Award Abstract # 1659965
NeTS: Small: Collaborative Research: Network Economics for Secondary Spectrum Ecosystems

NSF Org: CNS
Division Of Computer and Network Systems
Recipient: AUBURN UNIVERSITY
Initial Amendment Date: September 8, 2016
Latest Amendment Date: September 8, 2016
Award Number: 1659965
Award Instrument: Standard Grant
Program Manager: Monisha Ghosh
CNS
 Division Of Computer and Network Systems
CSE
 Directorate for Computer and Information Science and Engineering
Start Date: October 1, 2016
End Date: September 30, 2019 (Estimated)
Total Intended Award Amount: $229,057.00
Total Awarded Amount to Date: $229,057.00
Funds Obligated to Date: FY 2015 = $229,057.00
History of Investigator:
  • Tao Shu (Principal Investigator)
    tshu@auburn.edu
Recipient Sponsored Research Office: Auburn University
321-A INGRAM HALL
AUBURN
AL  US  36849-0001
(334)844-4438
Sponsor Congressional District: 03
Primary Place of Performance: Auburn University
1301 Shelby Center
Auburn
AL  US  36849-0001
Primary Place of Performance
Congressional District:
03
Unique Entity Identifier (UEI): DMQNDJDHTDG4
Parent UEI: DMQNDJDHTDG4
NSF Program(s): Networking Technology and Syst
Primary Program Source: 01001516DB NSF RESEARCH & RELATED ACTIVIT
Program Reference Code(s): 7923
Program Element Code(s): 736300
Award Agency Code: 4900
Fund Agency Code: 4900
Assistance Listing Number(s): 47.070

ABSTRACT

The emerging cognitive radio (CR) technology provides new solutions to the wireless service business. A CR-capable service provider can acquire spectrum on demand from the secondary spectrum market to avoid paying the huge spectrum licensing fees, significantly lowering the threshold of entry to the wireless business. As a result, it is foreseeable that small and local secondary wireless service providers (SSPs) will flourish, transforming the wireless business from one dictated by few giant carriers to a much more competitive marketplace. Existing secondary spectrum market models mainly consider a market comprised by big SSPs, where every SSP is assumed to have sufficient secondary radio resource and coverage to independently service end users. In practice, however, these models inevitably exclude the large number of small and local SSPs that do not have enough resource and coverage to independently satisfy the demand of end users (e.g., for high-rate access or long-range routing) from the market, leading to reduced market competitiveness, and henceforth compromised market efficiency. This project will investigate a novel competition-and-collaboration spectrum market framework, whereby small and local SSPs will collaborate in providing service to retain more market shares, better profitability, stronger market competitiveness, and higher market efficiency. This project, if successful, will significantly advance our understanding on the network economics of the secondary spectrum ecosystem comprised by primary spectrum sellers, SSPs, end users, and human, and will contribute to the real-world deployment of economically feasible and sustainable spectrum market.

The proposed research will follow three thrusts. (1) For short-term services, assuming perfect rationality for every player in the market, the secondary spectrum market is first modeled as a spot market. A truthful procurement auction model is proposed to study the optimal market mechanisms and their strategy proofness under a variety of market conditions. (2) For long-term services, the project will study the potential and implication of the futures market, in which service predictability in the time domain is exploited to improve market efficiency, using methods such as option pricing and hedging. (3) The rational-player assumption is released and the project will study the impact of irrationality and human factors on market efficiency using methods from Behavioral Economics. This project will also carry out a comprehensive educational plan to broaden its impact, including integrating research with undergraduate and graduate education, recruiting and outreaching to minority and under-represented students, and efficient dissemination and outreaching to the general public.

PUBLICATIONS PRODUCED AS A RESULT OF THIS RESEARCH

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Xiao, Yong and Krunz, Marwan and Shu, Tao "Multi-Operator Network Sharing for Massive IoT" IEEE Communications Magazine , v.57 , 2019 10.1109/MCOM.2019.1800272 Citation Details
Xiao Yong, Marwan Krunz, and Tao Shu "Multi-operator network sharing for massive IoT" IEEE Communications Magazine , 2019
Ye Yan, Dong Han, and Tao Shu "Privacy preserving optimization of participatory sensing in mobile cloud computing" IEEE ICDCS 2017 , 2017
Hou, Jing and Sun, Li and Shu, Tao and Xiao, Yong and Krunz, Marwan "Strategic Network Infrastructure Sharing through Backup Reservation in a Competitive Environment" 2019 16th Annual IEEE International Conference on Sensing, Communication, and Networking (SECON) , 2019 Citation Details
Jing Hou, Li Sun, Tao Shu, and Husheng Li "Target information trading An economic perspective of security" Proc. of the 15th International Conference on Security and Privacy in Communication Networks (SecureComm 2019) , 2019
Jing Hou, Li Sun, Tao Shu, Yong Xiao, and Marwan Krunz "Strategic network infrastructure sharing through backup reservation in a competitive environment" IEEE SECON 2019 , 2019
Rui Zhu, Tao Shu, and Huirong Fu "Empirical statistical inference attack against PHY-layer key extraction in real environments" IEEE Milcom 2017 , 2017
Tao Shu and Shuguang Cui "Renovating location-based routing for integrated communication privacy and efficiency in IoT" IEEE ICC 2017 , 2017

PROJECT OUTCOMES REPORT

Disclaimer

This Project Outcomes Report for the General Public is displayed verbatim as submitted by the Principal Investigator (PI) for this award. Any opinions, findings, and conclusions or recommendations expressed in this Report are those of the PI and do not necessarily reflect the views of the National Science Foundation; NSF has not approved or endorsed its content.

The emerging cognitive radio (CR) technology opens the doorway to secondary spectrum market and significantly lowers the threshold of entry to the wireless service business. It is foreseeable that a large number of small secondary wireless service providers will appear, transforming the wireless service business from one dictated by few giant carriers to a much more competitive service market, bringing better benefits to end users. Although the allocation and utilization of secondary spectrum by CRs has been extensively studied from an engineering perspective, their economic implications are far less well understood. Because in reality the economic factor always dominates the actual deployment of technology, there is a need to revisit the secondary spectrum issues from a network economics perspective to ensure the successful deployment of CR technology in the real world. This project fulfills this need, with an emphasis on the competitive-and-cooperative relationship among various entities of the secondary spectrum eco-system, including primary spectrum providers, secondary service providers/operators, and end users.

The main intellectual merit outcome of this project includes:

1. A strategic network infrastructure sharing (NIS) framework has been proposed for contractual backup reservation between a small/local operator of limited resources and uncertain demands, and one resourceful operator with potentially redundant capacity. We have characterized the bargaining between the operators in terms of the optimal reservation prices and resource reservation quantities with considerations of the competitions between operators in market share. The conditions under which competitive operators will cooperate have also been explored.

2. A novel network sharing framework has been proposed to support coexistence of both massive IoT and high-speed cellular services in cellular spectrum. Two radio access network sharing strategies have been studied: spectrum pooling and spectrum leasing. To incentivize operators to participate sharing, we have considered two fairness criteria, namely proportional fairness and shapley value, for fair revenue division among operators. A non-orthogonal multiple access (NOMA) mechanism is also proposed to improve resource utilization efficiency for the coexistence between cellular UEs and massive IoT.

3.  We have developed a novel incentive mechanism to crowdsourcing that combines an external financial reward in the form of service price discount and users' intrinsic demand/desire for better service. Leveraging the interdependence between the service and the users in crowdsourcing, an optimal reward is derived to maximize the service provider's expected profit. The impacts of competition between service providers are also investigated.

4. A solution to the economically-optimal privacy-preserving participatory sensing problem has been developed, by which a service provider is able to recruit an optimal set of smartphones to perform a participatory sensing task covering a certain area at the minimum cost, without the need of candidate smartphone users revealing their geographic location information to the service provider, and also without the need of service provider revealing its task area to candidate smartphone users.

5. The role of information in security problem has been studied from a network economic perspective, when the target information is sold by a data broker to multiple competitive attackers. A novel multi-stage game model is proposed to characterize both the cooperative and competitive interactions of the data broker and attackers. Both the attackers' competitive equilibrium solutions and data broker's optimal pricing strategy are obtained. The study contributes to the literature by characterizing the cooperative-and-competitive behaviors of the attackers with labor specialization, providing quantitative measures of information value from an economic perspective, and thus promoting a better understanding of the profit-seeking underground community.

The broader impact outcomes of this project include:

1. This project has generated new knowledge on the network economics of the secondary spectrum eco-system. The models, algorithms, and findings developed in this project have laid a theoretical foundation for developing a more efficient secondary spectrum eco-system by leveraging the economic relationship among various constituents of the system. In addition, this project is interdisciplinary and draws methods from game theory, optimization, signal processing, networking, wireless communication, and cyber security. This research enriches all these disciplines.

2. The research outcome has been disseminated to the wireless community via publications, talks, and posters. Some of the research results have been integrated into the course materials taught by the PI at the undergraduate and graduate levels. This project has also been introduced to many high-school students at E-days of the Auburn University. This helps to foster the high-school students' interests in taking science and technology as their future career.

3. This project has supported several Ph.D. students, including three female students. Through this project, they have received rigid training in game theory, programming, statistics and random process, optimization, wireless networking, machine learning, and cyber security. In addition, they also acquired hands-on experience in the simulation and testbed development. The above training and hands-on experience will lay a solid foundation for their future career development.

 


Last Modified: 12/30/2019
Modified by: Tao Shu

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