Award Abstract # 1752362
CAREER: Control, Optimization, and Market Design for Efficient and Reliable Integration of Renewable Energy Sources in Electric Power Systems

NSF Org: ECCS
Division of Electrical, Communications and Cyber Systems
Recipient: THE JOHNS HOPKINS UNIVERSITY
Initial Amendment Date: March 5, 2018
Latest Amendment Date: March 5, 2018
Award Number: 1752362
Award Instrument: Standard Grant
Program Manager: Eyad Abed
eabed@nsf.gov
 (703)292-2303
ECCS
 Division of Electrical, Communications and Cyber Systems
ENG
 Directorate for Engineering
Start Date: March 15, 2018
End Date: February 29, 2024 (Estimated)
Total Intended Award Amount: $500,000.00
Total Awarded Amount to Date: $500,000.00
Funds Obligated to Date: FY 2018 = $500,000.00
History of Investigator:
  • Enrique Mallada (Principal Investigator)
    mallada@jhu.edu
Recipient Sponsored Research Office: Johns Hopkins University
3400 N CHARLES ST
BALTIMORE
MD  US  21218-2608
(443)997-1898
Sponsor Congressional District: 07
Primary Place of Performance: Johns Hopkins University
MD  US  21218-2608
Primary Place of Performance
Congressional District:
07
Unique Entity Identifier (UEI): FTMTDMBR29C7
Parent UEI: GS4PNKTRNKL3
NSF Program(s): EPCN-Energy-Power-Ctrl-Netwrks
Primary Program Source: 01001819DB NSF RESEARCH & RELATED ACTIVIT
Program Reference Code(s): 1045, 155E
Program Element Code(s): 760700
Award Agency Code: 4900
Fund Agency Code: 4900
Assistance Listing Number(s): 47.041

ABSTRACT

The U.S. power grid is in the midst of its most fundamental transformation since its inception. Spurred by the need to reduce emissions, the electric generation mix is drifting away from traditional fuel-based sources, towards new renewable sources with very different characteristics. However, integrating renewable sources into the existing grid in an efficient and reliable manner will not be possible unless one devises appropriate mechanisms to overcome the technical challenges associated with high levels of renewable penetration. The main challenges that hinder high levels of renewable penetration include (a) the increased dynamic degradation induced by renewable sources, (b) the uncertainty and intermittency in energy production levels, and (c) the incentives misalignment that preclude renewable energy sources to behave in a more grid-friendly manner.

To address these challenges this CAREER proposal aims to develop a new generation of decentralized controllers, distributed algorithms, and market designs that can unlock today's grid rigidity, capture the value of fast timescale actions in operational costs, and allow a seamless integration of renewables. This is achieved by focusing on two main goals. The first goal aims to develop analysis and design tools that allow the systematic design of (i) decentralized algorithms with robustness guarantees, (ii) dynamics-aware distributed optimization algorithms that can perform real-time optimization without introducing system-wide instabilities, and (iii) multi-timescale markets that integrate operations and controls. The second goal is to leverage the developed tools in the design of new control features that are aimed at boosting the grid flexibility. The three new applications proposed in this project are: (a) Dynamic Droop Control (iDroop), (b) Real-time Congestion Management (RCM), and (c) Voltage Collapse Stabilization (VCS).

The project also contains an integrated educational and outreach plan that includes (a) development of a new course on networked dynamical systems, (b) undergraduate research that explores high-risk high-reward topics, (c) involvement of women and ethnic minorities in the preparation of demonstrations and testbeds, and (d) K-12 and community outreach through the Johns Hopkins Center for Educational Outreach.

This award reflects NSF's statutory mission and has been deemed worthy of support through evaluation using the Foundation's intellectual merit and broader impacts review criteria.

PUBLICATIONS PRODUCED AS A RESULT OF THIS RESEARCH

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(Showing: 1 - 10 of 56)
Alinia, Bahram and Hajiesmaili, Mohammad H. and Lee, Zachary J. and Crespi, Noel and Mallada, Enrique "Online EV Scheduling Algorithms for Adaptive Charging Networks with Global Peak Constraints" IEEE Transactions on Sustainable Computing , 2020 10.1109/TSUSC.2020.2979854 Citation Details
Almassalkhi, Mads and Brahma, Sarnaduti and Nazir, Nawaf and Ossareh, Hamid and Racherla, Pavan and Kundu, Soumya and Nandanoori, Sai Pushpak and Ramachandran, Thiagarajan and Singhal, Ankit and Gayme, Dennice and Ji, Chengda and Mallada, Enrique and Shen "Hierarchical, Grid-Aware, and Economically Optimal Coordination of Distributed Energy Resources in Realistic Distribution Systems" Energies , v.13 , 2020 https://doi.org/10.3390/en13236399 Citation Details
Avraam, Charalampos and Rines, Jesse and Sarker, Aurik and Mallada, Enrique and Paganini, Fernando "Voltage Collapse Stabilization in Star DC Networks" American Control Conference , 2019 10.23919/ACC.2019.8814708 Citation Details
Bansal, Rajni K and You, Pengcheng and Gayme, Dennice F and Mallada, Enrique "A Market Mechanism for Truthful Bidding with Energy Storage" Power Systems Computation Conference (PSCC) , 2022 Citation Details
Bansal, Rajni Kant and Chen, Yue and You, Pengcheng and Mallada, Enrique "Equilibrium analysis of electricity markets with day-ahead market power mitigation and real-time intercept bidding" Proceedings of the Thirteenth ACM International Conference on Future Energy Systems (e-Energy) , 2022 https://doi.org/10.1145/3538637.3538839 Citation Details
Bansal, Rajni Kant and Chen, Yue and You, Pengcheng and Mallada, Enrique "Market Power Mitigation in Two-Stage Electricity Markets With Supply Function and Quantity Bidding" IEEE Transactions on Energy Markets, Policy and Regulation , v.1 , 2023 https://doi.org/10.1109/TEMPR.2023.3318149 Citation Details
Bansal, Rajni Kant and You, Pengcheng and Gayme, Dennice F. and Mallada, Enrique "A market mechanism for truthful bidding with energy storage" Electric Power Systems Research , v.211 , 2022 https://doi.org/10.1016/j.epsr.2022.108284 Citation Details
Bansal, Rajni Kant and You, Pengcheng and Gayme, Dennice F. and Mallada, Enrique "Storage Degradation Aware Economic Dispatch" American Control Conference , 2021 https://doi.org/10.23919/ACC50511.2021.9482838 Citation Details
Castellano, Agustin and Bazerque, Juan and Mallada, Enrique "Learning to be safe, in finite time" American Control Conference , 2021 https://doi.org/10.23919/ACC50511.2021.9482829 Citation Details
Castellano, Agustin and Min, Hancheng and Bazerque, Juan A. and Mallada, Enrique "Reinforcement Learning with Almost Sure Constraints" Proceedings of The 4th Annual Learning for Dynamics and Control Conference, , v.168 , 2022 Citation Details
Castellano, Agustin and Min, Hancheng and Bazerque, Juan Andres and Mallada, Enrique "Learning to Act Safely With Limited Exposure and Almost Sure Certainty" IEEE Transactions on Automatic Control , v.68 , 2023 https://doi.org/10.1109/TAC.2023.3240925 Citation Details
(Showing: 1 - 10 of 56)

PROJECT OUTCOMES REPORT

Disclaimer

This Project Outcomes Report for the General Public is displayed verbatim as submitted by the Principal Investigator (PI) for this award. Any opinions, findings, and conclusions or recommendations expressed in this Report are those of the PI and do not necessarily reflect the views of the National Science Foundation; NSF has not approved or endorsed its content.

How do we ensure that the power grid remains stable, efficient, and reliable as we transition to a future dominated by renewable energy? This project tackled that question by developing new tools at the intersection of control theoryoptimizationmachine learning, and market design—with the ultimate goal of enabling a smarter, safer, and more sustainable electric grid.

 

Over six years, the project produced fundamental theoretical advances, designed new algorithms and models, and trained the next generation of researchers in systems and data science.

 

Key Scientific Contributions (Intellectual Merit)

  1. Stability Certification with Recurrence: The project introduced a novel, GPU-parallelizable framework for verifying nonlinear system stability using recurrence—a generalization of Lyapunov methods. This allows scalable and non-conservative safety certification in complex systems.

  2. Safe Reinforcement Learning: The project developed foundational algorithms for safe learning, including: 

    • Binary Bellman operators for computing safety critics

    • Barrier-based methods for almost-sure safety with minimal exploration

    • Constrained policy learning grounded in dissipativity theory

  3. Electricity Market Analysis: By analyzing two-stage electricity markets (day-ahead and real-time), the project revealed hidden inefficiencies in existing market mitigation policies. These findings have direct implications for how energy markets are regulated and operated.

  4. Model Reduction and Network Analysis: The team developed spectral clustering methods for reducing large-scale networked systems while preserving their key dynamic behaviors. These tools help simplify power system models, improve understanding of coherence, and inform controller design.

  5. Optimization in Machine Learning: The project studied gradient flow in overparameterized linear models, providing theoretical guarantees that help explain how deep networks generalize and converge during training.

  6. Applications Across Fields: Research spanned beyond energy, including work on contact tracing, collision avoidance in robotics, storage scheduling, and cyber-physical systems.

 

Over 45 peer-reviewed publications were produced in leading venues such as IEEE Transactions on Automatic Control, ICML, ACC, CDC, e-Energy, and L4DC.

Education and Human Capital (Broader Impacts) 

  • PhD and Postdoc Training: The project supported over 10 PhD students and postdocs  and mentored multiple undergraduates. Graduates have gone on to leading positions at Amazon, the University of Pennsylvania, UC San Diego, and MIT.

  • New Course Development: Created and taught: 

    • Mechatronics (undergraduate): Introduced students to embedded control systems and cyber-physical systems.

    • Foundations of Reinforcement Learning (graduate): Integrated control, learning, and decision-making.

     

  • Mentorship and Outreach: The PI mentored undergraduates through JHU’s WISE and SABES programs and supported diverse participation in STEM, including advising underrepresented students.

  • Research Dissemination: Results were presented at major conferences (CDC, ACC, ICML, L4DC), workshops (GE EDGE, NREL Autonomous Systems), and in over 10 invited talks globally.

     

Summary 

This project has helped reshaped how we think about real-time control, learning, and decision-making in energy systems. It has laid the theoretical groundwork for safe, scalable, and efficient operation of power systems with high renewable penetration—while also building bridges to machine learning, networked systems, and market economics. The project’s broad scientific, educational, and societal contributions will continue to inform both policy and technology development for years to come.

 


Last Modified: 04/15/2025
Modified by: Enrique Mallada

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