Award Abstract # 1802964
Developing Thermal Hybrid Exchange-Correlation Functionals for Accurate Prediction of Transport and Optical Properties of Warm Dense Plasmas

NSF Org: PHY
Division Of Physics
Recipient: UNIVERSITY OF ROCHESTER
Initial Amendment Date: August 17, 2018
Latest Amendment Date: August 17, 2018
Award Number: 1802964
Award Instrument: Standard Grant
Program Manager: Vyacheslav (Slava) Lukin
vlukin@nsf.gov
 (703)292-7382
PHY
 Division Of Physics
MPS
 Directorate for Mathematical and Physical Sciences
Start Date: September 1, 2018
End Date: August 31, 2022 (Estimated)
Total Intended Award Amount: $400,000.00
Total Awarded Amount to Date: $400,000.00
Funds Obligated to Date: FY 2018 = $400,000.00
History of Investigator:
  • Valentin Karasev (Principal Investigator)
    vkarasev@lle.rochester.edu
  • Suxing Hu (Co-Principal Investigator)
Recipient Sponsored Research Office: University of Rochester
910 GENESEE ST
ROCHESTER
NY  US  14611-3847
(585)275-4031
Sponsor Congressional District: 25
Primary Place of Performance: University of Rochester
518 Hylan, RC Box 270140
Rochester
NY  US  14627-0014
Primary Place of Performance
Congressional District:
25
Unique Entity Identifier (UEI): F27KDXZMF9Y8
Parent UEI:
NSF Program(s): PLASMA PHYSICS,
OFFICE OF MULTIDISCIPLINARY AC,
CONDENSED MATTER & MAT THEORY,
Software Institutes
Primary Program Source: 01001819DB NSF RESEARCH & RELATED ACTIVIT
Program Reference Code(s): 026Z, 1062, 8004, 8084, 9263
Program Element Code(s): 124200, 125300, 176500, 800400
Award Agency Code: 4900
Fund Agency Code: 4900
Assistance Listing Number(s): 47.049

ABSTRACT

The Nobel Prize-winning method of density-functional theory (DFT) has been widely used for important applications to better understand the physics and chemistry of nature, as well as to improve our daily life. Examples of DFT applications range from inventing materials of specific functions, to understanding chemical reactions for better products, to designing drugs to cure cancers. The success of DFT relies on the accuracy of the approximation of how particles in a material interact with each other, the so-called exchange-correlation (XC) free-energy density functional. So far, most of the available XC-functionals have been limited to zero-temperature cases. In this research project, finite-temperature XC-functionals will be developed to significantly improve the predictive capability of DFT for plasma-physics and materials studies. The outcome of this research project is expected to make a significant difference in a variety of scientific fields and applications such as planetary science, astrophysics, fusion-energy and national defense applications, as well as to make a positive impact on the society through delivering tools for discovering better materials and designing efficient drugs.

Matter at warm dense conditions exists vastly in the universe -- from shocks and inertial confinement fusion implosions created in laboratories to planetary cores and astrophysical objects such as brown and white dwarfs. Thorough understanding of the properties of warm-dense matter, non-ideal and "exotic" plasmas hold the key to unravel many mysteries in planetary and astrophysical sciences; for example, the possible H-He demixing on Saturn. Reliably predicting the transport and optical properties of matter at such extreme conditions heavily depends on the accuracy of XC functionals required by the DFT method. In this project, a three-step research program will be established to develop accurate finite-temperature hybrid XC-functionals by: (i) Assessing the available thermal free-energy functional performance to identify the state conditions wherein those current functionals fail; (ii) Developing thermal-hybrid and thermal-screened hybrid XC functionals that correspond to those proven to be accurate for the energy gap in the zero-temperature case; and (iii) Applying the developed thermal hybrid XC-functionals to warm-dense-plasma simulations to benchmark with experiments and deliver a useful software to the broad computational science community. In particular, the PIs will release the resulting software package as open source and incorporate it into the standard distribution for the existing Quantum-Espresso and ABINIT computational packages. This will allow a wider growth of the project. This aspect is of special interest to the software cluster in the Office of Advanced Cyberinfrastructure, which has provided co-funding for this award.

This award reflects NSF's statutory mission and has been deemed worthy of support through evaluation using the Foundation's intellectual merit and broader impacts review criteria.

PUBLICATIONS PRODUCED AS A RESULT OF THIS RESEARCH

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Hinz, Joshua and Karasiev, Valentin V. and Hu, S. X. and Zaghoo, Mohamed and Mejía-Rodríguez, Daniel and Trickey, S. B. and Calderín, L. "Fully consistent density functional theory determination of the insulator-metal transition boundary in warm dense hydrogen" Physical Review Research , v.2 , 2020 https://doi.org/10.1103/PhysRevResearch.2.032065 Citation Details
Hu, S. X. and Karasiev, V. V. and Recoules, V. and Nilson, P. M. and Brouwer, N. and Torrent, M. "Interspecies radiative transition in warm and superdense plasma mixtures" Nature Communications , v.11 , 2020 https://doi.org/10.1038/s41467-020-15916-3 Citation Details
Karasiev, Valentin V. and Hinz, Joshua and Hu, S. X. and Trickey, S. B. "On the liquidliquid phase transition of dense hydrogen" Nature , v.600 , 2021 https://doi.org/10.1038/s41586-021-04078-x Citation Details
Karasiev, Valentin V. and Hu, S. X. "Unraveling the intrinsic atomic physics behind x-ray absorption line shifts in warm dense silicon plasmas" Physical Review E , v.103 , 2021 https://doi.org/10.1103/PhysRevE.103.033202 Citation Details
Karasiev, Valentin V. and Mihaylov, D. I. and Hu, S. X. "Meta-GGA exchange-correlation free energy density functional to increase the accuracy of warm dense matter simulations" Physical Review B , v.105 , 2022 https://doi.org/10.1103/PhysRevB.105.L081109 Citation Details
Karasiev, Valentin V. and Trickey, S. B. and Dufty, James W. "Status of free-energy representations for the homogeneous electron gas" Physical Review B , v.99 , 2019 10.1103/PhysRevB.99.195134 Citation Details
Karasiev, V. V. and Hu, S. X. and Zaghoo, M. and Boehly, T. R. "Exchange-correlation thermal effects in shocked deuterium: Softening the principal Hugoniot and thermophysical properties" Physical Review B , v.99 , 2019 10.1103/PhysRevB.99.214110 Citation Details
Mihaylov, D. I. and Karasiev, V. V. and Hu, S. X. "Thermal hybrid exchange-correlation density functional for improving the description of warm dense matter" Physical Review B , v.101 , 2020 https://doi.org/10.1103/PhysRevB.101.245141 Citation Details
Mihaylov, D. I. and Karasiev, V. V. and Hu, S. X. and Rygg, J. R. and Goncharov, V. N. and Collins, G. W. "Improved first-principles equation-of-state table of deuterium for high-energy-density applications" Physical Review B , v.104 , 2021 https://doi.org/10.1103/PhysRevB.104.144104 Citation Details

PROJECT OUTCOMES REPORT

Disclaimer

This Project Outcomes Report for the General Public is displayed verbatim as submitted by the Principal Investigator (PI) for this award. Any opinions, findings, and conclusions or recommendations expressed in this Report are those of the PI and do not necessarily reflect the views of the National Science Foundation; NSF has not approved or endorsed its content.

Density-functional theory (DFT) has been widely used for important applications to better understand the physics and chemistry of nature from near-ambient to extreme conditions. Thorough understanding of the properties of warm-dense matter, nonideal, and "exotic" plasmas holds the key to unravel many mysteries in high-energy-density physics, planetary, and astrophysical sciences. Reliably predicting the transport and optical properties of matter at such extreme conditions heavily depends on the accuracy of exchange-correlation (XC) density functionals required by the DFT method.

The results of this project have made an important contribution to the formal development of density-functional theory by developing two new classes of thermal XC functionals. Theoretical grounds of thermal hybrid exchange-correlation have been provided. A new thermal hybrid XC based on a mixture of the thermal Karasiev-Dufty-Trickey (KDT16) DFT XC with the thermal Hartree-Fock exact exchange, referred as KDT0, has been introduced. Application of the new KDT0 thermal hybrid to static calculations of electronic band gap and band structure of several materials at a wide range of temperatures show that KDT0 provides a significant improvement to the ground-state (nonthermal) approximations including ground-state hybrids. Next, strategies for thermalization of the ground-state meta-generalized gradient approximation (meta-GGA) XC functionals have been provided. A simple but accurate scheme was implemented, leading to the thermal strongly constrained and appropriately normed Laplacian dependent (T-SCAN-L) meta-GGA exchange-correlation. Employing the new T-SCAN-L functional, an unprecedented accuracy for helium equation of state (≤1%), as demonstrated by the comparison to path integral Monte Carlo simulations, has been achieved. Newly developed thermal hybrid and thermal meta-GGA functionals open new perspectives for improving the accuracy of DFT-based applications in warm dense matter and plasma regimes, increasing the predictive power of DFT calculations with the capability to generate theoretical data that are thermodynamically consistent across temperature regimes.

Applications of density functionals and methodologies developed in this project provided a better understanding the physics of extreme matter at the atomic level and contributed to the resolution of a few longstanding problems: (1) Characterization of the molecular-to-atomic liquid-liquid phase transition in dense hydrogen is a problem of longstanding and controversy. Large-scale molecular dynamics simulations provided the numerical evidence for subcritical behavior of high-pressure liquid hydrogen. (2) X-ray spectral measurements for superdense Cu-doped CH plasma have been reported. Developed fully consistent theoretical treatment based on density-functional theory demonstrated a good agreement with experimental measurements. (3) Developed all-electron pseudopotential datasets were used to study superdense Fe-Zn plasma mixtures at an elevated temperature. DFT-based calculations predicted two new atomic-physics phenomena, interspecies radiative transition (IRT) and the breaking down of the dipole-selection rule for radiative transitions between deep K- and L-shell electrons. (4) Application of the new thermal hybrid KDT0 and thermal meta-GGA T-SCAN-L exchange-correlation functionals to treat CH-based materials, used as an ablator material in inertial confinement fusion targets, at warm dense thermodynamic conditions demonstrated that the thermal and inhomogeneity XC effects are crucial for accurate predictions and interpretation of experimental data. The simulated optical reflectivity of shocked CH as an indicator of the insulator-metal transition is in perfect accord with experimental data.

During the course of this project, three graduate students were involved in research, mentored and trained. Once the graduate students learned the fundamentals of density functional theory and became knowledgeable and experienced users of DFT computational packages, they made important contributions in the research agenda by completing assigned tasks. Three papers (published or under review) were first-authored by graduate students. Two other papers listed graduate students as co-authors. A post-doc who worked on this project became an expert in theoretical methods of high-energy-density physics and software development. Eventually the post-doc was hired as a Research Engineer at the University of Rochester's Laboratory for Laser Energetics.

Another outcome of the project includes the development of all-electron pseudopotential datasets transferable to the extreme conditions of high temperature and high pressure and software development. All-electron pseudopotential data sets have been developed for several low-Z and mid-Z elements. New thermal functionals developed in the project have been implemented in large-scale simulation packages widely used by national labs and in the scientific community in general. Developed all-electron pseudopotential datasets and enhanced software are currently available to the community in the form of patches to standard distribution versions upon request.


Last Modified: 09/15/2022
Modified by: Valentin V Karasev

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