Industrial Innovation and Partnerships
Small Business Technology Transfer Program Phase I Solicitation FY-2014 (Release 2)
This program has been archived.
Important Information for Proposers
A revised version of the NSF Proposal & Award Policies & Procedures Guide (PAPPG) (NSF 15-1), is
effective for proposals submitted, or due, on or after December 26, 2014. The PAPPG is consistent
with, and, implements the new Uniform Administrative Requirements, Cost Principles, and Audit
Requirements for Federal Awards (Uniform Guidance) (2 CFR § 200). NSF anticipates release of
the PAPPG in the Fall of 2014. Please be advised that, depending on the specified due date,
the guidelines contained in NSF 15-1 may apply to proposals submitted in response to this
The Small Business Technology Transfer (STTR) program stimulates technological innovation in the private sector by strengthening the role of small business concerns in meeting Federal research and development needs, increasing the commercial application of federally supported research results, and fostering and encouraging participation by socially and economically disadvantaged and women-owned small businesses.
The STTR Program requires researchers at universities and other non-profit research institutions to play a significant intellectual role in the conduct of each STTR project. These researchers, by joining forces with a small company, can spin-off their commercially promising ideas while they remain primarily employed at the research institution. The program is governed by Public Law 112-81 (SBIR/STTR Reauthorization Act of 2011).
This STTR Phase I solicitation aims at encouraging the commercialization of previously NSF-funded fundamental research (NSF funding lineage). It is highly desirable that the core innovation described in the submitted proposals can in some manner be linked to fundamental research funded by the NSF. This lineage must be documented in the Project Description section of the proposal. (See Proposal Preparation Instructions for more information.)
Please note: It is NOT required that investigators of the original NSF-funded fundamental research be directly affiliated with the proposed STTR project or personnel.
The proposals submitted should fall into one the nine broad topic areas, which are detailed on the SBIR/STTR topics homepage:Educational Technologies and Applications (EA)Information and Communication Technologies (IC)Semiconductors (S) and Photonic (PH) Devices and MaterialsElectronic Hardware, Robotics and Wireless Technologies (EW)Advanced Manufacturing and Nanotechnology (MN)Advanced Materials and Instrumentation (MI)Chemical and Environmental Technologies (CT)Biological Technologies (BT)Smart Health (SH) and Biomedical (BM) Technologies
Certain innovative technologies with high commercial potential may not appear to fit under any of the nine current solicitation topics or their associated subtopics. In this case, you may seek advice from the relevant Program Director (as detailed on the topic pages), or you may submit the proposal under the topic and subtopic that is the closest match. The SBIR/STTR Program Directors ensure that proposals are appropriately grouped into panels for review by experts in the field, and the review process is facilitated by a Program Director. The topics and subtopics guide the merit review process but are not used as a consideration in making award decisions.
Please Note: The submission of the same project idea to both this STTR Phase I solicitation and the concurrent SBIR Phase I solicitation is strongly discouraged. More information about the NSF STTR Program can be found on the Program Homepage.
REVISIONS AND UPDATES
A revised version of the NSF Proposal & Award Policies & Procedures Guide (PAPPG), NSF 13-1, was issued on October 4, 2012 and is effective for proposals submitted, or due, on or after January 14, 2013. Please be advised that the guidelines contained in NSF 13-1 apply to proposals submitted in response to this funding opportunity. Proposers who opt to submit prior to January 14, 2013, must also follow the guidelines contained in NSF 13-1.
Please be aware that significant changes have been made to the PAPPG to implement revised merit review criteria based on the National Science Board (NSB) report, National Science Foundation's Merit Review Criteria: Review and Revisions. While the two merit review criteria remain unchanged (Intellectual Merit and Broader Impacts), guidance has been provided to clarify and improve the function of the criteria. Changes will affect the project summary and project description sections of proposals. Annual and final reports also will be affected.
A by-chapter summary of this and other significant changes is provided at the beginning of both the Grant Proposal Guide and the Award & Administration Guide.
Please note that this program solicitation may contain supplemental proposal preparation guidance and/or guidance that deviates from the guidelines established in the Grant Proposal Guide.
What Has Been Funded (Recent Awards Made Through This Program, with Abstracts)
Map of Recent Awards Made Through This Program