by Ronda Britt[1]

The nation's 42 federally funded research and development centers (FFRDCs) spent $18.5 billion on R&D in FY 2015, a 4.2% increase from FY 2014. This increase returned the total to just above the level reported in FY 2012 following 2 years of declining or flat expenditures (table 1). In constant 2009 dollars, the total spent on R&D within FFRDCs rose 3.1% from FY 2014 to FY 2015 (figure 1). Since FY 2001, total R&D spending at FFRDCs has increased at an average annual rate of 2.6% in constant dollars. Following 5.0% average annual growth between FY 2001 and FY 2010, FFRDCs reported 4 straight years of constant dollar declines before the increase in FY 2015. These and the other statistics in this report come from the FY 2015 FFRDC Research and Development Survey, conducted by the National Center for Science and Engineering Statistics (NCSES) within the National Science Foundation (NSF).

TABLE 1. R&D expenditures at federally funded research and development centers, by detailed source of funds: FYs 2010–15
(Dollars in thousands)

SOURCE: National Science Foundation, National Center for Science and Engineering Statistics, FFRDC Research and Development Survey.

Table 1 Source Data: Excel file

Fiscal year All R&D expenditures Federal government State and local
government
Business Nonprofit organizations All other sources
2010 18,880,609 18,453,552 52,871 168,561 23,665 181,960
2011 18,671,245 18,276,088 26,744 190,111 38,878 139,424
2012 18,280,943 17,875,012 39,428 184,434 45,926 136,143
2013 17,667,184 17,284,513 50,449 186,911 39,390 105,921
2014 17,718,556 17,331,396 28,337 220,735 37,182 100,906
2015 18,458,257 18,097,189 18,427 208,780 27,984 105,877
FIGURE 1. Total R&D expenditures at FFRDCs: FYs 2001–15
FIGURE 1. Total R&D expenditures at FFRDCs: FYs 2001–15.

SOURCE: National Science Foundation, National Center for Science and Engineering Statistics, FFRDC Research and Development Survey.

Figure 1 Source Data: Excel file

R&D by Funding Source

FFRDCs are privately operated R&D organizations that are exclusively or substantially financed by the federal government.[2] Over 98% of FFRDCs' total FY 2015 R&D expenditures were funded by federal agency sources. The federally funded total grew 4.4%, to $18.1 billion in FY 2015 (table 1). The remainder of the expenditures were funded by businesses ($209 million), nonprofit organizations ($28 million), state and local government ($18 million), and all other sources ($106 million), such as foreign or U.S. universities. FFRDC R&D expenditures funded by businesses, nonprofits, and state and local governments all declined in FY 2015. State and local government-funded expenditures dropped 35.0%, nonprofit funded expenditures dropped 24.7%, and business funding declined 5.4% from FY 2014 to FY 2015. Nonprofit-funded expenditures declined for the third year in a row, falling 39.1% from a high of $45.9 million in FY 2012. Collectively, however, nonfederal funding sources annually provide a very small share of the FFRDC R&D total.

Type of R&D

Under one-quarter (22%) of the total R&D expenditures reported by FFRDCs in FY 2015 was spent on basic research (figure 2). The remainder was divided almost equally between applied research (39%) and development (38%). These proportions have been stable since FY 2013.

FIGURE 2. R&D expenditures at federally funded research and development centers, by type of R&D: FY 2015
FIGURE 2. R&D expenditures at federally funded research and  development centers, by type of R&D: FY 2015.

NOTE: Detail do not sum to 100% because of rounding.

SOURCE: National Science Foundation, National Center for Science and Engineering Statistics, FFRDC Research and Development Survey, 2015.

Figure 2 Source Data: Excel file

R&D-Performing Laboratories

Six FFRDCs were again responsible for over half of total R&D expenditures (reporting a combined $9.8 billion in FY 2015)—the National Aeronautics and Space Administration sponsored Jet Propulsion Laboratory, and five Department of Energy sponsored National Laboratories specializing in energy and the environment, national security, and nuclear science: Sandia, Oak Ridge, Los Alamos, Lawrence Livermore, and Pacific Northwest National Lab (table 2). Lawrence Livermore National Laboratory showed the most growth of these six, increasing almost 9% in current dollars between 2014 and 2015 following a decline reported in FY 2014. Pacific Northwest National Laboratory reported a spending decline of 6.9% in FY 2015. Of the remaining FFRDCs, the CMS Alliance to Modernize Healthcare reported a second straight year of rapid growth since the organization's founding in 2012, increasing 138.6% to $168 million in FY 2015.

TABLE 2. Total R&D expenditures at federally funded research and development centers, by FFRDC: FYs 2011–15
(Current $thousands)

na = not applicable.

FFRDC = federally funded research and development center.

SOURCE: National Science Foundation, National Center for Science and Engineering Statistics, FFRDC Research and Development Survey.

Table 2 Source Data: Excel file

FFRDC 2011 2012 2013 2014 2015 % change
2014-15
All FFRDCs 18,671,245 18,280,943 17,667,184 17,718,556 18,458,257 4.2
Aerospace Federally Funded Research and Development Center 908,458 874,653 835,068 838,708 888,119 5.9
Ames Laboratory 32,442 33,853 34,234 41,824 45,845 9.6
Argonne National Laboratory 710,435 679,387 708,501 719,459 719,521 0.0
Arroyo Center 32,180 31,278 32,789 33,391 40,594 21.6
Brookhaven National Laboratory 526,571 516,921 529,634 573,364 587,194 2.4
Center for Advanced Aviation System Development 165,645 159,311 146,860 149,054 155,696 4.5
Center for Communications and Computing 72,600 62,600 51,477 63,199 56,478 -10.6
Center for Enterprise Modernization 187,785 226,539 202,319 158,069 145,442 -8.0
Center for Naval Analyses 85,165 91,628 86,132 80,283 80,358 0.1
Center for Nuclear Waste Regulatory Analyses 16,377 13,147 12,331 12,314 12,636 2.6
CMS Alliance to Modernize Healthcare na na 17,521 70,458 168,142 138.6
Fermi National Accelerator Laboratory 420,119 412,438 376,472 334,522 319,700 -4.4
Frederick National Laboratory for Cancer Research 431,600 430,100 433,900 448,500 495,300 10.4
Homeland Security Studies and Analysis Institute 36,870 30,213 22,452 20,866 16,965 -18.7
Homeland Security Systems Engineering and Development Institute 85,154 77,159 75,530 94,353 77,176 -18.2
Idaho National Laboratory 425,072 536,399 496,818 479,801 476,376 -0.7
Jet Propulsion Laboratory 1,543,969 1,493,613 1,519,258 1,664,539 1,749,689 5.1
Judiciary Engineering and Modernization Center 4,650 5,309 6,399 2,299 4,318 87.8
Lawrence Berkeley National Laboratory 788,386 767,554 768,563 762,601 792,457 3.9
Lawrence Livermore National Laboratory 1,424,993 1,353,454 1,313,293 1,170,571 1,273,066 8.8
Lincoln Laboratory 822,358 873,104 872,298 830,076 914,071 10.1
Los Alamos National Laboratory 2,307,197 2,056,878 1,708,000 1,767,000 1,865,000 5.5
National Astronomy and Ionosphere Ctr. 14,317 na na na na
National Biodefense Analysis and Countermeasures Center 41,786 31,201 29,849 30,310 30,716 1.3
National Center for Atmospheric Research 198,231 169,743 172,527 162,259 166,385 2.5
National Cybersecurity Center of Excellence na na na na 7,843
National Defense Research Institute 46,330 53,832 59,460 62,073 56,736 -8.6
National Optical Astronomy Observatory 36,165 36,321 30,021 25,161 23,660 -6.0
National Radio Astronomy Observatory 81,305 79,168 93,253 85,327 89,689 5.1
National Renewable Energy Laboratory 386,539 398,873 347,368 359,998 378,436 5.1
National Security Engineering Center 941,187 946,737 928,614 885,382 919,441 3.8
National Solar Observatory 11,724 10,236 10,648 10,039 11,752 17.1
Oak Ridge National Laboratory 1,558,073 1,553,460 1,451,684 1,293,722 1,333,332 3.1
Pacific Northwest National Laboratory 1,095,923 1,033,768 934,491 1,021,912 951,099 -6.9
Princeton Plasma Physics Laboratory 84,863 81,389 85,088 97,768 81,348 -16.8
Project Air Force 44,171 41,031 36,003 39,351 44,393 12.8
Sandia National Laboratories 2,277,166 2,293,307 2,412,476 2,507,099 2,621,891 4.6
Savannah River National Laboratory 134,530 132,357 115,857 121,013 121,675 0.5
Science and Technology Policy Institute 8,700 7,547 5,010 10,949 8,724 -20.3
SLAC National Accelerator Laboratory 327,716 329,747 327,005 316,646 310,167 -2.0
Software Engineering Institute 107,837 113,371 134,973 123,217 131,146 6.4
Systems and Analyses Center 156,200 149,150 142,977 145,211 157,645 8.6
Thomas Jefferson National Accelerator Facility 90,456 94,167 100,031 105,868 128,036 20.9

Data Sources, Limitations, and Availability

The statistics on FFRDC R&D presented in this report come from the FY 2015 NSF FFRDC R&D Survey. This annual survey is completed by FFRDC administrators and collects data from FFRDCs on R&D expenditures by source of funds (federal, state and local, business, nonprofit organizations, or other), type of R&D (basic research, applied research, or development), and type of cost (salaries, software, equipment, subcontracts, or indirect costs). This survey has been a census of the full population of FFRDCs since FY 2001. Reported totals for FY 2010–13 increased by more than $800 million each year due to revisions reported by the Aerospace FFRDC. See Technical Notes in FFRDC Research and Development Survey: Fiscal Year 2015 for more information on this and other historic reporting changes among the population of FFRDCs.

The full set of data tables from this survey are available at https://www.nsf.gov/statistics/srvyffrdc/.

Notes

[1] Ronda Britt, Research and Development Statistics Program, National Center for Science and Engineering Statistics, National Science Foundation, 4201 Wilson Boulevard, Suite 965, Arlington, VA 22230 (rbritt@nsf.gov; 703-292-7765).

[2] For a description of the federal guidelines and definitions governing FFRDCs, see the "General Notes" section of the NSF's Master Government List of FFRDCs at https://www.nsf.gov/statistics/ffrdclist/#gennotes. The Master Government List of FFRDCs is accessible at https://www.nsf.gov/statistics/ffrdclist/