by Ronda Britt[1]
The nation's 42 federally funded research and development centers (FFRDCs) spent $18.5 billion on R&D in FY 2015, a 4.2% increase from FY 2014. This increase returned the total to just above the level reported in FY 2012 following 2 years of declining or flat expenditures (table 1). In constant 2009 dollars, the total spent on R&D within FFRDCs rose 3.1% from FY 2014 to FY 2015 (figure 1). Since FY 2001, total R&D spending at FFRDCs has increased at an average annual rate of 2.6% in constant dollars. Following 5.0% average annual growth between FY 2001 and FY 2010, FFRDCs reported 4 straight years of constant dollar declines before the increase in FY 2015. These and the other statistics in this report come from the FY 2015 FFRDC Research and Development Survey, conducted by the National Center for Science and Engineering Statistics (NCSES) within the National Science Foundation (NSF).
SOURCE: National Science Foundation, National Center for Science and Engineering Statistics, FFRDC Research and Development Survey. |
||||||
Fiscal year | All R&D expenditures | Federal government | State and local government |
Business | Nonprofit organizations | All other sources |
---|---|---|---|---|---|---|
2010 | 18,880,609 | 18,453,552 | 52,871 | 168,561 | 23,665 | 181,960 |
2011 | 18,671,245 | 18,276,088 | 26,744 | 190,111 | 38,878 | 139,424 |
2012 | 18,280,943 | 17,875,012 | 39,428 | 184,434 | 45,926 | 136,143 |
2013 | 17,667,184 | 17,284,513 | 50,449 | 186,911 | 39,390 | 105,921 |
2014 | 17,718,556 | 17,331,396 | 28,337 | 220,735 | 37,182 | 100,906 |
2015 | 18,458,257 | 18,097,189 | 18,427 | 208,780 | 27,984 | 105,877 |
FFRDCs are privately operated R&D organizations that are exclusively or substantially financed by the federal government.[2] Over 98% of FFRDCs' total FY 2015 R&D expenditures were funded by federal agency sources. The federally funded total grew 4.4%, to $18.1 billion in FY 2015 (table 1). The remainder of the expenditures were funded by businesses ($209 million), nonprofit organizations ($28 million), state and local government ($18 million), and all other sources ($106 million), such as foreign or U.S. universities. FFRDC R&D expenditures funded by businesses, nonprofits, and state and local governments all declined in FY 2015. State and local government-funded expenditures dropped 35.0%, nonprofit funded expenditures dropped 24.7%, and business funding declined 5.4% from FY 2014 to FY 2015. Nonprofit-funded expenditures declined for the third year in a row, falling 39.1% from a high of $45.9 million in FY 2012. Collectively, however, nonfederal funding sources annually provide a very small share of the FFRDC R&D total.
Under one-quarter (22%) of the total R&D expenditures reported by FFRDCs in FY 2015 was spent on basic research (figure 2). The remainder was divided almost equally between applied research (39%) and development (38%). These proportions have been stable since FY 2013.
Six FFRDCs were again responsible for over half of total R&D expenditures (reporting a combined $9.8 billion in FY 2015)—the National Aeronautics and Space Administration sponsored Jet Propulsion Laboratory, and five Department of Energy sponsored National Laboratories specializing in energy and the environment, national security, and nuclear science: Sandia, Oak Ridge, Los Alamos, Lawrence Livermore, and Pacific Northwest National Lab (table 2). Lawrence Livermore National Laboratory showed the most growth of these six, increasing almost 9% in current dollars between 2014 and 2015 following a decline reported in FY 2014. Pacific Northwest National Laboratory reported a spending decline of 6.9% in FY 2015. Of the remaining FFRDCs, the CMS Alliance to Modernize Healthcare reported a second straight year of rapid growth since the organization's founding in 2012, increasing 138.6% to $168 million in FY 2015.
na = not applicable. FFRDC = federally funded research and development center. SOURCE: National Science Foundation, National Center for Science and Engineering Statistics, FFRDC Research and Development Survey. |
||||||
FFRDC | 2011 | 2012 | 2013 | 2014 | 2015 | % change 2014-15 |
---|---|---|---|---|---|---|
All FFRDCs | 18,671,245 | 18,280,943 | 17,667,184 | 17,718,556 | 18,458,257 | 4.2 |
Aerospace Federally Funded Research and Development Center | 908,458 | 874,653 | 835,068 | 838,708 | 888,119 | 5.9 |
Ames Laboratory | 32,442 | 33,853 | 34,234 | 41,824 | 45,845 | 9.6 |
Argonne National Laboratory | 710,435 | 679,387 | 708,501 | 719,459 | 719,521 | 0.0 |
Arroyo Center | 32,180 | 31,278 | 32,789 | 33,391 | 40,594 | 21.6 |
Brookhaven National Laboratory | 526,571 | 516,921 | 529,634 | 573,364 | 587,194 | 2.4 |
Center for Advanced Aviation System Development | 165,645 | 159,311 | 146,860 | 149,054 | 155,696 | 4.5 |
Center for Communications and Computing | 72,600 | 62,600 | 51,477 | 63,199 | 56,478 | -10.6 |
Center for Enterprise Modernization | 187,785 | 226,539 | 202,319 | 158,069 | 145,442 | -8.0 |
Center for Naval Analyses | 85,165 | 91,628 | 86,132 | 80,283 | 80,358 | 0.1 |
Center for Nuclear Waste Regulatory Analyses | 16,377 | 13,147 | 12,331 | 12,314 | 12,636 | 2.6 |
CMS Alliance to Modernize Healthcare | na | na | 17,521 | 70,458 | 168,142 | 138.6 |
Fermi National Accelerator Laboratory | 420,119 | 412,438 | 376,472 | 334,522 | 319,700 | -4.4 |
Frederick National Laboratory for Cancer Research | 431,600 | 430,100 | 433,900 | 448,500 | 495,300 | 10.4 |
Homeland Security Studies and Analysis Institute | 36,870 | 30,213 | 22,452 | 20,866 | 16,965 | -18.7 |
Homeland Security Systems Engineering and Development Institute | 85,154 | 77,159 | 75,530 | 94,353 | 77,176 | -18.2 |
Idaho National Laboratory | 425,072 | 536,399 | 496,818 | 479,801 | 476,376 | -0.7 |
Jet Propulsion Laboratory | 1,543,969 | 1,493,613 | 1,519,258 | 1,664,539 | 1,749,689 | 5.1 |
Judiciary Engineering and Modernization Center | 4,650 | 5,309 | 6,399 | 2,299 | 4,318 | 87.8 |
Lawrence Berkeley National Laboratory | 788,386 | 767,554 | 768,563 | 762,601 | 792,457 | 3.9 |
Lawrence Livermore National Laboratory | 1,424,993 | 1,353,454 | 1,313,293 | 1,170,571 | 1,273,066 | 8.8 |
Lincoln Laboratory | 822,358 | 873,104 | 872,298 | 830,076 | 914,071 | 10.1 |
Los Alamos National Laboratory | 2,307,197 | 2,056,878 | 1,708,000 | 1,767,000 | 1,865,000 | 5.5 |
National Astronomy and Ionosphere Ctr. | 14,317 | na | na | na | na | |
National Biodefense Analysis and Countermeasures Center | 41,786 | 31,201 | 29,849 | 30,310 | 30,716 | 1.3 |
National Center for Atmospheric Research | 198,231 | 169,743 | 172,527 | 162,259 | 166,385 | 2.5 |
National Cybersecurity Center of Excellence | na | na | na | na | 7,843 | |
National Defense Research Institute | 46,330 | 53,832 | 59,460 | 62,073 | 56,736 | -8.6 |
National Optical Astronomy Observatory | 36,165 | 36,321 | 30,021 | 25,161 | 23,660 | -6.0 |
National Radio Astronomy Observatory | 81,305 | 79,168 | 93,253 | 85,327 | 89,689 | 5.1 |
National Renewable Energy Laboratory | 386,539 | 398,873 | 347,368 | 359,998 | 378,436 | 5.1 |
National Security Engineering Center | 941,187 | 946,737 | 928,614 | 885,382 | 919,441 | 3.8 |
National Solar Observatory | 11,724 | 10,236 | 10,648 | 10,039 | 11,752 | 17.1 |
Oak Ridge National Laboratory | 1,558,073 | 1,553,460 | 1,451,684 | 1,293,722 | 1,333,332 | 3.1 |
Pacific Northwest National Laboratory | 1,095,923 | 1,033,768 | 934,491 | 1,021,912 | 951,099 | -6.9 |
Princeton Plasma Physics Laboratory | 84,863 | 81,389 | 85,088 | 97,768 | 81,348 | -16.8 |
Project Air Force | 44,171 | 41,031 | 36,003 | 39,351 | 44,393 | 12.8 |
Sandia National Laboratories | 2,277,166 | 2,293,307 | 2,412,476 | 2,507,099 | 2,621,891 | 4.6 |
Savannah River National Laboratory | 134,530 | 132,357 | 115,857 | 121,013 | 121,675 | 0.5 |
Science and Technology Policy Institute | 8,700 | 7,547 | 5,010 | 10,949 | 8,724 | -20.3 |
SLAC National Accelerator Laboratory | 327,716 | 329,747 | 327,005 | 316,646 | 310,167 | -2.0 |
Software Engineering Institute | 107,837 | 113,371 | 134,973 | 123,217 | 131,146 | 6.4 |
Systems and Analyses Center | 156,200 | 149,150 | 142,977 | 145,211 | 157,645 | 8.6 |
Thomas Jefferson National Accelerator Facility | 90,456 | 94,167 | 100,031 | 105,868 | 128,036 | 20.9 |
The statistics on FFRDC R&D presented in this report come from the FY 2015 NSF FFRDC R&D Survey. This annual survey is completed by FFRDC administrators and collects data from FFRDCs on R&D expenditures by source of funds (federal, state and local, business, nonprofit organizations, or other), type of R&D (basic research, applied research, or development), and type of cost (salaries, software, equipment, subcontracts, or indirect costs). This survey has been a census of the full population of FFRDCs since FY 2001. Reported totals for FY 2010–13 increased by more than $800 million each year due to revisions reported by the Aerospace FFRDC. See Technical Notes in FFRDC Research and Development Survey: Fiscal Year 2015 for more information on this and other historic reporting changes among the population of FFRDCs.
The full set of data tables from this survey are available at https://www.nsf.gov/statistics/srvyffrdc/.
[1] Ronda Britt, Research and Development Statistics Program, National Center for Science and Engineering Statistics, National Science Foundation, 4201 Wilson Boulevard, Suite 965, Arlington, VA 22230 (rbritt@nsf.gov; 703-292-7765).
[2] For a description of the federal guidelines and definitions governing FFRDCs, see the "General Notes" section of the NSF's Master Government List of FFRDCs at https://www.nsf.gov/statistics/ffrdclist/#gennotes. The Master Government List of FFRDCs is accessible at https://www.nsf.gov/statistics/ffrdclist/