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Award Abstract # 1501007
Variational Problems and Dynamics

NSF Org: DMS
Division Of Mathematical Sciences
Recipient: RUTGERS, THE STATE UNIVERSITY
Initial Amendment Date: April 23, 2015
Latest Amendment Date: May 6, 2020
Award Number: 1501007
Award Instrument: Continuing Grant
Program Manager: Marian Bocea
mbocea@nsf.gov
 (703)292-2595
DMS
 Division Of Mathematical Sciences
MPS
 Directorate for Mathematical and Physical Sciences
Start Date: June 1, 2015
End Date: October 31, 2020 (Estimated)
Total Intended Award Amount: $324,500.00
Total Awarded Amount to Date: $324,500.00
Funds Obligated to Date: FY 2015 = $81,038.00
FY 2016 = $119,926.00

FY 2017 = $123,536.00
History of Investigator:
  • Eric Carlen (Principal Investigator)
    carlen@math.rutgers.edu
Recipient Sponsored Research Office: Rutgers University New Brunswick
3 RUTGERS PLZ
NEW BRUNSWICK
NJ  US  08901-8559
(848)932-0150
Sponsor Congressional District: 12
Primary Place of Performance: Rutgers, The State University of New Jersey
110 Frelinghuysen Rd Hill Center
Piscataway
NJ  US  08854-8019
Primary Place of Performance
Congressional District:
06
Unique Entity Identifier (UEI): M1LVPE5GLSD9
Parent UEI:
NSF Program(s): ANALYSIS PROGRAM
Primary Program Source: 01001516DB NSF RESEARCH & RELATED ACTIVIT
01001617DB NSF RESEARCH & RELATED ACTIVIT

01001718DB NSF RESEARCH & RELATED ACTIVIT
Program Reference Code(s):
Program Element Code(s): 128100
Award Agency Code: 4900
Fund Agency Code: 4900
Assistance Listing Number(s): 47.049

ABSTRACT

The research is aimed at solving mathematical problems that are not only significant as mathematics, but that have been suggested by problems arising in physics and biology. The analysis of the equations governing physical and biological processes often requires a precise quantitative understanding of the relative sizes of various quantities involved in these processes, and this is provided by mathematical inequalities, often of a geometric nature. The quest for a better understanding of these processes is in part quest for new and more precise mathematical inequalities. One way of discovering and proving such mathematical inequalities, which is central to the project, is through the consideration of auxiliary dynamical processes that evolve the state of a system into a form that is amenable to analysis. This area of research has been fruitful not only in producing results that are of interest to a wider scientific community, but also in engaging the interest of Ph.D. students. The intellectual merit of the research is that it will produce not only significant new mathematics, but results that are relevant to physical and biological sciences as well. These applications in other fields guarantee a broad impact of the work, which is further enhanced by the involvement of students, contributing to training of the next generation of researchers.

Among the many nonlinear evolution equations that arise in the description of physical and biological systems are the Boltzmann equation and the Keller-Segel equations for chemotaxis. For both of these, an essential source of information on the behavior of solutions is a priori functional inequalities. For example, solutions of the Boltzmann equation tend towards equilibrium solutions, and the rate at which this happens is governed by an inequality relating relative entropy and the entropy production forced by the evolution. Such functional inequalities are established by completely solving a variational problem: finding the minimum value of some functional, determining the full set of minimizing functions, and finally, proving results that assert that if the value of a functional is close to the optimal value, then its argument must be close to an optimizer. Such complete solutions of variational problems are not only of interest for studying the evolution of physical systems, but also, variational problems can sometimes be best solved by studying an appropriate dynamics associated with them. This interplay between nonlinear dynamics and variational problems has been the source of much recent progress. This project focuses on variational problems and on nonlinear evolution equations, with emphasis on those problems in which the investigator expects a particularly fruitful interplay. A second focus is on operator and trace inequalities for quantum systems. Investigation of these is motivated by problems in quantum statistical mechanics and quantum information theory, and again there is close interplay between quantum dynamics and the inequalities to be investigated, except that here functions are replaced by operators and non-commutativity issues arise.

PUBLICATIONS PRODUCED AS A RESULT OF THIS RESEARCH

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(Showing: 1 - 10 of 18)
E.A. Carlen, M. Carvalho, A. Einav "Entropy production inequalities for the Kac Walk" Kinetic and Related Models , v.11 , 2017 , p.219
E.A. Carlen "Duality and Stability for Functional Inequalities" Annales Fac. Sci Toulouse , v.26 , 2017 , p.319 10.5802/afst.1535
E.A. Carlen and E.H. Lieb "A dual form of the sharp Nash inequality and its weighted generalization" Acta Mathematica , 2017
E.A. Carlen and Jan Maas "Gradient flow and entropy inequalities for quantum Markov semigroups with detailed balance" Journal of Functional Analysis , v.273 , 2017 , p.1810
E.A. Carlen, E.H. Lieb, R. Reuvers "Entropy and entanglement bounds for reduced density matrices of fermionic states" Communications in Mathematical Physics , v.344 , 2016 , p.655 10.1007/s00220-016-2651-6
E.A. Carlen, R. Esposito, J. Lebowitz, R. Marra, C. Mouhot "Approach to the steady state in kinetic models with thermal reservoirs at different temperatures" Journal of Statistical Physics , 2019 10.1007/s10955-018-2074
Eric A. Carlen "Duality and Stability for Functional Inequalities" Annales de la faculte des sciences de Toulouse , v.26 , 2017 , p.319
Eric A. Carlen, Anna Vershynina "Recovery and the Data Processing Inequality for quasi-entropies" IEEE Transactions on Information Theory , 2019 10.1109/TIT.2018.2812038
Eric A. Carlen, Anna Vershynina "Recovery map stability for the Data Processing Inequality" Journal of Physics A , v.53 , 2020 , p.035204 https://doi.org/10.1088/1751-8121/ab5ab7
Eric A. Carlen, Juerg Froehlich, Joel Lebowitz, Wei-min Wang "Quantitative Bounds on the Rate of Approach to Equilibrium for some One-Dimensional Stochastic Non-Linear Schoerdinger Equations" Nonlinearity , 2019 10.1088/1361-6544/aae69c
Eric A. Carlen, Maria C. Carvalho, Michael P. Loss "Chaos, ergodicity and equilibria in quantum Kac Model" Advances in Math , v.358 , 2019 , p.106827 https://doi.org/10.1016/j.aim.2019.106827
(Showing: 1 - 10 of 18)

PROJECT OUTCOMES REPORT

Disclaimer

This Project Outcomes Report for the General Public is displayed verbatim as submitted by the Principal Investigator (PI) for this award. Any opinions, findings, and conclusions or recommendations expressed in this Report are those of the PI and do not necessarily reflect the views of the National Science Foundation; NSF has not approved or endorsed its content.

 

Award 1501007, Variational Problems and Dynamics, was active from May 31, 2015 through October 31, 2020 on a no-cost extension of the original 3 year grant. The project focused on proving and applying functional inequalities in a range of problems coming from physics and quantum information theory. In addition to the PI, the grant supported 3 Rutgers graduate students: Francis Seuffert, David Herrera and Erik Amorim. Francis Seuffert, who completed his PhD under my direction in Spring 2017,  is now a postdoctoral fellow at University of Pennsylvania. David Herrera is a current graduate student working on his PhD under my direction.  Erik Amorim, who was a  thesis student of a colleague, defended his thesis in Fall 2020.  Although Amorim was not my thesis student, he and the PI worked closely, resulting in a significant publication in Linear Algebra and its Applications. The final no-cost extension permitted planned work with Herrera and Amorim to be completed, and provided the means to continue collaborating after the pandemic precluded meeting in my office. 

 

The analysis of the equations that govern physical processes often requires a precise quantitative understanding of the relative sizes of various quantities involved in these processes, and this is provided by mathematical inequalities, often of a geometric nature. The quest for a better understanding of these processes is in part the quest for new and more precise mathematical inequalities, and that was the focus of the research supported by this ward. The supported research has resulted in 21 publications, all acknowledging support.  Two of these were by supported graduate students, and one was a joint work of the PI and a graduate student. The balance were papers by the PI and his collaborators. Seven of the papers deal with problems in kinetic theory; that is, the study of the Boltzmann equation which describes the behavior of rarefied gasses. Of particular interest in this group is the paper published by the PI and Carvalho and Loss in Annals of Probability, to appear in 2021. This paper culminates a long line of research by these authors going back almost 20 years, and it solves an old conjecture of Mark Kac for the physically significant case of hard sphere collisions in three dimensional space. Also of note in this area in the work by the same authors on a quantum version of the Kac model. Another focus was on problems coming from quantum information theory. Here, a particularly significant result is the paper by Carlen and Mass in Journal of Functional Analysis, 2017, which provides a framework for writing certain Quantum Markov Semigroups, objects used to describe the evolution of quantum system out of equilibrium, as "steepest descent" with respect to the quantum relative entropy. Moreover, in the same paper this framework was then used to prove some new sharp entropy inequalities, one of which had recently been conjectured by people working in quantum information. 

 

The results in these 21 papers relate to a wide range of problems, and that is reflected in the fact that the papers are published not only in mathematics journals, but also physics journals, and one is published in IEEE transactions on information theory. The broader impact of the award lies partly in this direct connection to fields outside of mathematics and its further potential for application in other fields. It also lies  in the involvement of graduate students, contributing to training of the next generation of researchers.  Finally, the grant has permitted the PI to travel widely not only to collaborate, but to disseminate the results at many meeting in the U.S. and abroad. In particular, the grant covered travel making possible visits by the PI to the Mittag-Leffler Institute in Sweden, the Oberwolfach Mathematics Research Institute in Germany and the Shroedinger Institute in Austria, among others,  that were particularly important for dissemination of the results. 

 

The intellectual merit of the proposed research lies in the fact that mathematical issues that were investigated are challenging and interesting as mathematics per se, but also have been motivated by a wide range of applied problems, so that the results can be expected to be broadly useful to other researchers.

 

 


Last Modified: 01/23/2021
Modified by: Eric A Carlen

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