
NSF Org: |
SES Division of Social and Economic Sciences |
Recipient: |
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Initial Amendment Date: | August 18, 2015 |
Latest Amendment Date: | August 18, 2015 |
Award Number: | 1540298 |
Award Instrument: | Standard Grant |
Program Manager: |
Wenda K. Bauchspies
wbauchsp@nsf.gov (703)292-5034 SES Division of Social and Economic Sciences SBE Directorate for Social, Behavioral and Economic Sciences |
Start Date: | September 1, 2015 |
End Date: | September 30, 2021 (Estimated) |
Total Intended Award Amount: | $449,551.00 |
Total Awarded Amount to Date: | $449,551.00 |
Funds Obligated to Date: |
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History of Investigator: |
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Recipient Sponsored Research Office: |
1500 ILLINOIS ST GOLDEN CO US 80401-1887 (303)273-3000 |
Sponsor Congressional District: |
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Primary Place of Performance: |
1500 Illinois St Golden CO US 80401-1887 |
Primary Place of
Performance Congressional District: |
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Unique Entity Identifier (UEI): |
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Parent UEI: |
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NSF Program(s): |
Cross-BIO Activities, ETHICS EDU FOR SCI & ENG PROG, Integrat & Collab Ed & Rsearch |
Primary Program Source: |
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Program Reference Code(s): |
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Program Element Code(s): |
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Award Agency Code: | 4900 |
Fund Agency Code: | 4900 |
Assistance Listing Number(s): | 47.075 |
ABSTRACT
The mining, oil and gas industries pose some of the most vexing ethical challenges currently under debate in academic, policy, and public circles. Engineers form the core of these industries, and it is their work that directly shapes the environmental and social impacts with which the wider public must grapple. These engineers work at the intersection of corporate interests, the welfare of communities, environmental sustainability, and professional autonomy, yet very little is known about how they come to understand and navigate the ethical challenges they face in their professional practice. The project advances the existing research on corporate social responsibility (CSR) by investigating the relationship between CSR and engineering, and it will also advance engineering ethics by illuminating the unique strengths and limitations of the concept of CSR in relation to the literature on social responsibility more generally. The research has the potential to enhance the social and environmental performance of controversial industries by cultivating engineers who are better prepared to critically engage the opportunities and limitations of the current framework of CSR. Moreover, showing students the possibilities for integrating a robust sense of ethics into the mining and petroleum industries may also increase the participation of underrepresented minorities in engineering fields that are historically among the most dominated by white male students, given that women and racial minorities are more likely to pursue engineering careers with explicit opportunities to contribute to the public good.
This research will use ethnographic interviews and participant-observation to discover from engineers practicing in the extractive industries: 1) if and how the dominant framework of CSR shapes their work and 2) what role particular undergraduate educational experiences played in preparing them to navigate the social and environmental challenges of their professional practice. The research team will then use these data to inform and transform the educational experiences for undergraduates at three universities with strong ties to the mining and petroleum industries (Colorado School of Mines, Virginia Tech, and Missouri University of Science and Technology). These educational innovations will be disseminated more broadly through faculty workshops at engineering education conferences and online platforms such as the National Academy of Engineering Online Ethics Center (http://www.onlineethics.org) and Integrated Network for Social Sustainability (https://clas-pages.uncc.edu/inss/).
PUBLICATIONS PRODUCED AS A RESULT OF THIS RESEARCH
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PROJECT OUTCOMES REPORT
Disclaimer
This Project Outcomes Report for the General Public is displayed verbatim as submitted by the Principal Investigator (PI) for this award. Any opinions, findings, and conclusions or recommendations expressed in this Report are those of the PI and do not necessarily reflect the views of the National Science Foundation; NSF has not approved or endorsed its content.
This project ethnographically investigated how engineers understood and practiced corporate social responsibility in their work in the mining and oil and gas industries, and then used those findings to enhance undergraduate engineering curricula at four universities with programs focused on natural resource development: Colorado School of Mines, Virginia Tech, Marietta College, and South Dakota School of Mines and Technology. The concept of corporate social responsibility (CSR) is highly contested and had played a relatively minor role in the field of engineering ethics. We used CSR as an entry point to introduce students to pressing macroethical questions about the public accountabilities of business. Over the duration of the project, we integrated a critical take on CSR into more than 30 courses in mining, petroleum, geological, and electrical engineering and offered a standalone upper-division social science elective on CSR, designed specifically for engineers. Our focused teaching reached approximately 1500 students, and the class projects and assignments we developed remain in the classes beyond the project duration. We facilitated institutional transformation at Mines, including the creation of a new undergraduate minor (Leadership in Social Responsibility) and the founding of an alumni interest group centered on social responsibility. We offered workshops for over 300 engineering educators in the US, Canada, Peru, and an online webinar. The project provided professional development for one postdoc, two graduate students, and five undergraduates.
The main ethnographic findings were published by PI Smith in the book Extracting Accountability: Engineers and Corporate Social Responsibility, which was published open access by The MIT Press in 2021. Drawing from 75 interviews, participant observation, and archival research, the book argues that the public accountability of corporations emerges from the everyday practices of the engineers who work for them. The book demonstrates that the corporate context of their work prompts them to attempt to reconcile competing domains of accountability?to formal guidelines, standards, and policies; to professional ideals; to the public; and to themselves. Their efforts are complicated by the distributed agency they experience as corporate actors: they are not always authors of their actions and frequently act through others. Given these competing accountabilities, engineers pragmatically focused on activities that created economic value for both their employers and some sectors of the public.
The project also supported the 2016 Energy Ethics conference at the University of St Andrews (Scotland), which convened students and faculty from the US and around the world. Two special issues, co-edited by Smith and Mette High, were published from that conference: one in Energy Research and Social Science and one in the Journal of the Royal Anthropological Institute. We propose a capacious approach to studying energy ethics that opens up energy dilemmas to ethnographic inquiry, critically examining how our interlocutors themselves consider the rightness and wrongness of energy resources and the societal infrastructures of which they form a part. As an example of this research, Smith theorized an underlying ethic of material provisioning that animates how engineers and technicians who work in the mining and oil and gas industries understand and value their work.
The findings from the ethnographic research ? as well as the professional networks we developed ? enriched our work in engineering classrooms. A team of about a dozen faculty integrated social scientific perspectives on CSR into a range of required courses in mining, petroleum, geological, and electrical engineers. We developed a survey to assess how our teaching affected students? knowledge, skills, and attitudes about CSR, engineering ethics, and their own careers. Students took the survey once at the beginning of the semester and once at the end. Over the duration of the project, over 800 students completed both surveys and gave informed consent to participate in the research.
We published the results of our engineering education research in the journals Science & Engineering Ethics, Journal of Journal of Professional Issues in Engineering Education and Practice, and the annual proceedings of the American Society for Engineering Education conference. We found that as a result of the course activities, students were more able to identify ?social? performance as a key dimension of engineering responsibility beyond economics and environment. Students also broadened their views of legitimate stakeholders to include activists opposed to their industries. Reflecting the underlying pragmatism we identified among practicing engineers, students expressed a clear preference for ?compromise? solutions ? e.g. local hiring rather than redesigning infrastructure to accommodate community concerns. We found that including practicing engineers in learning activities resulted in more transformative learning and that specialized electives, such as the elective course dedicated to CSR, draw students who already demonstrate deep commitments to social responsibility. This signals the importance of continued collaborations between social scientists and engineers. Finally, student-directed research compared faculty and student perceptions of CSR instruction and created a framework to classify and assess CSR teaching strategies (integrated vs separate and implicit vs explicit).
Last Modified: 10/03/2021
Modified by: Jessica M Smith
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