , v.16 , 2021 https://doi.org/10.1103/PhysRevApplied.16.054040 Citation Details

PROJECT OUTCOMES REPORT

Disclaimer

This Project Outcomes Report for the General Public is displayed verbatim as submitted by the Principal Investigator (PI) for this award. Any opinions, findings, and conclusions or recommendations expressed in this Report are those of the PI and do not necessarily reflect the views of the National Science Foundation; NSF has not approved or endorsed its content.

III-nitride heterostructures have attracted a great deal of attention for novel intersubband (ISB) devices to potentially encompass both infrared (IR) and terahertz (THz) spectrum. In this project, we investigated III-nitride ISB heterostructures such as GaN/AlGaN superlattices on nonpolar orientations for mid- to far-IR applications. Our results obtained through this project indicate that nonpolar orientations of GaN can provide more efficient ISB transitions (improved ISB absorption characteristics; the lowest absorption linewidth reported so far). We also discovered through this project that unlike band-to-band transitions, ISB transitions on nonpolar III-nitride structures are strongly tolerant to the structural defects; Up to five orders of magnitude difference in the densities of defects resulted in insignificant (10-20%) degradation in ISB absorption characteristics. We also theoretically and experimentally investigated metasurface based structures for nonlinear optical processes (including second harmonic generation and sum frequency generation) to provide access to certain wavelength ranges, inaccessible for other material systems. Our results could pave the way toward low cost, scalable and efficient room temperature quantum cascade lasers as well as optical passive components based on nonpolar orientations in the mid- to far-infrared range of spectra for various applications from astrophysics and astrochemistry, to medicine, and the petrochemical industry. This project provided the comprehensive framework for future nitride-based intersubband structures.


Last Modified: 01/11/2022
Modified by: James S Speck

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