by Katherine Hale, Ronda Britt, and Michael Gibbons [1]

Universities and colleges play an important role in conducting research and development in the United States. Academic institutions spent $72 billion on R&D in 2016, an increase of 21% over the past decade, after adjusting for inflation. Data in this InfoBrief are from the Higher Education R&D Survey, from the National Center for Science and Engineering Statistics within the National Science Foundation.

Academic institutions focus on a variety of different fields as they conduct R&D and rely on various funding sources. This InfoBrief presents information on funding sources for academic R&D at the state level. It focuses on total academic R&D spending, by state in 2016, for the 640 institutions that spent at least $1 million on R&D in the previous reporting year (2015). Together, these institutions accounted for 99.8% of the total higher education R&D expenditures reported for 2016. Data are provided on the 50 U.S. states and the District of Columbia, with an emphasis on the 6 states with the largest academic R&D expenditures. Spending trends are analyzed by funding source from 2010 to 2016 and, where data are available more broadly, from 2007 to 2016.

Higher Education R&D Funding

State Overview

Six states accounted for just under 45% of the total academic R&D spending in 2016: California, Maryland, Massachusetts, New York, Pennsylvania, and Texas. Universities in each of these states spent 5% or more of the $72 billion total. An additional six states accounted for another 20%: North Carolina, Florida, Michigan, Illinois, Ohio, and Georgia. In each of these states, universities conducted between 3% and 4% of the 2016 total. By contrast, the remaining 38 states plus the District of Columbia accounted for only 35% of total academic R&D expenditures in 2016.

Academic R&D spending trends from 2007 to 2016 varied considerably across states. In 21 states and the District of Columbia, inflation-adjusted spending increased by more than the overall average increase of 21%. In ten states, spending decreased, although in each case the decrease was from a relatively small base. In general, states with high academic R&D expenditures did not experience declines over the past decade (table 1).

TABLE 1. Higher education R&D expenditures, by state: FYs 2007–16
(Millions of current dollars)
State 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 Inflation-adjusted
percent change,
2007–16a

a Fiscal year gross domestic product deflators are derived from U.S. Bureau of Economic Analysis data by the Office of Management and Budget, Budget of the United States Government, Fiscal Year 2018, Historical Tables (Table 10.1), accessed 30 May 2018.
b Includes U.S. territories not listed separately.

SOURCE: National Science Foundation, National Center for Science and Engineering Statistics, Higher Education Research and Development Survey.

Table 1 Source Data: Excel file

Totalb 51,590 54,114 57,288 61,287 65,274 65,729 67,013 67,197 68,567 71,833 21.4
Alabama 664 724 775 847 898 831 838 813 898 950 24.7
Alaska 171 165 173 181 186 182 184 174 163 167 -14.9
Arizona 799 847 905 945 998 1,039 1,065 1,047 1,100 1,162 26.8
Arkansas 253 259 253 267 283 289 295 286 293 298 2.9
California 6,948 7,258 7,655 7,833 8,225 8,402 8,358 8,404 8,657 8,889 11.5
Colorado 899 955 1,098 1,181 1,292 1,339 1,253 1,232 1,274 1,379 33.6
Connecticut 713 755 778 889 946 946 1,059 1,063 1,091 1,176 43.8
Delaware 128 135 137 169 189 186 197 193 192 198 34.4
District of Columbia 376 411 354 470 493 502 524 543 559 556 28.9
Florida 1,768 1,821 1,900 1,995 2,126 2,179 2,172 2,273 2,355 2,527 24.6
Georgia 1,447 1,586 1,622 1,692 1,809 1,882 1,956 1,951 2,046 2,180 31.3
Hawaii 283 286 311 318 331 336 344 335 332 318 -2.1
Idaho 116 116 123 126 142 146 144 143 147 155 16.7
Illinois 1,971 2,078 2,229 2,224 2,352 2,362 2,501 2,327 2,383 2,401 6.2
Indiana 993 1,063 1,122 1,186 1,271 1,306 1,336 1,309 1,324 1,410 23.8
Iowa 605 540 573 707 725 718 714 774 759 814 17.3
Kansas 402 432 468 483 511 527 545 548 562 559 21.1
Kentucky 539 535 549 575 596 586 551 534 533 556 -10.1
Louisiana 632 696 711 714 728 699 672 666 663 683 -5.8
Maine 143 152 157 138 140 120 105 125 103 100 -38.8
Maryland 2,574 2,776 3,046 3,139 3,417 3,360 3,433 3,573 3,742 3,800 28.6
Massachusetts 2,287 2,396 2,605 2,750 2,949 3,215 3,533 3,501 3,674 3,797 44.7
Michigan 1,604 1,691 1,863 2,031 2,162 2,220 2,267 2,243 2,334 2,468 34.2
Minnesota 659 724 787 832 899 865 901 919 929 961 27.0
Mississippi 427 425 435 444 461 476 417 411 408 455 -7.2
Missouri 970 976 1,023 1,087 1,121 1,098 1,075 1,051 1,074 1,119 0.5
Montana 189 198 196 208 195 197 186 181 182 195 -10.1
Nebraska 379 392 411 401 413 438 445 455 465 481 10.6
Nevada 197 196 187 174 165 153 153 154 158 191 -15.6
New Hampshire 313 311 309 311 360 366 354 366 358 380 5.7
New Jersey 904 910 953 1,076 1,142 1,113 1,173 1,130 1,106 1,158 11.6
New Mexico 421 428 447 423 405 401 404 412 391 375 -22.2
New York 4,074 4,083 4,303 4,948 5,289 5,353 5,520 5,639 5,700 6,090 30.3
North Carolina 1,918 2,012 2,199 2,465 2,669 2,682 2,740 2,815 2,815 2,938 33.5
North Dakota 171 182 187 204 211 216 219 222 218 227 15.6
Ohio 1,815 1,881 1,948 2,052 2,222 2,129 2,168 2,159 2,153 2,193 5.3
Oklahoma 311 347 354 401 445 437 420 420 420 489 36.7
Oregon 636 663 707 696 740 722 705 706 720 759 4.0
Pennsylvania 2,502 2,686 2,798 3,128 3,315 3,239 3,361 3,329 3,357 3,951 37.6
Rhode Island 254 263 274 429 459 495 479 447 453 463 58.7
South Carolina 582 590 627 660 621 637 648 656 665 687 2.9
South Dakota 83 93 111 131 136 129 117 105 103 107 12.7
Tennessee 800 833 880 938 1,017 1,025 1,032 1,133 1,077 1,092 19.0
Texas 3,532 3,870 4,133 4,416 4,662 4,651 4,813 4,898 5,036 5,257 29.7
Utah 421 432 510 562 627 622 689 694 733 573 18.6
Vermont 118 118 126 133 137 120 121 115 120 121 -10.6
Virginia 1,036 1,123 1,152 1,199 1,390 1,379 1,420 1,381 1,411 1,463 23.0
Washington 1,024 1,105 1,134 1,358 1,502 1,475 1,562 1,537 1,549 1,646 40.1
West Virginia 173 184 186 195 211 202 196 196 199 199 0.3
Wisconsin 1,153 1,193 1,279 1,336 1,443 1,484 1,419 1,410 1,372 1,459 10.3
Wyoming 80 77 80 55 58 66 65 51 57 112 22.0

Universities rely to differing degrees on the various major sources of funding, including the federal government, state and local governments, businesses, nonprofit organizations, and higher education institutions (table 2). The federal government, for example, funded 54% of total academic R&D in 2016, but it contributed more than 70% in three states: Colorado, Maryland, and Vermont. Similarly, higher education institutions funded 25% of total academic R&D in 2016, ranging from less than 10% in Colorado to more than 45% in Rhode Island. Many differences by state also exist for the three other major funding sources. For example, among the six states with the highest levels of academic R&D spending, universities in Texas relied less on federal funding and more on state and local funds, compared with the national averages, whereas New York and Massachusetts schools relied more on funding from businesses.

TABLE 2. Higher education R&D expenditures, by state and share of funding source: ranked by FY 2016 R&D expenditures
Rank State Total expenditures
(millions of dollars)
Percent of total funded by source
Federal
government
State and local
governments
Businesses Academic
institutions
Nonprofit
organizations
Othera

a Other sources not reported elsewhere, such as funds from foreign governments.
b Includes U.S. territories not listed separately.

NOTE: Details may not add to totals due to rounding.

SOURCE: National Science Foundation, National Center for Science and Engineering Statistics, special tabulations (2018), Higher Education Research and Development Survey, FY 2016.

Table 2 Source Data: Excel file

- Totalb 71,833 54.0 5.6 5.9 25.0 6.4 3.1
1 California 8,889 53.4 4.0 6.4 20.0 9.7 6.5
2 New York 6,090 51.0 4.5 7.5 24.8 8.2 3.9
3 Texas 5,257 39.1 16.5 6.5 25.3 8.1 4.6
4 Pennsylvania 3,951 57.8 2.2 5.5 26.4 5.4 2.7
5 Maryland 3,800 78.0 1.6 2.7 12.4 4.8 0.4
6 Massachusetts 3,797 57.0 1.4 7.4 21.2 9.0 4.0
7 North Carolina 2,938 56.6 5.0 12.1 19.2 5.8 1.3
8 Florida 2,527 44.4 8.3 4.4 35.5 4.9 2.4
9 Michigan 2,468 52.1 2.1 4.1 35.9 4.0 1.8
10 Illinois 2,401 58.6 1.9 5.9 25.7 6.6 1.3
11 Ohio 2,193 60.0 4.1 8.7 19.9 5.8 1.6
12 Georgia 2,180 57.9 2.6 5.4 28.5 4.8 0.8
13 Washington 1,646 66.8 4.1 3.5 14.3 8.0 3.3
14 Virginia 1,463 50.3 5.5 5.4 31.6 4.1 3.1
15 Wisconsin 1,459 49.1 6.1 3.0 30.5 8.1 3.2
16 Indiana 1,410 40.5 6.6 5.7 37.0 8.5 1.8
17 Colorado 1,379 72.7 3.7 5.5 9.0 7.3 1.8
18 Connecticut 1,176 56.1 1.2 6.2 28.4 7.1 0.9
19 Arizona 1,162 42.9 5.1 2.7 34.1 5.0 10.2
20 New Jersey 1,158 52.5 8.6 3.7 28.7 5.5 0.9
21 Missouri 1,119 55.8 0.7 8.7 26.5 7.1 1.3
22 Tennessee 1,092 58.7 2.7 4.8 28.3 3.9 1.6
23 Minnesota 961 50.5 7.5 3.6 32.2 1.7 4.4
24 Alabama 950 58.8 6.2 6.4 24.3 3.2 1.1
25 Iowa 814 45.3 6.4 5.9 38.4 3.6 0.4
26 Oregon 759 65.3 7.9 4.7 13.4 6.6 2.1
27 South Carolina 687 43.2 4.7 6.6 41.1 3.0 1.4
28 Louisiana 683 39.7 14.4 4.6 33.5 5.8 2.0
29 Utah 573 67.7 4.0 7.3 14.4 3.9 2.8
30 Kansas 559 39.7 14.2 9.6 31.7 4.4 0.5
31 Kentucky 556 43.2 10.6 3.7 31.9 4.4 6.2
32 District of Columbia 556 54.1 0.9 2.7 29.1 10.0 3.2
33 Oklahoma 489 40.2 14.2 7.6 34.0 2.1 1.9
34 Nebraska 481 39.5 13.4 6.2 33.6 3.7 3.5
35 Rhode Island 463 45.1 2.8 1.8 45.8 3.8 0.8
36 Mississippi 455 45.5 21.1 5.3 26.4 1.3 0.4
37 New Hampshire 380 61.5 1.4 3.9 27.4 4.1 1.8
38 New Mexico 375 64.0 6.6 1.9 22.1 3.2 2.2
39 Hawaii 318 63.4 4.8 1.8 25.3 3.8 0.8
40 Arkansas 298 35.1 21.1 3.9 30.2 0.9 8.8
41 North Dakota 227 34.4 27.4 4.8 30.1 1.0 2.2
42 West Virginia 199 43.3 7.0 6.0 33.4 2.8 7.5
43 Delaware 198 65.0 5.7 3.0 21.6 3.4 1.3
44 Montana 195 57.5 8.3 1.9 27.2 2.0 3.2
45 Nevada 191 51.2 12.3 1.7 30.3 1.2 3.4
46 Alaska 167 62.1 5.4 3.0 27.9 1.0 0.6
47 Idaho 155 51.7 21.8 2.9 19.9 1.5 2.2
48 Vermont 121 71.9 0.5 2.8 19.3 4.6 1.0
49 Wyoming 112 57.1 22.9 3.7 13.6 1.5 1.2
50 South Dakota 107 49.1 20.5 1.9 21.8 5.9 0.8
51 Maine 100 47.7 18.9 3.4 26.5 2.9 0.6

R&D Fields

Life sciences was the science and engineering (S&E) field that accounted for the bulk of academic R&D spending: $41 billion in 2016, or 57% of the total. Other S&E fields, in declining order of expenditures, were engineering (16%), physical sciences (7%), geosciences (4%), social sciences (3%), computer sciences (3%), psychology (2%), and mathematical sciences (1%). Non-S&E fields constituted 6% of total spending. In addition, just under 2% of academic R&D spending was allocated toward sciences that include multidisciplinary or interdisciplinary work that could not be classified within a broad field.[2]

Higher education R&D spending within states differs somewhat by field. Universities in California, New York, Pennsylvania, and Texas performed a higher proportion of R&D in life sciences (60%–65% in 2016) than the national average (57%), whereas those in Maryland and Massachusetts performed a lower proportion of their R&D in life sciences (44% and 41%, respectively). Schools in Maryland and Massachusetts performed a higher proportion of R&D in engineering (31% and 21%, respectively) than the national average (16%), whereas those in California, New York, and Pennsylvania performed a lower proportion of their R&D in engineering fields (12%–14%). The proportions spent on the other broad fields in the top six states were similar to the national average proportions for these fields.

Federal Funding

The federal government funded $39 billion (54%) of academic R&D in 2016, up from $31 billion in 2007.[3] In 2016, as in prior years, private universities relied more on federal funding than did their public counterparts (60% versus 51% of their total R&D in 2016). Over the past decade, federal funding increased by 8% after adjusting for inflation; since 2010, however, federal funding declined by 6%.[4]

The American Recovery and Reinvestment Act of 2009 (ARRA) funded over $9 billion of academic R&D during the recession and recovery from 2010 to 2012 and continued to contribute, although in smaller amounts, in 2013 and 2014. By 2015, all ARRA funds had been spent.[5]

Federal funding has played a larger role in overall support for some fields than for others. In 2016, the federal government provided the majority of funding in life and physical sciences, engineering, computer sciences, geosciences, mathematics, and psychology.[6] By contrast, the federal government played a smaller role in social sciences and non-S&E fields, funding only one-third or less of the academic R&D performed.[7] Among the six states with the highest levels of academic R&D spending, universities in California and Massachusetts spent a relatively large share of federal funds on the physical sciences, compared with the national average; in Maryland, a relatively large share of federal funds was spent on engineering; in New York, life sciences; and in Pennsylvania, computer and information sciences. In Texas, the field distribution of federal funding of higher education R&D largely mirrored the overall national pattern.

Federal funding of states' higher education R&D ranged from about 35% in North Dakota and Arkansas to more than 70% in Colorado, Maryland, and Vermont (figure 1). In 31 states, federal funding contributed over 50% to their total academic R&D spending. Texas, which ranked third among all states in total spending, ranked third from the bottom in the percent to which the federal government contributed to this spending (39%), above only Arkansas and North Dakota. As a group, however, 45% of total federal spending in 2016 was concentrated in the top six states, identical to the concentration of overall spending.

FIGURE 1. Federal funding share of higher education R&D, by state: FY 2016

Percent of total academic R&D expenditures

FIGURE 1. Federal funding share of higher education R&D, by state: FY 2016

SOURCE: National Science Foundation, National Center for Science and Engineering Statistics, special tabulations (2018), Higher Education Research and Development Survey, FY 2016. Map powered by Bing. © DSAT for MSFT, GeoNames, Navteq.

Figure 1 Source Data: Excel file

Institutions' Own Funding

Institutional funds play a prominent role in academic R&D spending.[8] At $18 billion and 25% of total expenditures in 2016, funds provided by institutions themselves provide the second largest source of R&D spending for universities and colleges. Such funding is especially important at public universities, where it accounted for 27% of total spending in 2016 compared to 21% at private universities. Among the major funding sources for academic R&D, institutional funding saw the largest increase (37%) from 2010 to 2016, after adjusting for inflation.

Universities differ by state in the extent to which they rely on their own institutions' funds for academic R&D, ranging from 9% in Colorado to 46% in Rhode Island (figure 2). In three of the top six states—California, New York, and Texas—inflation-adjusted increases in institutional funding of roughly 40% from 2010 to 2016 broadly matched the overall increase in the United States. From 2010 to 2016, institutional funding doubled in Pennsylvania and tripled in Massachusetts, after adjusting for inflation, but it increased by only 13% in Maryland. In Pennsylvania, Texas, and New York, institutional spending constituted about 25% of these states' total academic R&D; in Massachusetts and California, on the other hand, institutional funding was a somewhat smaller share of total academic R&D (around 20%), and in Maryland, institutional funding constituted only 12% of the state's total spending on higher education R&D.

FIGURE 2. Institutions' own funding share of higher education R&D, by state: FY 2016

Percent of total academic R&D expenditures

FIGURE 2. Institutions' own funding share of higher education R&D, by state: FY 2016.

SOURCE: National Science Foundation, National Center for Science and Engineering Statistics, special tabulations (2018), Higher Education Research and Development Survey, FY 2016. Map powered by Bing. © DSAT for MSFT, GeoNames, Navteq.

Figure 2 Source Data: Excel file

As with total academic R&D spending, institutional funding largely supports the broad fields of life sciences (54%) and engineering (13%). However, the non-S&E fields also feature prominently in universities' own funding of R&D (12%). These fields include education, business management, and law, among others. Among the top six states, however, institutional funding patterns vary from the national trend: universities in California and New York spent relatively large shares of institutional funds on life sciences; in Maryland, geosciences; and in Massachusetts and Pennsylvania, non-S&E fields. Institutional funds in Texas schools followed a similar pattern as the United States, with 56% spent on life sciences and 16% on engineering.

Nonprofit Funding

Nonprofit organizations provided $4.6 billion (6.4%) of academic R&D funding in 2016. The proportion of funding provided by nonprofit organizations was slightly higher at private institutions (8%) than at public institutions (6%).[9] After adjusting for inflation, overall funding by nonprofit organizations increased from 2010 to 2016 within 31 states and nationally by 12%. Among the top six states, nonprofit funding increases varied widely, from 5% in California to 35% in Massachusetts. As a share of a state's total higher education R&D spending, nonprofit funding ranged from 1% in Arkansas to 10% in the District of Columbia (figure 3). For the top six states, nonprofit funds as a percentage of total higher education R&D expenditures ranged from 5% in Maryland to just under 10% in California.

FIGURE 3. Nonprofit funding share of higher education R&D, by state: FY 2016

Percent of total academic R&D expenditures

FIGURE 3. Nonprofit funding share of higher education R&D, by state: FY 2016.

SOURCE: National Science Foundation, National Center for Science and Engineering Statistics, special tabulations (2018), Higher Education Research and Development Survey, FY 2016. Map powered by Bing. © DSAT for MSFT, GeoNames, Navteq.

Figure 3 Source Data: Excel file

Nonprofit funds are used largely for life sciences (66%). Among the top six states, universities in California, Maryland, New York, Pennsylvania, and Texas all spent large shares (65% to 89%) of the funds provided by nonprofit organizations on R&D in life sciences. The situation was different in Massachusetts, which used nonprofit funding more evenly across the various S&E and non-S&E fields. Although the largest share went to the life sciences (38%), relatively large shares went to non-S&E fields (16%) and the social sciences (14%).

Business Funding

Businesses provided $4.2 billion for higher education R&D in 2016 (6% of total spending). As a percentage of total funding, business sources ranged from 1.7% in Nevada to 12.1% in North Carolina (figure 4). Private universities relied somewhat more on R&D funding from businesses than their public counterparts did (7% versus 5%).[9] After adjusting for inflation, R&D funds from business sources increased by 19% from 2010 to 2016, with 34 states experiencing an increase. Business funds increased at universities in five of the top six states but declined by 3% in Maryland. Among the other top six states, increases ranged from 5% in California to 58% in New York.

FIGURE 4. Business funding share of higher education R&D, by state: FY 2016

Percent of total academic R&D expenditures

FIGURE 4. Business funding share of higher education R&D, by state: FY 2016.

SOURCE: National Science Foundation, National Center for Science and Engineering Statistics, special tabulations (2018), Higher Education Research and Development Survey, FY 2016. Map powered by Bing. © DSAT for MSFT, GeoNames, Navteq.

Figure 4 Source Data: Excel file

In 2016, the percentage of total business funding devoted to life sciences was slightly larger (61%) than the percentage across all sources of funding (57%). Businesses also placed a greater emphasis on engineering, with engineering receiving 25% of total business funds in 2016 (but only 16% of total academic R&D expenditures). R&D funds from businesses increased most from 2010 to 2016 in non-S&E fields.

Among the top six states, Massachusetts and New York spent relatively large shares of R&D funds provided by businesses on engineering (33% and 44%, respectively); schools in Massachusetts also spent a relatively large share of business funds on non-S&E fields (16%).[10] Schools in California, Pennsylvania, and Maryland spent the majority of funds provided by businesses on life sciences R&D (62%, 76%, and 85%, respectively).

State and Local Government Funding

Funds from state and local governments totaled just over $4 billion in 2016 and constituted 6% of total higher education R&D spending that year.[11] As a percentage of total funding, state and local government funding ranged from 1% in Vermont to 27% in North Dakota (figure 5). Public institutions derived more of their R&D funds from state and local governments than did private institutions (8% versus 1% of their total R&D in 2016).

State and local government funds for higher education R&D declined 6% from 2010 to 2016, after adjusting for inflation. There were wide variations among the states. Such funding declined by varying amounts in 31 states, for example, falling by 2% in Florida and by 75% in Missouri.

FIGURE 5. State and local government funding share of higher education R&D, by state: FY 2016

Percent of total academic R&D expenditures

FIGURE 5. State and local government funding share of higher education R&D, by state: FY 2016.

SOURCE: National Science Foundation, National Center for Science and Engineering Statistics, special tabulations (2018), Higher Education Research and Development Survey, FY 2016. Map powered by Bing. © DSAT for MSFT, GeoNames, Navteq.

Figure 5 Source Data: Excel file

Among the top six states, state and local government funding declined in California, Maryland, New York, and Pennsylvania (9% to 45%), whereas it doubled in Massachusetts, largely as the result of an increase in state grants to equip several laboratories focused on R&D in life sciences. State and local government funding for academic R&D increased by 27% in Texas.

State and local funds have largely been used to support life sciences (61%) and engineering (17%) R&D. Among the top six states, Maryland and New York spent relatively large shares of R&D funds provided by state and local governments on engineering R&D (25% and 41%, respectively) and Pennsylvania spent a large share of such funds on life sciences R&D (76%).

Data Sources and Limitations

Data are from the 2016 Higher Education R&D Survey. The year referred to throughout this report is the academic fiscal year. For most institutions, FY 2016 represents 1 July 2015 through 30 June 2016. Expenditures are in current year dollars, but the report adjusts for inflation when comparing across more than one year.[12] The amounts reported include all funds expended for activities specifically organized to produce research outcomes and sponsored by an outside organization or separately accounted for using institution funds.

The national total includes approximately $3 billion in pass-through funds that are double-counted because such funds are counted by the universities initially receiving the money and by the universities to which the funds are passed. R&D expenditures at university-administered federally funded research and development centers are not included in this report.

Figures 1 to 5 present data by quartile. The quartiles were determined by dividing the 50 states plus the District of Columbia into quartiles, with the top quartile showing the 25% of states that reported the highest shares for the funding source presented, the second quartile presenting data for the 25% of states that reported the second-highest shares, and so forth.

For more data on the relationship of higher education R&D state economies, see the National Science Board's Science and Engineering Indicators 2018 State Indicators. This site includes data on the ratio of R&D expenditures at a state's colleges and universities to the size of the state's economy (https://www.nsf.gov/statistics/state-indicators/indicator/academic-rd-per-1000-state-gdp).

Notes

[1] Katherine Hale is with the Science and Engineering Indicators Program and Ronda Britt and Michael Gibbons are with the Research and Development Statistics Program, all at the National Center for Science and Engineering Statistics, National Science Foundation, 2415 Eisenhower Avenue, Suite W14200, Alexandria, VA 22314. For more about this report, please contact Ronda Britt (rbritt@nsf.gov; 703-292-7765) and Michael Gibbons (mgibbons@nsf.gov; 703-292-4590).

[2] Trend data by field are available in table 9 of the FY 2016 Higher Education R&D data tables: https://ncsesdata.nsf.gov/herd/2016/html/HERD2016_DST_09.html.

[3] Six agencies contributed more than 90% of federal funding for academic R&D in 2016: the Department of Health and Human Services, particularly the National Institutes of Health; the Department of Defense; the National Science Foundation; the Department of Energy; the National Aeronautics and Space Administration; and the U.S. Department of Agriculture.

[4] Trend data by funding source are available in table 2 of the FY 2016 Higher Education R&D data tables: https://ncsesdata.nsf.gov/herd/2016/html/HERD2016_DST_02.html

[5] For more information on federally funded higher education R&D expenditures funded by ARRA, see table 5-3 in National Science Board (NSB). 2016. Science and Engineering Indicators 2016, NSB-2016-1. Arlington, VA: National Science Foundation. Available at https://www.nsf.gov/statistics/2016/nsb20161/#/table/tt05-03.

[6] See appendix table 5-4 in National Science Board (NSB). 2018. Academic Research and Development. In Science and Engineering Indicators 2018, NSB-2018-1. Alexandria, VA: National Science Foundation. Available at https://www.nsf.gov/statistics/2018/nsb20181/.

[7] See table 5-1 in National Science Board (NSB). 2018. Academic Research and Development. In Science and Engineering Indicators 2018, NSB-2018-1. Alexandria, VA: National Science Foundation. Available at https://www.nsf.gov/statistics/2018/nsb20181/.

[8] Institutionally financed research includes organized research projects fully supported with internal funding and all other institutional funds for research that are separately accounted for. The ability to identify and report all such internal funding for research varies by institution, resulting in an undercount of this source of funding for some institutions. Institutional spending does not include funds spent on research that are not separately accounted for, such as estimates of faculty time budgeted for instruction that is spent on research. For further detail on institutional spending for academic R&D, see table 5-7 and table 5-8 in National Science Board (NSB). 2018. Academic research and development. In Science and Engineering Indicators 2018, NSB-2018-1. Alexandria, VA: National Science Foundation. Available at https://www.nsf.gov/statistics/2018/nsb20181/.

[9] See figure 5-4 in National Science Board (NSB). 2018. Academic Research and Development. In Science and Engineering Indicators 2018, NSB-2018-1. Alexandria, VA: National Science Foundation. Available at https://www.nsf.gov/statistics/2018/nsb20181/.

[10] National Science Foundation, National Center for Science and Engineering Statistics, special tabulations (2018) from WebCASPAR with FY 2016 data from the Higher Education R&D Survey: https://ncsesdata.nsf.gov/webcaspar/.

[11] The share of state and local government funding has declined from a peak of 10% in the early 1970s to below 6% in recent years. However, actual amounts may be understated, particularly for public institutions, because they reflect only funds specifically targeted for R&D, whereas general purpose funds may be designated by the recipient institutions for R&D or indirect cost recovery and may thus show up as institutional research support. See table 5-4 in National Science Board (NSB). 2018. Academic research and development. In Science and Engineering Indicators 2018, NSB-2018-1. Alexandria, VA: National Science Foundation. Available at https://www.nsf.gov/statistics/2018/nsb20181/.

[12] Fiscal year gross domestic product deflators are derived from U.S. Bureau of Economic Analysis data by the Office of Management and Budget, Budget of the United States Government, Fiscal Year 2018, Historical Tables (table 10.1), accessed 30 May 2018.