Award Abstract # 1631146
PFI:BIC - Smart Laser-Based Imaging and Optical Spectroscopy System: optical quantification of bacterial load, oral health surveillance, and caries prediction.

NSF Org: TI
Translational Impacts
Recipient: UNIVERSITY OF WASHINGTON
Initial Amendment Date: August 29, 2016
Latest Amendment Date: May 18, 2021
Award Number: 1631146
Award Instrument: Standard Grant
Program Manager: Jesus Soriano Molla
jsoriano@nsf.gov
 (703)292-7795
TI
 Translational Impacts
TIP
 Directorate for Technology, Innovation, and Partnerships
Start Date: September 1, 2016
End Date: August 31, 2022 (Estimated)
Total Intended Award Amount: $999,996.00
Total Awarded Amount to Date: $1,094,253.00
Funds Obligated to Date: FY 2016 = $999,996.00
FY 2017 = $12,000.00

FY 2018 = $58,257.00

FY 2019 = $12,000.00

FY 2020 = $12,000.00
History of Investigator:
  • Eric Seibel (Principal Investigator)
    eseibel@u.washington.edu
  • Sean Munson (Co-Principal Investigator)
Recipient Sponsored Research Office: University of Washington
4333 BROOKLYN AVE NE
SEATTLE
WA  US  98195-1016
(206)543-4043
Sponsor Congressional District: 07
Primary Place of Performance: University of Washington
4333 Brooklyn Ave NE Box 359472
Seattle
WA  US  98195-0001
Primary Place of Performance
Congressional District:
07
Unique Entity Identifier (UEI): HD1WMN6945W6
Parent UEI:
NSF Program(s): GOALI-Grnt Opp Acad Lia wIndus,
PFI-Partnrships for Innovation,
BioP-Biophotonics
Primary Program Source: 01001617DB NSF RESEARCH & RELATED ACTIVIT
01001718DB NSF RESEARCH & RELATED ACTIVIT

01001819DB NSF RESEARCH & RELATED ACTIVIT

01001920DB NSF RESEARCH & RELATED ACTIVIT

01002021DB NSF RESEARCH & RELATED ACTIVIT
Program Reference Code(s): 019Z, 116E, 1504, 1662, 8042, 9102, 9231, 9251
Program Element Code(s): 150400, 166200, 723600
Award Agency Code: 4900
Fund Agency Code: 4900
Assistance Listing Number(s): 47.084

ABSTRACT

Caries and gum disease are especially prevalent and severe in low-income and rural communities, which often lack access to convenient and affordable dental care. Members of these communities are more likely to visit hospital emergency departments with advanced stages of oral disease that need surgical treatment; this increases the cost of dental care for families and burdens hospital resources. Tooth decay is the most common chronic disease in American children and adolescents age 6-19 despite being a preventable disease. In 2010, untreated tooth decay, or caries, affected 2.4 billion people worldwide. Early childhood caries leads to pain, infection, and discomfort. And in adults, chronic oral infections may increase the risk of preterm birth and diseases like diabetes and atherosclerosis (hardening of the arteries). This project will develop a hand-held electric-toothbrush-like device with a user-friendly interface that can be used in the home or by community health workers in schools or rural clinics. The wand, which uses a safe optical scanning method, will send data and images to a dentist, who will be able to monitor how well dental treatments are working. The data and images collected by the device can be analyzed to discover where plaque and bacteria are present, providing a way to predict, and then prevent, disease. The wand will be able to prompt the user to address problem areas. This system, which will connect remote users to a dental provider, has the potential to improve the prevention and treatment of oral disease and the quality of life for people who do not have convenient access to regular, in-person dental care.

To enable this vision, this project will develop a smart system that offers screening, surveillance, and prediction for people to improve their oral health and prevent disease. A mature technology of laser-based imaging that is spatially registered with fluorescence spectral analysis will be used to study the complexities of the oral biofilm and dental demineralization. The bacterial measurement is performed with a hand-held single wavelength optical scanning probe that forms images from both reflectance and fluorescence contrast, with the option of taking laser-induced fluorescence spectra for diagnosis of enamel demineralization. To provide a smart interface, the optical information will be analyzed to identify trends, a new modality for the dental field. With analyses of the fluorescence signal from the plaque deposits displayed as a trend, the user, in collaboration with clinician, can monitor variations in oral health and the effectiveness of treatments. The research team will use an iterative process to develop, design, evaluate, and refine the tool. The tool will be tested for three scenarios: (1) a plaque- and caries-screening program for a trained lay user on an untrained "patient" (e.g., parent for a child, school nurse for pupils, pediatrician for young children, or staff at a remote rural clinic for patients); (2) a caries surveillance program for trained lay users electronically connected to a dentist who can guide the use of the tool; and (3) a caries prediction program, initially for clinical users.

This project brings together a multidisciplinary team from the University of Washington (UW), in Seattle, Washington, with expertise in human centered design, engineering, sensing and machine learning, oral biology, and dentistry: Eric J. Seibel (Principal Investigator, PI), Mechanical Engineering; Sean Munson (co-PI), Human Centered Design & Engineering; Shwetak Patel, Computer Science & Engineering; Zheng Xu, DDS, School of Dentistry, Pediatric Dentistry; Jeff McLean, School of Dentistry, Periodontics. Lead industry partner Water Pik, Inc. (Fort Collins, CO), brings experience and knowledge about building, marketing, and distributing advanced dental devices to consumers: Deborah Lyle, Director of Professional & Clinical Affairs, and Jay McCulloch, Vice President, Global Marketing, Oral Care. Broader context partners are UW CoMotion (Seattle, WA), a technology transfer partner; QualComm Tech, Inc. (San Diego, CA), a wireless technology leader; Open Photonics, Inc. (Winter Park, FL), a business partner; and the Alaska Native Tribal Health Consortium (Anchorage, AK), a non-profit community partner interested in the development of an optical diagnosis device for use with its rural beneficiaries.

This award is partially supported by funds from the Directorate for Computer and Information Science and Engineering (CISE), Division of Computer and Network Systems (CNS).

PUBLICATIONS PRODUCED AS A RESULT OF THIS RESEARCH

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Chuqin Huang, Manuja Sharma "Optical imaging of dental plaque pH" SPIE Medical Imaging 2020: Image-Guided Procedures, Robotic Interventions, and Modeling , v.11315 , 2020 Citation Details
Gong, Chen and Zhou, Yaxuan and Lewis, Andrew and Chen, Pengcheng and Speich, Jason R. and Porter, Michael P. and Hannaford, Blake and Seibel, Eric J. "Real-Time Camera Localization during Robot-Assisted Telecystoscopy for Bladder Cancer Surveillance" Journal of Medical Robotics Research , 2022 https://doi.org/10.1142/S2424905X22410021 Citation Details
Lee, Robert and Zhou, Yaxuan and Finkleman, Sara and Sadr, Alireza and Seibel, Eric "Near-Infrared Imaging of Artificial Enamel Caries Lesions with a Scanning Fiber Endoscope" Sensors , v.19 , 2019 10.3390/s19061419 Citation Details
Parsons, Adele and Chung, Chia-Fang and Donohue, Molly and Munson, Sean A. and Seibel, Eric J. "Opportunities for Oral Health Monitoring Technologies Beyond the Dental Clinic" PervasiveHealth'18 , 2018 10.1145/3240925.3240973 Citation Details
Sharma, Manuja and Carson, Matthew D. and Graham, Jasmine Y. and Nelson, Leonard Y. and Patel, Shwetak and Eric Seibel, J. "Dental pH Opti-Wand (DpOW): measuring oral acidity to guide enamel preservation" Annual International Conference of the IEEE Engineering in Medicine and Biology Society , 2018 10.1109/EMBC.2018.8513280 Citation Details
Sharma, Manuja and Graham, Jasmine Y. and Walczak, Philip A. and Nguyen, Ryan and Lee, Lauren K. and Carson, Matthew D. and Nelson, Leonard Y. and Patel, Shwetak N. and Xu, Zheng and Seibel, Eric J. "Optical pH measurement system using a single fluorescent dye for assessing susceptibility to dental caries" Journal of Biomedical Optics , v.24 , 2019 10.1117/1.JBO.24.1.017001 Citation Details
Sharma, Manuja and Lee, Lauren K. and Carson, Matthew D. and Park, David S. and An, Se W. and Bovenkamp, Micah G. and Cayetano, Jess J. and Berude, Ian A and Xu, Zheng and Sadr, Alireza and Patel, Shwetak N. and Seibel, Eric J. "O-pH: Optical pH Monitor to Measure Oral Biofilm Acidity and Assist in Enamel Health Monitoring" IEEE Transactions on Biomedical Engineering , 2022 https://doi.org/10.1109/TBME.2022.3153659 Citation Details
Zhou, Yaxuan and Eimen, Rachel L. and Seibel, Eric J. and Bowden, Audrey K. "Cost-Efficient Video Synthesis and Evaluation for Development of Virtual 3D Endoscopy" IEEE Journal of Translational Engineering in Health and Medicine , v.9 , 2021 https://doi.org/10.1109/JTEHM.2021.3132193 Citation Details
Zhou, Yaxuan and Lee, Robert C. and Finkleman, Sara and Sadr, Alizera and Seibel, Eric J. "Near-infrared multispectral endoscopic imaging of deep artificial interproximal lesions in extracted teeth: NEAR-INFRARED MULTISPECTRAL ENDOSCOPIC IMAGING" Lasers in Surgery and Medicine , 2019 10.1002/lsm.23065 Citation Details
Zhou, Yaxuan and Yoo, Paul and Feng, Yingru and Sankar, Aditya and Sadr, Alireza and Seibel, Eric J. "Towards AR-assisted Visualization and Guidance for Imaging of Dental Decay" Healthcare technology letters , 2019 Citation Details

PROJECT OUTCOMES REPORT

Disclaimer

This Project Outcomes Report for the General Public is displayed verbatim as submitted by the Principal Investigator (PI) for this award. Any opinions, findings, and conclusions or recommendations expressed in this Report are those of the PI and do not necessarily reflect the views of the National Science Foundation; NSF has not approved or endorsed its content.

Tooth decay is caused by an infectious disease that initiates a caries disease process. The bacterial infection comes from the oral biofilm that covers the exposed hard surfaces of the teeth (enamel), which is commonly referred to as dental plaque. A mature biofilm is one that has not been disturbed for many months from dental clinic cleaning, brushing & flossing, or eating hard fibrous foods. Mature biofilms develop a microenvironment that can maintain acidic conditions at the enamel surface even though the saliva production is normal.  When fed by sugars, bacteria in the biofilm rapidly produces more acid that demineralizes the enamel which weakens the protective covering of teeth and can lead to cavities. A deep cavity in the enamel cannot be repaired without surgery which is drilling and filling the cavity. Billions of people are affected by chronic caries or tooth decay. Because there is no accurate measurement that predicts if tooth decay will occur at a specific location, there are no conventional means for managing this chronic disease. For most other common chronic diseases such as atherosclerosis, high blood pressure, diabetes, and cancers, the highest risk patients are identified by measuring leading indicators of disease and managing these indicators so that surgery is held for the last resort of treatment. Currently, tooth decay does not have a leading indicator for site-specific tooth decay that can be easily measured and tracked over time.

The goals of this research project are to provide the dentist, hygienist, and possibly the parents of children at highest risk of tooth decay the means to quantitatively measure the enamel health. This project identified and created such an early warning measurement which could be the foundation for future non-surgical management of tooth decay. By safely measuring the biofilm acid production that covers the enamel over time using small cameras, dentists can better predict the locations of future tooth decay. This gives the dentist time to manage the acid production for each individual patient, possibly enlisting the patient to treat these high risk locations at home with a prescription and instructions. This new management process is much like a physician who gives her patient a prescription and instructions for healing an infection, such as a sinus or bladder infection. Thus, the surgery of drilling and filling teeth can be avoided in many cases. Interventions at an early stage would be medicinal treatments such as prescription-level fluoride applied to the highest risk location(s) in the mouth. For children, this may be a mobile phone app that the caregiver uses to locate the exact site and instructions on how to apply the treatments according to the schedule prescribed by the dentist.

To enable this new method of preventing tooth decay, the measurement of oral biofilm acidity was made optically after applying a low concentration of a fluorescence dye (fluorescein) that has been used in children for diagnosing diseases for many decades. Since the oral biofilm acidity was measured optically on the pH scale, we call this new method O-pH (see Figures 1 & 2). In preliminary studies with our multiple prototype instruments, we have found that the O-pH method of measuring oral biofilm pH can be a leading indicator of tooth decay, identifying locations that have the greatest acid production. Once the location that is high risk for a cavity is found, then medicinal treatments can be applied to help reverse the enamel demineralization process that would often lead to a cavity. We have also developed a mobile phone app which can reassure pediatric dentists that the children?s caregivers could be trusted to deliver the prescribed treatment correctly at home (Figures 3 & 4). During this treatment, such as applying prescription-level fluoride to the location according to a weekly schedule, the O-pH or other optical measurements of enamel health can be made to monitor the treatment at home. We are currently working on prototype instruments that are designed for either dental office use or for at home monitoring of future medicinal treatments.  In the future, children may be able to fight off caries disease with these new tools and keep their natural teeth intact for their entire lives.

 


Last Modified: 11/16/2022
Modified by: Eric J Seibel

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