Award Abstract # 1540298
Standard: The Ethics of Extraction: Integrating Corporate Social Responsibility into Engineering Education

NSF Org: SES
Division of Social and Economic Sciences
Recipient: TRUSTEES OF THE COLORADO SCHOOL OF MINES
Initial Amendment Date: August 18, 2015
Latest Amendment Date: August 18, 2015
Award Number: 1540298
Award Instrument: Standard Grant
Program Manager: Wenda K. Bauchspies
wbauchsp@nsf.gov
 (703)292-5034
SES
 Division of Social and Economic Sciences
SBE
 Directorate for Social, Behavioral and Economic Sciences
Start Date: September 1, 2015
End Date: September 30, 2021 (Estimated)
Total Intended Award Amount: $449,551.00
Total Awarded Amount to Date: $449,551.00
Funds Obligated to Date: FY 2015 = $449,551.00
History of Investigator:
  • Jessica Smith (Principal Investigator)
    jmsmith@mines.edu
Recipient Sponsored Research Office: Colorado School of Mines
1500 ILLINOIS ST
GOLDEN
CO  US  80401-1887
(303)273-3000
Sponsor Congressional District: 07
Primary Place of Performance: Colorado School of Mines
1500 Illinois St
Golden
CO  US  80401-1887
Primary Place of Performance
Congressional District:
07
Unique Entity Identifier (UEI): JW2NGMP4NMA3
Parent UEI: JW2NGMP4NMA3
NSF Program(s): Cross-BIO Activities,
ETHICS EDU FOR SCI & ENG PROG,
Integrat & Collab Ed & Rsearch
Primary Program Source: 01001516DB NSF RESEARCH & RELATED ACTIVIT
Program Reference Code(s): 5946, 7491, 7561
Program Element Code(s): 727500, 749100, 769900
Award Agency Code: 4900
Fund Agency Code: 4900
Assistance Listing Number(s): 47.075

ABSTRACT

The mining, oil and gas industries pose some of the most vexing ethical challenges currently under debate in academic, policy, and public circles. Engineers form the core of these industries, and it is their work that directly shapes the environmental and social impacts with which the wider public must grapple. These engineers work at the intersection of corporate interests, the welfare of communities, environmental sustainability, and professional autonomy, yet very little is known about how they come to understand and navigate the ethical challenges they face in their professional practice. The project advances the existing research on corporate social responsibility (CSR) by investigating the relationship between CSR and engineering, and it will also advance engineering ethics by illuminating the unique strengths and limitations of the concept of CSR in relation to the literature on social responsibility more generally. The research has the potential to enhance the social and environmental performance of controversial industries by cultivating engineers who are better prepared to critically engage the opportunities and limitations of the current framework of CSR. Moreover, showing students the possibilities for integrating a robust sense of ethics into the mining and petroleum industries may also increase the participation of underrepresented minorities in engineering fields that are historically among the most dominated by white male students, given that women and racial minorities are more likely to pursue engineering careers with explicit opportunities to contribute to the public good.

This research will use ethnographic interviews and participant-observation to discover from engineers practicing in the extractive industries: 1) if and how the dominant framework of CSR shapes their work and 2) what role particular undergraduate educational experiences played in preparing them to navigate the social and environmental challenges of their professional practice. The research team will then use these data to inform and transform the educational experiences for undergraduates at three universities with strong ties to the mining and petroleum industries (Colorado School of Mines, Virginia Tech, and Missouri University of Science and Technology). These educational innovations will be disseminated more broadly through faculty workshops at engineering education conferences and online platforms such as the National Academy of Engineering Online Ethics Center (http://www.onlineethics.org) and Integrated Network for Social Sustainability (https://clas-pages.uncc.edu/inss/).

PUBLICATIONS PRODUCED AS A RESULT OF THIS RESEARCH

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(Showing: 1 - 10 of 18)
Claussen, Stephanie and Jessica Smith "Incorporation of corporate social responsibility into problem-based learning in a semiconductor device course" Proceedings of the American Society for Engineering Education , 2019
Greg Rulifson and Jessica Smith "Beyond the Social License to Operate: Training Socially Responsible Engineers to Contend with Corporate Frameworks for Community Engagement" Proceedings of the American Society for Engineering Education , 2021
High, Mette and Jessica Smith "Introduction: The ethical constitution of energy dilemmas." Journal of the Royal Anthropological Institute , v.25 , 2019 https://doi.org/10.1111/1467-9655.13012
Jessica Smith and Mette High "Exploring the anthropology of energy: Ethnography, energy and ethics" Energy Research & Social Science , v.30 , 2017 , p.http://dx
Martini, Larkin and Jordyn Helfrich "Reclassifying Teaching Methods Based on a Comparison of Student andFaculty Experiences of Corporate Social Responsibility in the Classroom" American Society for Engineering Education conference proceedings , 2021 https://peer.asee.org/37641
McClelland, CJ, Jessica M. Smith, Nicole M. Smith "Bringing Corporate Social Responsibility into the Petroleum Engineering Classroom" Proceedings of the Frontiers in Education conference, Erie PA , 2016
Rulifson, Greg, Carrie McClelland, and Linda Battalora "Project-based Learning as a Vehicle for Social Responsibility and Social Justice in Engineering Education" Proceedings of the 2018 American Society for Engineering Education conference, Salt Lake City , 2018
Smith, Jessica "Boom to Bust, Ashes to (Coal) Dust: The Contested Ethics of Energetic Exchanges in the US Coal Market Collapse" Journal of the Royal Anthropological Institute , v.25 , 2019 https://doi.org/10.1111/1467-9655.13016
Smith, Jessica. "The Ethics of Material Provisioning: Insiders Views of Work in the Extractive Industries" The Extractive Industries and Society , 2019 , p.807 https://doi.org/10.1016/j.exis.2019.05.014
Smith, Jessica and Juan Lucena "Social Responsibility in Engineering Education and Practice: Alignments, Mismatches and Future Directions" Proceedings of the 2018 American Society for Engineering Education conference, Salt Lake City , 2018
Smith, Jessica, Greg Rulifson, Cassidy Grady, Nicole Smith, Linda Battalora, Emily Sarver, Carrie McClelland, Rennie Kaunda, and Elizabeth Holley. "Critical Approaches to CSR as a Strategy to Broaden Engineering Students? Views of Stakeholders." Proceedings of the American Society for Engineering Education , 2019
(Showing: 1 - 10 of 18)

PROJECT OUTCOMES REPORT

Disclaimer

This Project Outcomes Report for the General Public is displayed verbatim as submitted by the Principal Investigator (PI) for this award. Any opinions, findings, and conclusions or recommendations expressed in this Report are those of the PI and do not necessarily reflect the views of the National Science Foundation; NSF has not approved or endorsed its content.

This project ethnographically investigated how engineers understood and practiced corporate social responsibility in their work in the mining and oil and gas industries, and then used those findings to enhance undergraduate engineering curricula at four universities with programs focused on natural resource development: Colorado School of Mines, Virginia Tech, Marietta College, and South Dakota School of Mines and Technology. The concept of corporate social responsibility (CSR) is highly contested and had played a relatively minor role in the field of engineering ethics. We used CSR as an entry point to introduce students to pressing macroethical questions about the public accountabilities of business. Over the duration of the project, we integrated a critical take on CSR into more than 30 courses in mining, petroleum, geological, and electrical engineering and offered a standalone upper-division social science elective on CSR, designed specifically for engineers. Our focused teaching reached approximately 1500 students, and the class projects and assignments we developed remain in the classes beyond the project duration. We facilitated institutional transformation at Mines, including the creation of a new undergraduate minor (Leadership in Social Responsibility) and the founding of an alumni interest group centered on social responsibility. We offered workshops for over 300 engineering educators in the US, Canada, Peru, and an online webinar. The project provided professional development for one postdoc, two graduate students, and five undergraduates.

The main ethnographic findings were published by PI Smith in the book Extracting Accountability: Engineers and Corporate Social Responsibility, which was published open access by The MIT Press in 2021. Drawing from 75 interviews, participant observation, and archival research, the book argues that the public accountability of corporations emerges from the everyday practices of the engineers who work for them. The book demonstrates that the corporate context of their work prompts them to attempt to reconcile competing domains of accountability?to formal guidelines, standards, and policies; to professional ideals; to the public; and to themselves. Their efforts are complicated by the distributed agency they experience as corporate actors: they are not always authors of their actions and frequently act through others. Given these competing accountabilities, engineers pragmatically focused on activities that created economic value for both their employers and some sectors of the public. 

The project also supported the 2016 Energy Ethics conference at the University of St Andrews (Scotland), which convened students and faculty from the US and around the world. Two special issues, co-edited by Smith and Mette High, were published from that conference: one in Energy Research and Social Science and one in the Journal of the Royal Anthropological Institute. We propose a capacious approach to studying energy ethics that opens up energy dilemmas to ethnographic inquiry, critically examining how our interlocutors themselves consider the rightness and wrongness of energy resources and the societal infrastructures of which they form a part. As an example of this research, Smith theorized an underlying ethic of material provisioning that animates how engineers and technicians who work in the mining and oil and gas industries understand and value their work.

The findings from the ethnographic research ? as well as the professional networks we developed ? enriched our work in engineering classrooms. A team of about a dozen faculty integrated social scientific perspectives on CSR into a range of required courses in mining, petroleum, geological, and electrical engineers. We developed a survey to assess how our teaching affected students? knowledge, skills, and attitudes about CSR, engineering ethics, and their own careers. Students took the survey once at the beginning of the semester and once at the end. Over the duration of the project, over 800 students completed both surveys and gave informed consent to participate in the research.

We published the results of our engineering education research in the journals Science & Engineering Ethics, Journal of Journal of Professional Issues in Engineering Education and Practice, and the annual proceedings of the American Society for Engineering Education conference. We found that as a result of the course activities, students were more able to identify ?social? performance as a key dimension of engineering responsibility beyond economics and environment. Students also broadened their views of legitimate stakeholders to include activists opposed to their industries. Reflecting the underlying pragmatism we identified among practicing engineers, students expressed a clear preference for ?compromise? solutions ? e.g. local hiring rather than redesigning infrastructure to accommodate community concerns. We found that including practicing engineers in learning activities resulted in more transformative learning and that specialized electives, such as the elective course dedicated to CSR, draw students who already demonstrate deep commitments to social responsibility. This signals the importance of continued collaborations between social scientists and engineers. Finally, student-directed research compared faculty and student perceptions of CSR instruction and created a framework to classify and assess CSR teaching strategies (integrated vs separate and implicit vs explicit).


Last Modified: 10/03/2021
Modified by: Jessica M Smith

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